13F-HR filed by Orange Investment Advisors, Inc.
Orange Investment Advisors, Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-01, with 219 holding rows worth $661,444,373.
- Accession
- 0001062993-23-001769
- Filer
- CIK 943442
- Filed
- 2023-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 219 entries on the cover page, a total value of $661,444,373 stated on the cover page (in dollars after the unit check, H1), rows summing to $661,444,373 with VALUE read as dollars as filed, 13F file number 028-15104. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 610,983 | $28,459,588 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 111,628 | $26,770,627 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 276,098 | $22,410,875 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 403,615 | $20,108,099 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 53,613 | $19,613,780 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 73,903 | $19,610,161 | dollars as filed | |
| Apple Inc | 037833100 | COM | 142,671 | $18,537,243 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 139,099 | $15,981,084 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 457,748 | $14,570,119 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 46,100 | $14,561,146 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 460,146 | $14,048,257 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,765 | $12,536,458 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,102 | $12,248,218 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 82,383 | $11,047,560 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 87,373 | $10,872,696 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 122,204 | $10,843,161 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 85,378 | $9,417,193 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 115,694 | $8,991,738 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 49,676 | $8,974,466 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 59,967 | $8,763,577 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 288,922 | $8,488,528 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 31,853 | $8,454,423 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 57,601 | $7,825,096 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 22,229 | $7,480,725 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 145,869 | $7,474,328 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 218,457 | $7,235,296 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 139,992 | $7,045,797 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 42,241 | $6,990,041 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 43,006 | $6,950,200 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 219,100 | $6,787,718 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 25,121 | $6,186,046 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 71,948 | $6,043,632 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 171,157 | $5,853,569 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 56,218 | $5,789,892 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 27,695 | $5,753,913 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 112,100 | $5,340,444 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 8,604 | $4,810,755 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 26,810 | $4,735,986 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 117,001 | $4,609,839 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 71,035 | $4,600,937 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 46,269 | $4,544,078 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 52,494 | $4,463,040 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 9,903 | $4,384,949 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 20,164 | $4,271,945 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 23,454 | $4,209,758 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 31,657 | $4,088,818 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 46,241 | $4,017,418 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 17,745 | $3,802,754 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 33,713 | $3,800,466 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 71,330 | $3,636,403 | dollars as filed | |
| KLA CORP | 482480100 | COM | 9,596 | $3,617,980 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 23,739 | $3,597,883 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 74,788 | $3,589,076 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 1,443 | $3,558,698 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 14,764 | $3,503,940 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 13,896 | $3,447,737 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 34,733 | $3,445,514 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 37,984 | $3,322,460 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 43,275 | $3,226,151 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,383 | $3,196,663 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 106,359 | $3,058,885 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 25,910 | $3,057,380 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 64,473 | $3,052,152 | dollars as filed | |
| American Express Company | 025816109 | COM | 20,579 | $3,040,547 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 22,453 | $2,977,043 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 21,114 | $2,960,605 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,322 | $2,957,805 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 29,920 | $2,951,608 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,784 | $2,860,735 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 19,806 | $2,808,293 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 18,902 | $2,731,150 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 78,750 | $2,729,475 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 32,798 | $2,696,324 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 13,028 | $2,634,262 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 9,981 | $2,630,293 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 38,525 | $2,567,691 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,087 | $2,537,610 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 30,950 | $2,529,935 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 39,800 | $2,448,098 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 62,165 | $2,428,165 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,663 | $2,307,396 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 11,018 | $2,293,176 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 16,158 | $2,276,501 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 17,083 | $2,251,710 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 28,312 | $2,164,452 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 69,700 | $2,160,700 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 39,318 | $2,101,940 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,852 | $1,984,413 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 78,079 | $1,918,401 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 19,365 | $1,804,624 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,121 | $1,658,935 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,513 | $1,657,666 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,861 | $1,619,668 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,500 | $1,597,750 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 12,569 | $1,470,699 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,006 | $1,439,432 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,620 | $1,429,498 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,352 | $1,400,482 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 14,984 | $1,356,052 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 155,461 | $1,336,965 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 12,102 | $1,328,679 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 13,030 | $1,314,988 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 36,881 | $1,289,729 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 7,992 | $1,266,412 | dollars as filed | |
| Southern Company | 842587107 | COM | 17,730 | $1,266,099 | dollars as filed | |
| Intel Corp | 458140100 | COM | 45,732 | $1,208,697 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,389 | $1,162,225 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,202 | $1,103,687 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,143 | $1,103,198 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 58,921 | $1,084,736 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 9,346 | $1,076,940 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 34,764 | $999,117 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,851 | $978,976 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 12,855 | $953,712 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 16,950 | $888,180 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 3,576 | $856,667 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,544 | $844,123 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 3,646 | $804,308 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 20,776 | $768,089 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,808 | $734,275 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 8,299 | $731,889 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 15,110 | $729,813 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,010 | $729,601 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,312 | $681,037 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,105 | $672,417 | dollars as filed | |
| CORNING INC | 219350105 | COM | 20,759 | $663,042 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,220 | $637,021 | dollars as filed | |
| JEFFERSONVILLE BANCORP | 47559A103 | COM | 31,094 | $615,661 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 8,675 | $595,365 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 2,214 | $581,485 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,746 | $578,520 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,552 | $562,206 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,273 | $560,113 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 4,320 | $518,054 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,000 | $517,200 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 3,555 | $515,688 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 6,700 | $503,773 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 2,260 | $490,104 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 9,464 | $486,071 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,050 | $479,498 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 16,357 | $477,952 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 11,881 | $469,894 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,380 | $468,113 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,163 | $464,289 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,093 | $463,312 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 7,178 | $456,593 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,000 | $455,200 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,184 | $454,963 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,565 | $454,612 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,901 | $453,610 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,515 | $445,913 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,140 | $445,569 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 7,901 | $443,878 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 6,308 | $442,254 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 10,220 | $434,350 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 11,108 | $431,990 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,673 | $431,688 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,045 | $431,647 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,100 | $430,990 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,492 | $430,145 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,904 | $429,206 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,068 | $426,489 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 3,483 | $425,309 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 7,631 | $421,308 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,783 | $415,827 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,315 | $414,517 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,119 | $392,582 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,938 | $386,127 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 5,152 | $372,850 | dollars as filed | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,212 | $372,367 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,789 | $372,010 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 967 | $371,531 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,326 | $362,476 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,042 | $362,335 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,145 | $356,178 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,057 | $351,291 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,715 | $351,220 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,251 | $335,898 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 5,835 | $332,303 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,915 | $329,231 | dollars as filed | |
| STORE CAP CORP | 862121100 | COM | 10,147 | $325,313 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,975 | $324,454 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,205 | $322,867 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 3,202 | $315,397 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 4,855 | $295,621 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,629 | $291,581 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 15,704 | $284,556 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,635 | $283,689 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,596 | $281,982 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 3,372 | $280,753 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 500 | $279,725 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,170 | $270,937 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 20,000 | $263,800 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 905 | $253,400 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 22,000 | $250,140 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,469 | $241,682 | dollars as filed | |
| SPY | 78462F103 | SHS | 614 | $234,812 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,334 | $234,030 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,982 | $230,127 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,575 | $213,806 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 4,643 | $212,232 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 900 | $211,212 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,613 | $205,878 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,857 | $205,533 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,850 | $184,748 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 14,700 | $163,758 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,600 | $143,792 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,500 | $127,470 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,500 | $126,840 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,000 | $124,080 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 10,500 | $106,260 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,200 | $96,320 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 12,000 | $74,760 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,000 | $58,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 13,150 | $22,881 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 14,000 | $14,560 | dollars as filed | |
| G6 MATERIALS CORPORATION | 361333107 | COM | 16,900 | $507 | dollars as filed | |
| ADSOUTH PARTNERS INC | 00737M200 | COM | 10,001 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SALTBAE CAPITAL CORP | 79575K104 | COM | 15,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-23-001769 | this filing | 2023-02-01 | acceptance time not in the bulk data set |