13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-04-27, with 198 holding rows worth $700,124,000.
- Accession
- 0001062993-22-010849
- Filer
- CIK 1513006
- Filed
- 2022-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 198 entries on the cover page, a total value of $700,124,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $700,129,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 15,500,000 | $33,400,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 427,500 | $26,033,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 9,700,000 | $17,857,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 7,500,000 | $17,699,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 9,986,000 | $16,967,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 1,271,830 | $12,909,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,500,000 | $12,828,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 1,206,710 | $12,007,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 6,500,000 | $11,183,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 202,501 | $10,855,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 6,275,000 | $10,042,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 7,124,000 | $9,733,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,085 | $9,519,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 959,209 | $9,429,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 900,487 | $9,212,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 3,832,000 | $9,081,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 892,692 | $8,918,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 825,814 | $8,382,000 | thousands by filing date | |
| TRUGOLF INC CMN | 243733102 | COM | 834,446 | $8,219,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 762,518 | $7,778,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 7,415,000 | $7,710,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 6,155,000 | $7,695,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L106 | CLASS A COM | 742,000 | $7,420,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000,000 | $6,921,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 3,843,000 | $6,818,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K103 | COM | 678,435 | $6,784,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 6,459,000 | $6,571,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 649,683 | $6,529,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R103 | CMN | 668,275 | $6,516,000 | thousands by filing date | |
| VERDE CLEAN FUELS INC CLASS A COM | 15130M102 | Stock | 643,993 | $6,382,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 618,999 | $6,035,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 593,599 | $6,025,000 | thousands by filing date | |
| RELATIVITY ACQUISITION CORP | 75944B205 | UNIT 02/10/2027 | 600,000 | $6,000,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 575,715 | $5,861,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 587,102 | $5,842,000 | thousands by filing date | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 581,265 | $5,813,000 | thousands by filing date | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 582,000 | $5,733,000 | thousands by filing date | |
| FORTUNE RISE ACQUISITION COR | 34969G102 | CL A | 570,000 | $5,643,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 575,000 | $5,635,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 547,910 | $5,479,000 | thousands by filing date | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 540,431 | $5,323,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 530,805 | $5,297,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 5,123,000 | $5,264,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,425,000 | $5,096,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 510,703 | $5,066,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 515,000 | $5,052,000 | thousands by filing date | |
| Canna-Global Acquisition Corp | 13767K101 | Equity | 511,156 | $5,035,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 500,214 | $4,992,000 | thousands by filing date | |
| BROAD CAPITAL ACQUISITION CO | 11125B102 | COM | 503,500 | $4,959,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E108 | COM | 500,000 | $4,900,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 499,914 | $4,864,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 483,404 | $4,858,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 493,399 | $4,811,000 | thousands by filing date | |
| VALUENCE MERGER CORP I | G9R16L126 | UNIT 02/18/2027 | 476,919 | $4,769,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N139 | UNIT 02/08/2027 | 473,430 | $4,734,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 476,333 | $4,668,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 451,850 | $4,473,000 | thousands by filing date | |
| EVERGREEN CORPORATION | G3312W125 | UNIT 02/08/2027 | 440,000 | $4,387,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 423,000 | $4,230,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 410,410 | $4,063,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 400,000 | $4,040,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 3,648,000 | $3,996,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 387,856 | $3,956,000 | thousands by filing date | |
| Kairous Acquisition Corp Ltd | G52131110 | Equity | 401,276 | $3,912,000 | thousands by filing date | |
| FINANCIAL STRATEGIES ACQUISI | 31772T107 | CLASS A COM | 398,951 | $3,890,000 | thousands by filing date | |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 394,688 | $3,888,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 388,798 | $3,869,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 351,500 | $3,866,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 368,200 | $3,829,000 | thousands by filing date | |
| ARCH RESOURCES INC | 039389AB7 | NOTE 5.250%11/1 | 1,000,000 | $3,772,000 | thousands by filing date | |
| CURRENC GROUP INC | G47862100 | CL A ORD SHS | 382,759 | $3,770,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 359,150 | $3,502,000 | thousands by filing date | |
| WESTERN ACQSTN VENTURES CORP | 95758L206 | UNIT 09/01/2026 | 350,977 | $3,492,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P104 | CMN | 350,000 | $3,430,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 339,418 | $3,415,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,750,000 | $3,376,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R106 | COM | 341,615 | $3,372,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 328,826 | $3,301,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 328,083 | $3,281,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F109 | COM | 329,289 | $3,227,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,500,000 | $3,213,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 318,365 | $3,152,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 23,415 | $3,129,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,740,000 | $3,122,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 309,740 | $3,082,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,355,000 | $3,074,000 | thousands by filing date | |
| GOLDENSTONE ACQUISITION LTD | 38136Y201 | UNIT 07/15/2026 | 300,000 | $3,000,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 3,000,000 | $2,975,000 | thousands by filing date | |
| HNR ACQUISITION CORP | 40472A201 | UNIT 99/99/9999 | 293,900 | $2,936,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 246,037 | $2,891,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U109 | COMMON STOCK | 288,520 | $2,833,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 1,500,000 | $2,793,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 2,000,000 | $2,779,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 275,874 | $2,759,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 27,500 | $2,744,000 | thousands by filing date | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 276,600 | $2,725,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 25,000 | $2,712,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S109 | CLASS A ORD | 272,334 | $2,682,000 | thousands by filing date | |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 273,700 | $2,682,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 263,840 | $2,612,000 | thousands by filing date | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,500,000 | $2,610,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,500,000 | $2,541,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C108 | CLASS A COM | 255,390 | $2,516,000 | thousands by filing date | |
| NUBIA BRAND INTERNATIONAL CO | 67022R202 | UNIT 11/16/2026 | 251,879 | $2,509,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D102 | COM | 233,500 | $2,307,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A108 | CL A | 235,000 | $2,303,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 45,938 | $2,223,000 | thousands by filing date | |
| A SPAC I ACQUISITION CORP | G0542S106 | CLASS A ORD SHS | 225,296 | $2,210,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $2,155,000 | thousands by filing date | |
| RF ACQUISITION CORP | 74954L203 | UNIT 05/01/2028 | 200,000 | $2,006,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D104 | COM | 206,470 | $2,003,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K108 | CL A ORD SHS | 200,000 | $1,970,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 2,000,000 | $1,920,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 191,462 | $1,886,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506104 | COMMON STOCK | 190,000 | $1,862,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,584 | $1,828,000 | thousands by filing date | |
| LARKSPUR HEALTH ACQUISITION | 51724W107 | CLASS A COM | 185,000 | $1,828,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 178,156 | $1,758,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 60,616 | $1,729,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X103 | CMN | 167,038 | $1,645,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 159,119 | $1,567,000 | thousands by filing date | |
| GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 | G4028H105 | ORDINARY SHARES | 157,640 | $1,561,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,300,000 | $1,526,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 153,311 | $1,525,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,100,000 | $1,500,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 1,503,000 | $1,445,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 37,500 | $1,438,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,042,000 | $1,366,000 | thousands by filing date | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 9,276 | $1,352,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 25,000 | $1,243,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,584 | $1,183,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,584 | $1,105,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,584 | $1,073,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 100,000 | $1,000,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F109 | CMN | 99,804 | $972,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y200 | UNIT 06/17/2027 | 93,643 | $936,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 91,245 | $921,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,584 | $886,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,584 | $867,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,584 | $799,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,584 | $795,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,584 | $761,000 | thousands by filing date | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 72,615 | $715,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,584 | $697,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,584 | $686,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,584 | $670,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,584 | $655,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,584 | $635,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,584 | $626,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,584 | $584,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $575,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,584 | $548,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,584 | $534,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,584 | $534,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 515,000 | $530,000 | thousands by filing date | |
| MURPHY CANYON ACQUISITION CO | 626642201 | UNIT 01/25/2027 | 50,423 | $507,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,584 | $492,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,584 | $489,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,584 | $482,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 300,000 | $475,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,584 | $466,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 245,000 | $412,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 340,000 | $362,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 34,905 | $354,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,584 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 37,500 | $293,000 | thousands by filing date | call |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 25,032 | $253,000 | thousands by filing date | |
| REDWOODS ACQUISITION CORP | 758083208 | UNIT 03/15/2027 | 25,000 | $251,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 25,000 | $251,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,000 | $234,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,584 | $228,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,584 | $222,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 140,000 | $177,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 7,500 | $163,000 | thousands by filing date | put |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 10,520 | $106,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 10,000 | $99,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 84,000 | $94,000 | thousands by filing date | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 6,200 | $84,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 43,000 | $71,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 45,000 | $60,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 66,000 | $39,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 88,200 | $34,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $20,000 | thousands by filing date | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 6,200 | $17,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 15,000 | $15,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 100,000 | $12,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 58,266 | $9,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 25,000 | $8,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 30,000 | $8,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 50,000 | $8,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 25,000 | $6,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R113 | *W EXP 01/13/202 | 25,000 | $6,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 25,000 | $6,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 25,000 | $5,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 25,000 | $5,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 25,000 | $4,000 | thousands by filing date | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 10,000 | $3,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V114 | *W EXP 12/01/202 | 10,079 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-22-010849 | this filing | 2022-04-27 | acceptance time not in the bulk data set |