13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 224 holding rows worth $3,325,750,458.
- Accession
- 0001062993-23-020404
- Filer
- CIK 1513006
- Filed
- 2023-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 224 entries on the cover page, a total value of $3,325,750,458 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,325,750,458 with VALUE read as dollars as filed, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,554,814 | $2,373,603,129 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,300,000 | $200,838,000 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 11,307,000 | $31,415,821 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 10,000,000 | $23,558,500 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 13,750,000 | $20,708,325 | dollars as filed | |
| SLAM CORP | G8210L105 | COM | 1,771,000 | $19,038,250 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 11,000,000 | $18,800,870 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 1,718,000 | $18,588,760 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 15,176,000 | $17,075,428 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 10,650,000 | $13,890,902 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 11,094,000 | $11,818,327 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 10,977,000 | $10,911,423 | dollars as filed | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086109 | CL A COM | 951,594 | $9,829,966 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 7,967,000 | $9,559,922 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 5,265,000 | $9,527,597 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 8,810,000 | $9,155,704 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J104 | COM | 805,000 | $8,935,500 | dollars as filed | |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 790,000 | $8,650,500 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 800,000 | $8,600,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 8,250,000 | $8,236,082 | dollars as filed | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 3,525,000 | $8,109,016 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 674,829 | $7,267,908 | dollars as filed | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 653,377 | $7,161,012 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 669,879 | $7,107,416 | dollars as filed | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 643,000 | $7,073,000 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 656,360 | $7,023,052 | dollars as filed | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 664,034 | $6,912,594 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 631,280 | $6,830,450 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 7,769,000 | $6,768,283 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 644,000 | $6,762,000 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C102 | CL A COM | 621,500 | $6,724,630 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 616,289 | $6,717,550 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 613,000 | $6,620,400 | dollars as filed | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,200,000 | $6,389,100 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,500,000 | $6,267,274 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C101 | USD ORD SHS | 607,243 | $6,242,458 | dollars as filed | |
| NULL | G3312W109 | NULL | 567,300 | $6,155,205 | dollars as filed | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 561,358 | $6,118,802 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 570,000 | $6,099,000 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 6,500,000 | $5,984,017 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028107 | CL A ORD SHS | 560,000 | $5,958,400 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 553,000 | $5,889,450 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 538,935 | $5,712,711 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 4,005,000 | $5,661,428 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H107 | COM | 532,690 | $5,646,514 | dollars as filed | |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 499,106 | $5,440,255 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 3,000,000 | $5,393,880 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K200 | UNIT 99/99/9999 | 520,335 | $5,333,434 | dollars as filed | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 508,360 | $5,286,944 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 489,982 | $5,218,308 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 486,076 | $5,186,431 | dollars as filed | |
| BARCLAYS BK PLC | G0440J109 | FUND | 459,000 | $4,980,150 | dollars as filed | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 456,343 | $4,882,870 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 452,492 | $4,846,189 | dollars as filed | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 449,923 | $4,791,680 | dollars as filed | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 445,280 | $4,777,854 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 458,561 | $4,769,034 | dollars as filed | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 434,916 | $4,675,347 | dollars as filed | |
| BLUE OCEAN ACQUISITION CORP | G1330L105 | CLASS A ORD SHS | 430,200 | $4,603,140 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 439,952 | $4,597,498 | dollars as filed | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 428,376 | $4,497,948 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 426,300 | $4,497,465 | dollars as filed | |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 406,012 | $4,445,831 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 402,800 | $4,330,100 | dollars as filed | |
| CHENGHE ACQUISITION CO | G2086M107 | CLASS A ORD | 395,780 | $4,282,340 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 388,513 | $4,157,089 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 399,306 | $4,152,782 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 379,260 | $4,004,986 | dollars as filed | |
| SHUAA PARTNERS ACQUISTN CORP | G81173109 | CLASS A ORD SHS | 368,600 | $3,999,310 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 359,325 | $3,905,863 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 362,151 | $3,893,123 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,755,000 | $3,821,464 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 361,671 | $3,786,695 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 352,038 | $3,784,408 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 331,200 | $3,576,960 | dollars as filed | |
| EXCELFIN ACQUISITION CORP | 30069X102 | COM CL A | 335,000 | $3,564,400 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N105 | ORDINARY SHARES | 326,270 | $3,507,402 | dollars as filed | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 320,300 | $3,475,255 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 327,525 | $3,471,765 | dollars as filed | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 324,400 | $3,373,760 | dollars as filed | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 310,480 | $3,368,708 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 316,000 | $3,365,400 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 311,458 | $3,301,455 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 306,974 | $3,299,970 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 35,000 | $3,277,050 | dollars as filed | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 300,755 | $3,218,078 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 294,584 | $3,175,616 | dollars as filed | |
| Target Global Acquisition I Co | G8675N109 | COM | 288,271 | $3,098,913 | dollars as filed | |
| LEARN CW INVESTMENT COR | G54157105 | COM | 288,036 | $3,067,583 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 3,500,000 | $3,014,700 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 281,994 | $2,989,136 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 284,661 | $2,988,940 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 2,000,000 | $2,986,040 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R103 | COM | 274,279 | $2,964,956 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 275,453 | $2,892,256 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 271,507 | $2,891,550 | dollars as filed | |
| HH&L ACQUISITION CO | G39714103 | COM | 275,000 | $2,887,500 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 259,185 | $2,851,035 | dollars as filed | |
| Kairous Acquisition Corp Ltd | G52131110 | Equity | 252,201 | $2,837,261 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 256,515 | $2,719,059 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 250,000 | $2,620,000 | dollars as filed | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 231,334 | $2,602,508 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,226,000 | $2,573,278 | dollars as filed | |
| SCHMID GROUP N.V. EURO SHS CL A | G69768102 | Stock | 236,003 | $2,560,633 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION ORD SHS | G1676M105 | Warrant | 249,338 | $2,543,248 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,000,000 | $2,541,126 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A101 | COM CL A | 228,727 | $2,472,539 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,500,000 | $2,470,990 | dollars as filed | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 227,830 | $2,376,267 | dollars as filed | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 223,825 | $2,374,783 | dollars as filed | |
| Invest Acquisition Corp | G4923T105 | Equity | 213,020 | $2,279,314 | dollars as filed | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 211,318 | $2,239,971 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 202,000 | $2,222,000 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 199,243 | $2,203,628 | dollars as filed | |
| TKB CRITICAL TECHNOLOGIES 1 | G88935112 | COM | 202,786 | $2,179,950 | dollars as filed | |
| Aura FAT Projects Acquisition Corp | G06362100 | COM | 195,222 | $2,069,353 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 197,831 | $2,057,442 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 193,349 | $2,020,497 | dollars as filed | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 180,000 | $1,944,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D838 | INTER GOVT ETF | 100,000 | $1,938,420 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V103 | COM | 175,058 | $1,841,610 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094103 | COM | 168,155 | $1,824,482 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 1,992,000 | $1,769,928 | dollars as filed | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 158,800 | $1,699,160 | dollars as filed | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 149,362 | $1,672,854 | dollars as filed | |
| GARDINER HEALTHCARE ACQTS CO | 365506104 | COMMON STOCK | 157,784 | $1,672,510 | dollars as filed | |
| ENGENE HOLDINGS INC COM | G3619H102 | Stock | 150,231 | $1,631,509 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 60,000 | $1,614,600 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M109 | COM | 143,746 | $1,599,893 | dollars as filed | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P102 | COM | 150,185 | $1,591,961 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D102 | CLASS A ORD | 145,461 | $1,578,252 | dollars as filed | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 145,000 | $1,522,500 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 140,245 | $1,471,170 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H100 | COMMON STOCK | 133,790 | $1,396,768 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 134,532 | $1,392,406 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 125,129 | $1,388,932 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 128,675 | $1,338,220 | dollars as filed | |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 122,447 | $1,306,510 | dollars as filed | |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 120,475 | $1,271,011 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 119,868 | $1,259,813 | dollars as filed | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 111,436 | $1,205,738 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,309,000 | $1,205,733 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H105 | COM | 112,078 | $1,193,631 | dollars as filed | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 107,407 | $1,170,736 | dollars as filed | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 102,000 | $1,147,500 | dollars as filed | |
| DIRECT SELLING ACQUISITIN CO | 25460L103 | COM | 107,187 | $1,134,038 | dollars as filed | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 104,345 | $1,116,492 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S109 | CLASS A ORD | 99,599 | $1,110,529 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,000,000 | $1,058,360 | dollars as filed | |
| HCM ACQUISITION CO | G4365A101 | COM | 94,840 | $1,029,014 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 92,292 | $950,608 | dollars as filed | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 84,479 | $941,941 | dollars as filed | |
| SCHULTZE SPL PURP ACQ CORP I | 808212104 | COM | 89,648 | $918,892 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 86,846 | $903,198 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 1,000,000 | $881,292 | dollars as filed | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 79,854 | $871,207 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 1,000,000 | $860,594 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C103 | COM | 76,901 | $845,911 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E109 | COMMON STOCK | 74,998 | $802,479 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 790,000 | $736,235 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 36,105 | $703,145 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 64,829 | $696,912 | dollars as filed | |
| HEALTHCARE AI ACQUISITION CO | G4373K109 | COM | 64,392 | $681,267 | dollars as filed | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 54,863 | $592,520 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 50,000 | $577,500 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 54,999 | $577,490 | dollars as filed | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 54,074 | $567,777 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A108 | ORDINARY SHARES | 50,000 | $525,500 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 49,719 | $517,078 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 48,000 | $513,600 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 50,200 | $512,040 | dollars as filed | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 50,000 | $510,000 | dollars as filed | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 50,000 | $507,500 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 47,375 | $499,332 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 46,156 | $489,254 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T102 | Equity | 41,566 | $434,365 | dollars as filed | |
| ISRAEL ACQUISITIONS CORP | G49667101 | CLASS A ORD | 40,100 | $421,050 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 40,000 | $418,004 | dollars as filed | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 40,000 | $410,400 | dollars as filed | |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 39,035 | $405,964 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 35,000 | $376,250 | dollars as filed | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 34,598 | $373,658 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 35,400 | $368,160 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 300,000 | $357,318 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 25,574 | $331,439 | dollars as filed | |
| SPY | 78462F103 | SHS | 500 | $331,000 | dollars as filed | put |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 30,000 | $318,600 | dollars as filed | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 30,130 | $316,365 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 29,900 | $315,445 | dollars as filed | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 27,495 | $303,545 | dollars as filed | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 27,004 | $297,044 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 305,000 | $290,155 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 25,501 | $269,546 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493104 | CLASS A COM | 25,187 | $265,219 | dollars as filed | |
| RF ACQUISITION CORP | 74954L104 | COM | 25,120 | $261,248 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,075 | $258,272 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 19,874 | $213,646 | dollars as filed | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 20,000 | $209,200 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 20,162 | $208,878 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 19,779 | $199,768 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 18,689 | $191,188 | dollars as filed | |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 15,600 | $170,040 | dollars as filed | |
| ABRI SPAC I INC | 00085X105 | COMMON STOCK | 14,687 | $157,151 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LT | G1745A108 | CLASS A ORD | 13,093 | $141,404 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 13,196 | $139,878 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 12,928 | $139,622 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V105 | COM | 11,243 | $116,927 | dollars as filed | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 10,000 | $110,300 | dollars as filed | |
| FAT PROJECTS ACQUISITION COR | G3400W102 | CMN | 10,000 | $109,500 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D106 | CLASS A ORD SHS | 10,365 | $106,760 | dollars as filed | |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 10,000 | $100,000 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 95,000 | $80,177 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 75,000 | $62,056 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 700 | $18,900 | dollars as filed | call |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 256,600 | $2,566 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 200,178 | $2,002 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 135,655 | $1,357 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 132,810 | $1,328 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 98,790 | $988 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 74,900 | $749 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 60,604 | $606 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 56,961 | $570 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 52,288 | $523 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 40,594 | $406 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-23-020404 | this filing | 2023-11-09 | acceptance time not in the bulk data set |