13F-HR filed by VOYA INVESTMENT MANAGEMENT LLC
VOYA INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 2,758 holding rows worth $49,596,352,000.
- Accession
- 0001068837-21-000004
- Filer
- CIK 1068837
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,622 entries on the cover page, a total value of $49,596,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,596,380,000 with VALUE read as thousands by filing date, 13F file number 028-07292. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVoya Investment Management Co. LLC 028-01217
- included managerVoya Investment Trust Co. 028-10070
- included managerVoya Investments, LLC 028-04547
- included managerVoya Financial, Inc 028-16916
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 11,127 | $216,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 21,514 | $216,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 66,010 | $215,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,905 | $215,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,359 | $215,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 12,239 | $214,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16,519 | $213,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 65,450 | $213,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 7,460 | $211,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,156 | $211,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 8,195 | $211,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,368 | $210,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 4,939 | $210,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 30,460 | $210,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 45,516 | $210,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 6,202 | $210,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 42,252 | $209,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 9,209 | $209,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 32,821 | $209,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 13,617 | $209,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 9,666 | $208,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,236 | $208,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,274 | $208,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 7,259 | $208,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,752 | $207,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 6,295 | $207,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 11,121 | $206,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,324 | $206,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 15,455 | $206,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 52,856 | $206,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,846 | $205,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 75,324 | $205,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 14,075 | $205,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 128,965 | $204,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,214 | $204,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 11,187 | $204,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 9,061 | $204,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,574 | $204,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,534 | $204,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 4,735 | $204,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 8,500 | $204,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 13,260 | $203,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 708 | $201,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 8,290 | $201,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,092 | $200,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,565 | $200,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 56,144 | $200,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 19,522 | $200,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,846 | $196,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 11,567 | $195,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,405 | $193,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 78,127 | $193,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,334 | $192,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 26,954 | $191,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,141 | $190,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 18,072 | $190,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 14,978 | $190,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 12,220 | $189,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 140,888 | $189,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,450 | $188,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 22,035 | $186,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 37,297 | $186,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 13,579 | $184,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 61,101 | $184,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,012 | $183,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 23,722 | $183,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 92,575 | $183,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 24,000 | $181,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 52,123 | $179,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 22,960 | $177,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,429 | $177,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,367 | $177,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 20,352 | $174,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 28,963 | $174,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 15,910 | $173,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,380 | $173,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,135 | $172,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,599 | $171,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 21,494 | $170,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 25,933 | $169,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 43,202 | $169,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 19,834 | $168,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,169 | $168,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 18,442 | $167,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 71,001 | $166,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 17,662 | $165,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 23,876 | $165,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,545 | $165,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 49,520 | $164,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,791 | $163,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,249 | $162,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 12,212 | $160,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,883 | $160,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,013 | $159,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,746 | $159,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,251 | $158,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 30,231 | $157,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 43,265 | $155,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 14,863 | $153,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,423 | $152,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 20,133 | $151,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 33,092 | $150,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,897 | $150,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 27,267 | $147,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,004 | $147,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 33,471 | $144,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,344 | $144,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 93,453 | $144,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 14,171 | $142,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,341 | $142,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 30,810 | $140,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,966 | $139,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 21,676 | $139,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,264 | $138,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 23,882 | $138,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 14,257 | $138,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 76,447 | $138,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,357 | $138,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 14,125 | $137,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,432 | $137,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,354 | $137,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 12,868 | $136,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,127 | $136,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 12,903 | $136,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 13,525 | $136,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 29,141 | $135,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 74,838 | $135,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,005 | $134,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 22,147 | $134,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,155 | $132,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 13,975 | $132,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,316 | $129,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 40,825 | $128,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,336 | $127,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,865 | $127,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 44,179 | $126,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 13,195 | $126,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 34,106 | $126,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,043 | $125,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 13,875 | $123,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 42,138 | $122,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 16,748 | $121,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 14,556 | $121,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,400 | $120,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 17,772 | $120,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 14,412 | $120,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 11,463 | $119,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,086 | $119,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,086 | $119,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 23,774 | $118,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 18,940 | $117,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 28,822 | $116,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 25,403 | $113,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,861 | $112,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 11,758 | $112,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 27,514 | $111,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 16,034 | $110,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 13,253 | $109,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 16,347 | $109,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 10,904 | $109,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 37,360 | $109,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 11,376 | $108,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,643 | $108,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 30,295 | $107,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 11,739 | $104,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 28,026 | $103,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 12,067 | $102,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,748 | $102,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 11,257 | $101,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 11,219 | $100,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,515 | $99,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,516 | $99,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 16,486 | $99,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 10,142 | $96,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 12,942 | $96,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 22,066 | $96,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 23,641 | $95,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 22,460 | $95,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 20,975 | $95,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,996 | $94,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,915 | $93,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 27,328 | $92,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,814 | $92,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,856 | $92,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 29,898 | $91,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 23,204 | $91,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 18,360 | $91,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 14,999 | $89,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,767 | $89,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 17,649 | $89,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,646 | $88,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 14,993 | $88,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 32,502 | $86,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 11,766 | $85,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 23,248 | $83,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 18,714 | $82,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 26,137 | $82,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 19,755 | $81,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,145 | $80,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 36,214 | $79,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 17,172 | $78,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 32,133 | $78,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 17,405 | $78,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,018 | $77,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 22,082 | $76,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 10,342 | $76,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 31,681 | $76,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 11,182 | $75,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,951 | $75,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 16,114 | $74,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 23,570 | $74,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 13,151 | $73,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 34,390 | $71,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 35,902 | $71,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 15,859 | $69,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 12,533 | $69,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,403 | $69,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,678 | $69,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 31,468 | $69,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 11,004 | $68,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 32,073 | $67,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 14,094 | $66,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 12,473 | $66,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 44,509 | $65,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,469 | $64,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,798 | $64,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,316 | $63,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 17,113 | $63,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,211 | $63,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 34,444 | $61,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 35,102 | $61,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 14,018 | $60,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,800 | $59,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 28,231 | $59,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 30,205 | $57,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 11,642 | $56,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 18,590 | $56,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 26,364 | $55,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 16,734 | $55,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,815 | $55,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 19,200 | $53,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,040 | $52,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 29,207 | $51,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,082 | $50,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,057 | $50,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 11,498 | $50,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,773 | $48,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 18,221 | $48,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 13,850 | $46,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 12,898 | $45,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,271 | $43,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 12,550 | $42,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,928 | $41,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 13,745 | $41,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 34,839 | $40,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,216 | $38,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 28,835 | $36,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 12,043 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001068837-21-000004 | this filing | 2021-05-17 | acceptance time not in the bulk data set |