13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-10, with 142 holding rows worth $4,092,211,203.
- Accession
- 0001062993-24-009832
- Filer
- CIK 1513006
- Filed
- 2024-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 142 entries on the cover page, a total value of $4,092,211,203 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,092,211,203 with VALUE read as dollars as filed, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 6,087,641 | $3,186,842,929 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 635,957 | $282,504,437 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 950,000 | $75,040,500 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 26,986,000 | $36,675,863 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 20,271,000 | $35,415,667 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 1,814,369 | $20,212,071 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,149,000 | $17,995,989 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,920,000 | $16,394,976 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 11,179,000 | $15,597,612 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 9,900,000 | $14,938,704 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 8,701,000 | $12,215,769 | dollars as filed | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 1,114,740 | $11,972,308 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 8,510,000 | $10,271,485 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 878,500 | $9,839,200 | dollars as filed | |
| Invest Acquisition Corp | G4923T105 | Equity | 815,492 | $9,149,820 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 9,500,000 | $8,847,816 | dollars as filed | |
| Target Global Acquisition I Co | G8675N109 | COM | 741,210 | $8,227,431 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157105 | COM | 745,115 | $8,136,656 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 5,458,000 | $7,974,193 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 7,761,000 | $7,896,430 | dollars as filed | |
| BARCLAYS BK PLC | G0440J109 | FUND | 695,777 | $7,883,153 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 8,443,000 | $7,520,374 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 683,792 | $7,453,333 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 651,308 | $7,275,110 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 616,000 | $6,745,200 | dollars as filed | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 593,500 | $6,575,980 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 599,263 | $6,502,004 | dollars as filed | |
| DT CLOUD ACQUISITION CORP | G28524109 | UNIT 99/99/9999 | 624,848 | $6,310,965 | dollars as filed | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 554,741 | $6,213,099 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J104 | COM | 525,000 | $6,000,750 | dollars as filed | |
| NULL | G3312W109 | NULL | 507,913 | $5,724,180 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 518,822 | $5,577,336 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A127 | UNIT 99/99/9999 | 550,000 | $5,555,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 523,200 | $5,545,920 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 504,531 | $5,474,161 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 5,648,000 | $5,393,885 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 483,778 | $5,273,180 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 5,031,000 | $5,018,875 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 4,019,000 | $4,857,685 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,000,000 | $4,575,900 | dollars as filed | |
| BLUE OCEAN ACQUISITION CORP | G1330L105 | CLASS A ORD SHS | 411,296 | $4,499,578 | dollars as filed | |
| CHENGHE ACQUISITION I CO | G5380L105 | Equity | 400,000 | $4,460,000 | dollars as filed | |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 396,344 | $4,439,053 | dollars as filed | |
| JVSPAC ACQUISITION CORP | G5212E105 | SHS CL A | 435,000 | $4,358,700 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,209,000 | $4,174,590 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 374,691 | $4,121,601 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C101 | USD ORD SHS | 375,101 | $3,938,560 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 3,000,000 | $3,917,940 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 356,057 | $3,916,627 | dollars as filed | |
| EAGLE NUCLEAR ENERGY CORP COM | G83752108 | Stock | 357,500 | $3,893,175 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 355,494 | $3,892,659 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 339,232 | $3,697,629 | dollars as filed | |
| SCHMID GROUP N.V. EURO SHS CL A | G69768102 | Stock | 330,517 | $3,685,265 | dollars as filed | |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 350,355 | $3,678,728 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 331,000 | $3,641,000 | dollars as filed | |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 319,759 | $3,549,325 | dollars as filed | |
| CONCORD ACQUISITION CORP II | 20607U108 | COM CL A | 336,935 | $3,520,971 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 308,389 | $3,342,937 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 305,530 | $3,327,222 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 295,361 | $3,145,595 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 288,625 | $3,131,581 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 261,849 | $2,932,709 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 3,000,000 | $2,910,636 | dollars as filed | |
| ESH ACQUISITION CORP | 296424104 | COM CL A | 279,846 | $2,888,011 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 260,021 | $2,777,024 | dollars as filed | |
| TMT ACQUISITION CORP | G89229119 | SHS | 258,917 | $2,752,288 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D770 | STRUCTURED CR IN | 134,700 | $2,735,084 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D762 | CMN | 134,519 | $2,726,700 | dollars as filed | |
| AIMEI HEALTH TECHNOLOGY CO L | G01341109 | SHS | 268,343 | $2,723,682 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C107 | CLASS A ORD | 256,206 | $2,715,784 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19,400 | $2,696,794 | dollars as filed | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 241,846 | $2,696,583 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 3,000,000 | $2,694,057 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 70,080 | $2,597,866 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 236,073 | $2,561,392 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A129 | UNIT 99/99/9999 | 253,409 | $2,546,760 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 220,816 | $2,484,180 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 2,500,000 | $2,347,285 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 2,504,000 | $2,325,477 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 2,430,000 | $2,311,219 | dollars as filed | |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 205,198 | $2,308,478 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 1,000,000 | $2,238,690 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 2,500,000 | $2,208,520 | dollars as filed | |
| BAYVIEW ACQUISITION CORP | 07323B100 | ORD SHS | 219,623 | $2,196,230 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 187,330 | $1,985,698 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K101 | CL A | 193,139 | $1,983,538 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 182,800 | $1,955,960 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 1,821,000 | $1,937,362 | dollars as filed | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 156,526 | $1,815,702 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 162,214 | $1,792,465 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C102 | CL A COM | 160,384 | $1,764,224 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 141,257 | $1,567,953 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 150,000 | $1,563,000 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 1,000,000 | $1,452,760 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 130,000 | $1,430,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 40,000 | $1,264,800 | dollars as filed | |
| HCI GROUP INC | 40416EAF0 | NOTE 4.750% 6/0 | 807,000 | $1,252,561 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,200 | $1,212,036 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 94,828 | $1,033,625 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 78,380 | $815,152 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 72,197 | $787,669 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G109 | CL A ORD SHS | 69,277 | $757,198 | dollars as filed | |
| SILVERBOX CORP III | 82836N107 | COM CL A | 67,312 | $705,430 | dollars as filed | |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 710,000 | $703,790 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION ORD SHS | G1676M105 | Warrant | 65,362 | $679,765 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 636,000 | $675,438 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 61,309 | $659,072 | dollars as filed | |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 60,475 | $615,636 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 50,197 | $539,618 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 46,271 | $497,413 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F101 | ORD SHS | 49,425 | $496,721 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14,500 | $423,255 | dollars as filed | |
| NABORS INDS INC | 62957HAL9 | NOTE 1.750% 6/1 | 575,000 | $417,526 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729110 | SHS | 40,106 | $415,097 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 31,948 | $336,412 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 375 | $300,000 | dollars as filed | call |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,000 | $262,500 | dollars as filed | |
| IB ACQUISITION CORP | 44934N207 | UNIT 03/26/2029 | 22,200 | $222,111 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,200 | $204,876 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 13,036 | $143,396 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 13,666 | $141,443 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 3,600 | $19,750 | dollars as filed | put |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 101,797 | $10,180 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F118 | *W EXP 01/22/202 | 89,325 | $4,466 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 357,118 | $3,571 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 70,050 | $3,502 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 281,864 | $2,819 | dollars as filed | |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 256,600 | $2,566 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157113 | *W EXP 10/08/202 | 252,442 | $2,524 | dollars as filed | |
| Brand Engagement Network Inc W Exp 03/14/202 | 104932116 | SPAC Combination | 25,096 | $2,510 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K141 | COMMON | 25,000 | $2,500 | dollars as filed | |
| Libity | G49219127 | Warrant | 223,412 | $2,234 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 28,700 | $1,435 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 118,941 | $1,189 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 108,460 | $1,085 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 99,960 | $1,000 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 100,000 | $1,000 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 100,000 | $1,000 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 98,990 | $990 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 79,264 | $793 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K119 | *W EXP 08/25/202 | 50,000 | $500 | dollars as filed | |
| Horizon Space Acquisition I Corp | G4619M117 | Warrant | 25,600 | $256 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-24-009832 | this filing | 2024-05-10 | acceptance time not in the bulk data set |