13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-24, with 223 holding rows worth $736,235,000.
- Accession
- 0001062993-22-021056
- Filer
- CIK 1513006
- Filed
- 2022-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 223 entries on the cover page, a total value of $736,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $736,239,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 397,646 | $71,037,000 | thousands by filing date | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 1,389,000 | $13,751,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 11,119,000 | $12,853,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 10,742,000 | $12,664,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 10,000,000 | $11,795,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 225,000 | $10,921,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 1,040,578 | $10,281,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 1,027,307 | $10,170,000 | thousands by filing date | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 1,029,000 | $10,136,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 984,524 | $9,757,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 936,966 | $9,285,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,500,000 | $9,230,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 931,667 | $9,224,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 10,000,000 | $9,065,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 6,900,000 | $8,826,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 8,633,000 | $8,711,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 10,786,000 | $8,673,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 838,304 | $8,609,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,984,000 | $8,419,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 850,955 | $8,339,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 835,656 | $8,331,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 7,455,000 | $8,163,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 814,879 | $8,149,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 803,023 | $7,958,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 6,650,000 | $7,848,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 6,656,000 | $7,767,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 7,729,000 | $7,651,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 657,187 | $6,592,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 650,000 | $6,468,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 652,167 | $6,450,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 651,000 | $6,412,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 619,573 | $6,301,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C100 | CLASS A COM | 630,000 | $6,206,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3,146,000 | $6,202,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 605,746 | $5,973,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 5,040,000 | $5,921,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,500,000 | $5,726,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 5,000,000 | $5,643,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 566,667 | $5,610,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 563,278 | $5,582,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 543,000 | $5,517,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,979,000 | $5,469,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 530,506 | $5,220,000 | thousands by filing date | |
| INVESTCORP AI ACQUISITION CO | G49219101 | CLASS A ORD SHS | 515,100 | $5,151,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 499,660 | $5,146,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 524,859 | $5,144,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 507,363 | $5,099,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 514,717 | $5,096,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N105 | ORDINARY SHARES | 508,758 | $5,062,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BT8 | BOND | 5,000,000 | $5,019,000 | thousands by filing date | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 500,500 | $4,980,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 5,724,000 | $4,894,000 | thousands by filing date | |
| DENALI CAPITAL ACQUISITN COR | G6256B106 | CLASS A ORD | 493,672 | $4,887,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 487,123 | $4,823,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 3,000,000 | $4,787,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 471,045 | $4,640,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 457,429 | $4,506,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 450,000 | $4,410,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 444,957 | $4,383,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 423,780 | $4,301,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 427,000 | $4,291,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 4,000,000 | $4,198,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 418,128 | $4,173,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,530,000 | $4,157,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 414,839 | $4,148,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U109 | COMMON STOCK | 409,275 | $4,134,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 150,000 | $4,124,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 2,500,000 | $4,124,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 400,000 | $4,100,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 405,356 | $4,058,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 4,000,000 | $3,985,000 | thousands by filing date | |
| HAINAN MANASLU ACQUISTN CORP | G4233U107 | ORDINARY SHARES | 396,340 | $3,904,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 389,239 | $3,846,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 388,427 | $3,842,000 | thousands by filing date | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 384,333 | $3,809,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K108 | CL A ORD SHS | 379,301 | $3,774,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 362,740 | $3,772,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 331,660 | $3,715,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 2,000,000 | $3,631,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 364,989 | $3,613,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 350,075 | $3,571,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 356,489 | $3,565,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 3,500,000 | $3,314,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 332,854 | $3,302,000 | thousands by filing date | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 4,000,000 | $3,133,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 307,523 | $3,075,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 306,503 | $3,065,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 35,000 | $3,064,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 295,696 | $3,046,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 296,720 | $2,949,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E109 | CMN | 283,810 | $2,810,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 275,100 | $2,779,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 279,169 | $2,778,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,663,000 | $2,766,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 262,867 | $2,589,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773107 | CL A SHS | 261,596 | $2,587,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 246,971 | $2,433,000 | thousands by filing date | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K100 | COM | 240,325 | $2,432,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 238,642 | $2,408,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 48,368 | $2,396,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 238,093 | $2,381,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 235,865 | $2,370,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 25,000 | $2,295,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,500,000 | $2,269,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,600,000 | $2,264,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 223,374 | $2,234,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 225,000 | $2,225,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 225,200 | $2,218,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 2,105,000 | $2,171,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507106 | CLASS A ORD SHS | 215,979 | $2,160,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 217,019 | $2,155,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 1,666,000 | $2,124,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 213,399 | $2,102,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 207,338 | $2,046,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 199,550 | $1,996,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 2,000,000 | $1,993,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595101 | COM | 186,811 | $1,849,000 | thousands by filing date | |
| SCULPTOR ACQUISITION CORP I | G7T983103 | CL A COM | 178,420 | $1,798,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 1,800,000 | $1,791,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 2,130,000 | $1,770,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 177,329 | $1,768,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 175,000 | $1,732,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,900 | $1,720,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,500,000 | $1,642,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 148,977 | $1,534,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 151,902 | $1,504,000 | thousands by filing date | |
| SATIXFY COMMUNICATIONS LTD ORD SHS | G3041W107 | Stock | 149,600 | $1,481,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 147,292 | $1,473,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 1,726,000 | $1,436,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 30,000 | $1,431,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 144,567 | $1,431,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816109 | CLASS A ORD SHS | 143,570 | $1,400,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 1,500,000 | $1,355,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 136,226 | $1,349,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 1,400,000 | $1,311,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 129,746 | $1,304,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 130,510 | $1,291,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,500,000 | $1,284,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 1,500,000 | $1,260,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,276,000 | $1,255,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 125,111 | $1,239,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,123,000 | $1,225,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 120,273 | $1,206,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 118,638 | $1,160,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 1,000,000 | $1,154,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 112,500 | $1,125,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 102,142 | $1,047,000 | thousands by filing date | |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 100,000 | $1,010,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L100 | COM | 100,000 | $1,007,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 100,000 | $997,000 | thousands by filing date | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 1,138,000 | $940,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 1,250,000 | $939,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 92,150 | $926,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 35,000 | $844,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 72,120 | $715,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 959,000 | $691,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 69,300 | $690,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G125 | CLASS A ORD SHS | 65,000 | $644,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L104 | SHS CL A | 55,940 | $554,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 400,000 | $551,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 52,500 | $520,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 540,000 | $516,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 50,000 | $500,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070108 | CL A SHS | 50,023 | $493,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 35,000 | $478,000 | thousands by filing date | put |
| CHENGHE ACQUISITION CO | G2086M107 | CLASS A ORD | 45,000 | $453,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 45,098 | $438,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 40,333 | $398,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 34,829 | $346,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 245,000 | $329,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537100 | SHS CL A | 31,916 | $314,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 31,115 | $308,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 30,100 | $298,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 9,433 | $289,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 284,000 | $289,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,202 | $284,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M109 | COM | 27,400 | $278,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,000 | $270,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 26,600 | $264,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,744 | $257,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,613 | $254,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 25,000 | $247,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,449 | $243,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,279 | $241,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 4,947 | $240,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 987 | $239,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,689 | $236,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,891 | $235,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,246 | $234,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,910 | $231,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 6,439 | $215,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 22,078 | $214,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,027 | $208,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,691 | $206,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,573 | $206,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,536 | $205,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 20,044 | $197,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 19,136 | $192,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 192,000 | $180,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,000 | $176,000 | thousands by filing date | put |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 17,219 | $168,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 35,000 | $156,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,985 | $156,000 | thousands by filing date | |
| BARCLAYS BK PLC | G0440J109 | FUND | 14,691 | $149,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,000 | $146,000 | thousands by filing date | |
| Invest Acquisition Corp | G4923T105 | Equity | 14,377 | $146,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 13,848 | $137,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 14,726 | $135,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 13,500 | $135,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,407 | $133,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 11,166 | $105,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,501 | $93,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 12,479 | $87,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,092 | $83,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,119 | $60,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,873 | $47,000 | thousands by filing date | |
| 0 | G3034H141 | 0 | 430,500 | $13,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 12,584 | $12,000 | thousands by filing date | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 500,500 | $10,000 | thousands by filing date | |
| HAINAN MANASLU ACQUISTN CORP | G4233U131 | *W EXP 01/31/202 | 246,000 | $7,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 100,000 | $5,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 99,800 | $5,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 100,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-22-021056 | this filing | 2022-10-24 | acceptance time not in the bulk data set |