13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-13, with 1,090 holding rows worth $491,857,785.
- Accession
- 0001062993-23-000898
- Filer
- CIK 1586052
- Filed
- 2023-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,090 entries on the cover page, a total value of $491,857,785 stated on the cover page (in dollars after the unit check, H1), rows summing to $491,857,785 with VALUE read as dollars as filed, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBB FD INC | 74933W536 | US TREASR 10 YR | 6 | $272 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 130 | $272 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 25 | $265 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 20 | $264 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 54 | $251 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 28 | $251 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 20 | $249 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 200 | $246 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 48 | $237 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 250 | $230 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 500 | $217 | dollars as filed | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4 | $214 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 270 | $213 | dollars as filed | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 1,400 | $210 | dollars as filed | put |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 31 | $209 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8 | $206 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12 | $204 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 100 | $204 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 50 | $193 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 60 | $191 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 66 | $179 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 7 | $171 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 5 | $169 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2 | $166 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4 | $165 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 300 | $160 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 17 | $159 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 110 | $157 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5 | $156 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 56 | $156 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 2,000 | $153 | dollars as filed | |
| FLORA GROWTH CORP | 339764102 | COM | 666 | $152 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 22 | $150 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 6 | $145 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 30 | $140 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 7 | $136 | dollars as filed | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 20 | $126 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 4 | $125 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 100 | $115 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 1 | $112 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3 | $105 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 4 | $97 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 16 | $89 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 2 | $87 | dollars as filed | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 222 | $87 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 5 | $82 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 1,800 | $81 | dollars as filed | call |
| HALEON PLC SPON ADS | 405552100 | ADR | 10 | $80 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 5 | $78 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1 | $76 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 1,000 | $75 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 4 | $74 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10 | $74 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 500 | $74 | dollars as filed | |
| ENOVIX CORPORATION | 293594907 | COM | 3,000 | $71 | dollars as filed | call |
| OPGEN INC | 68373L307 | COM | 500 | $71 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 15 | $67 | dollars as filed | |
| MP MATERIALS CORP | 553368901 | CALL | 5,000 | $61 | dollars as filed | call |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 200 | $61 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 7 | $57 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 50 | $56 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 9 | $47 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 2 | $39 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 65 | $38 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 200 | $38 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 15 | $37 | dollars as filed | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 70 | $32 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 30 | $26 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 3 | $23 | dollars as filed | |
| TUESDAY MORNING CORP COM NEW | 89904V200 | COM | 33 | $23 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 10 | $22 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 4 | $17 | dollars as filed | |
| OCEANPAL INC | Y6430L160 | COM | 14 | $16 | dollars as filed | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 26 | $15 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 12 | $12 | dollars as filed | |
| FARFETCH LTD | 30744W907 | CALL | 6,000 | $10 | dollars as filed | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8 | $9 | dollars as filed | |
| ROKU INC | 77543R902 | CALL | 600 | $9 | dollars as filed | call |
| ASENSUS SURGICAL INC | 04367G103 | COM | 26 | $9 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4 | $8 | dollars as filed | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 2,000 | $8 | dollars as filed | call |
| FORTINET INC | 34959E909 | CALL | 2,000 | $5 | dollars as filed | call |
| BIOLASE INC | 090911405 | cs | 7 | $5 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 4 | $4 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 7 | $3 | dollars as filed | |
| DIGITAL ALLY INC | 25382T101 | COM | 9 | $2 | dollars as filed | |
| TWILIO INC | 90138F902 | CALL | 1,000 | $1 | dollars as filed | call |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 5,000 | $1 | dollars as filed | call |
| BIOCEPT INC | 09072V501 | COM | 1 | $1 | dollars as filed | |
| DOMINION ENERGY INC | 25746U909 | COM | 4,000 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-23-000898 | this filing | 2023-01-13 | acceptance time not in the bulk data set |