13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 4,829 holding rows worth $12,036,277,000.
- Accession
- 0001062993-21-010932
- Filer
- CIK 1512024
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,832 entries on the cover page, a total value of $12,036,277,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,036,235,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THK CO LTD-UNSPON ADR | 872434105 | COM | 113 | $1,000 | thousands by filing date | |
| THYSSENKRUPP AG-SPON ADR | 88629Q207 | COM | 91 | $1,000 | thousands by filing date | |
| ONO PHARMACEUTICAL CO UN ADR | 682736103 | COM | 154 | $1,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 330 | $1,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 18 | $1,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 8 | $1,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 89 | $1,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 30 | $1,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 58 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 100 | $1,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 53 | $1,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 25 | $1,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 65 | $1,000 | thousands by filing date | |
| MARIMED INC | 56782V107 | COM | 716 | $1,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 154 | $1,000 | thousands by filing date | |
| HARBOR DIVERSIFIED INC COM | 41150R102 | CS | 310 | $1,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 22,331 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 34 | $1,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 78 | $1,000 | thousands by filing date | |
| Telkonet, Inc. | 879604106 | com | 40,479 | $1,000 | thousands by filing date | |
| ASIA BROADBAND INC | 04518L100 | COMMON STOCK | 9,200 | $1,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| MARIJUANA COMPANY OF AMERICA | 56782E204 | COM | 200,000 | $1,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 150 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 125 | $1,000 | thousands by filing date | |
| NIKON CORP UNSPONSORED ADR | 654111202 | ADR | 80 | $1,000 | thousands by filing date | |
| PERSIMMON UNSPONSORD ADR | 715318101 | ADR | 12 | $1,000 | thousands by filing date | |
| FRMO CORPORATION | 30262F205 | COM | 100 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 135 | $1,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 118 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 95 | $1,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 82 | $1,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 150 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 49 | $1,000 | thousands by filing date | |
| PCB BANCORP COM | 740163100 | Stock | 64 | $1,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 15 | $1,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 37 | $1,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 113 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 288 | $1,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 95 | $1,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 49 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 29 | $1,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 76 | $1,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 107 | $1,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 40 | $1,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 97 | $1,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 80 | $1,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 42 | $1,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 147 | $1,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 21 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,000 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 80 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 50 | $1,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 190 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 500 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 98 | $1,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 105 | $1,000 | thousands by filing date | |
| GEELY AUTOMOBILE-UNSPON ADR | 36847Q103 | COM | 18 | $1,000 | thousands by filing date | |
| CASIO COMPUTER LTD ADR | 147618201 | ADR | 6 | $1,000 | thousands by filing date | |
| KOSE CORP UNSPONSORED ADR | 500679105 | COM | 32 | $1,000 | thousands by filing date | |
| Greene Concepts Inc. (inkw) | 39468C304 | COM | 76,250 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 51 | $1,000 | thousands by filing date | |
| OZOP ENERGY SOLUTIONS IN | 692732209 | COMMON STOCK | 20,000 | $1,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 100 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 115 | $1,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 1,000 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 500 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 500 | $1,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 500 | $1,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 418 | $1,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,520 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 966 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 100 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 812 | $1,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 592 | $1,000 | thousands by filing date | |
| MERCARI INC-UNSP ADR | 587573106 | COM | 44 | $1,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 239 | $1,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 1,112 | $1,000 | thousands by filing date | |
| PANDORA A /S F | 698341203 | ADR | 38 | $1,000 | thousands by filing date | |
| DECENTRAL LIFE INC | 83362T104 | Common Stock | 120,000 | $1,000 | thousands by filing date | |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 79 | $1,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 40 | $1,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 200 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 334 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 98 | $1,000 | thousands by filing date | |
| Innovation Pharmaceuticals Inc | 45782D100 | Equities | 5,150 | $1,000 | thousands by filing date | |
| VITESCO TECHNOLOGIE-ADR SPON | 92853L108 | COM | 64 | $1,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 170 | $1,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 300 | $1,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 1,000 | $1,000 | thousands by filing date | |
| TAISHO PHARM ADR | 87402P105 | USD | 38 | $1,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 34 | $1,000 | thousands by filing date | |
| MONDI PLC UNSPON ADR | 60921V101 | COM | 19 | $1,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 941 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 2,814 | $1,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 670 | $1,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 99 | $1,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 688 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 3,500 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 2,808 | $1,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOT RET IDX | 06738C760 | ETN | 7 | $1,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 1,033 | $1,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 2,500 | $1,000 | thousands by filing date | |
| GLOBAL DIGITAL SOLUTIONS INC COM | 37944K106 | Common Stock | 35,700 | $1,000 | thousands by filing date | |
| PLANTX LIFE INC COM NEW | 72750P105 | Common Stock | 1,700 | $1,000 | thousands by filing date | |
| AB&T FINL CORP COM | 00037W106 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| RADIENT TECHNOLOGIES INC COM | 75034P106 | Common Stock | 22,200 | $1,000 | thousands by filing date | |
| KONINKLIJKE VOPAK NV UNSPONSORED ADR | 50048T105 | ADR | 36 | $1,000 | thousands by filing date | |
| EROS RES CORP COM | 29601R102 | Common Stock | 10,000 | $1,000 | thousands by filing date | |
| FORECROSS CORP CALIF COM | 34545C104 | Common Stock | 29,500 | $1,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 1,467 | $1,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| CAT STRATEGIC METALS CORP COM | 14875E102 | Common Stock | 25,000 | $1,000 | thousands by filing date | |
| 4D PHARMA PLC SHS | G3654S104 | Common Stock | 1,553 | $1,000 | thousands by filing date | |
| FULL METAL MINERALS LTD COM NEW | 35968C604 | Common Stock | 10,000 | $1,000 | thousands by filing date | |
| P10 INC COM CL A | 69372U207 | Common Stock | 47 | $1,000 | thousands by filing date | |
| PEAK FINTECH GROUP INC COM | 70470F100 | Common Stock | 100 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICL GROUP LTD SHS | M53213100 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEPOINT INC COM CL A | 053604104 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JFROG LTD ORD SHS | M6191J100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDICORP LTD | G2519Y108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOGEN INC | 05463X106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE REALREAL INC | 88339P101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 561 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEON LTD | 91822M106 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITECH GROUP INC | 03211Q200 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHIER CHOICES MGMT C | 42226N109 | COM | 503,571 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKO CORP | 041242108 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTALOUPE INC | 138103106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENGRO TECHNOLOGIES INC | 39526G107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gaotu Techedu Inc | 36257Y109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTO LIMITED ADR | 891515207 | ADUS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 733 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCE HLDG CORP | 92719W207 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 971 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARUBENI CORP ADR | 573810207 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Luckin Coffee Inc | 54951L109 | Equity | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGINCLEAR INC | 686228404 | COM | 5,002 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viewra, Inc | 92672L107 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANSKE BANK AS ADR | 236363206 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEONARDO SPA-ADR | 52660W101 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARPARTS COM INC | 14427M107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYAGS INC | 72814N104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORVIA SHS ISIN#FR0000121147 | F3445A108 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUIDMETAL TECH LQMT | 53634X100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCSB FINL CORP COM | 69324R104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NightFood Holdings Inc | 65412F101 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURATION INCORPORATED | 74609P104 | com | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PPD INC | 69355F102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BETTER FOR YOU WELLNESS INC COM | 08771B105 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DECISION DIAGNOSTICS COR | 243443108 | COMMON STOCK | 41,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Predictive Technology Gr | 74039H102 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Draganfly Inc | 26142Q205 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAANAPALI LD LLC | 48282H308 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 6,293 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATERIAN INC | 02156U101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P209 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 170,989 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD BANCORP INC COM | 442496105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Misonix Inc | 604871103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AJINOMOTO INC -UNSPON ADR | 009707100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIAN TYRES OYJ-UNSPON ADR | 65528V107 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE TECHNOLOGY LTD ORD | y1775u107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Clearday Inc Ordinary Shares | 184791101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATIENT ACCESS SOLUTIONS ORD | 70324A208 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERANO HOLDINGS CORP | 92338D101 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTICHOICE GROUP LIMITED SHS AMERICAN DEPOSITARY RECEIPT REPR SHS ISIN#US62548D1000 | 62548D100 | CS ADR | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Novo-Nordisk A/S | k72807132 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERATED SYNDICATION INC | 53013F100 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIZHI INC | 53933L104 | ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROMILE INC | 591697107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HOLDINGS PARTNERING COR | 737465112 | *W EXP 04/12/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FBEC WORLDWIDE INC | 30255M100 | COM | 3,750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPER NETWORKS INC | 92762R105 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUSHI HLDGS INC F | 48213Y107 | FGC | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 359 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOC TELEMED | 78472F101 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Unrivaled Brands Inc | 91532E105 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPCO HOLDING CORP 1:1 EXC 7/11/23 38090M102 | 87270T106 | 1:1 EXC 7/11/23 38090M102 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE ONE LABS INC COM | 21872J208 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYANT BIO INC | 92942V109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE GREEN ORGANIC DUTCHMAN HOLDINGS LTD REGISTERED SHS | 393210208 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD HEMP INC COM | 38209G103 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANTEK INC COM | 06684B204 | Common Stock | 43,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH BEACH SPIRITS INC COM | 83645W106 | Common Stock | 251,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPANISH MTN GOLD LTD COM | 846481109 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONITRONICS INTL INC COM | 609453105 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYE PETE INC COM | 83084C108 | Common Stock | 7,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC TR BET CONT RT | 53220K173 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARIS RENEWABLE ENERGY INC COM | 73106R100 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTEX INDS INC COM | 021454103 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEGO PELLICER WORLDWIDE INC COM NEW | 25367R203 | Common Stock | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAPSYS LIFE SCIENCES INC COM | 92560A106 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROUTLY CDA INC SHS | 85209J108 | Common Stock | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLICKSTREAM CORP COM | 18683A103 | Common Stock | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE THERAPEUTICS INC FLA COM | 45252A305 | Common Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSCALE PWR CORP CL A COM | 82857U956 | Common Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TMM INC NEW COM | 87258Q108 | Common Stock | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALERA AS SHS | R3S4AQ108 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISODIOL INTL INC COM NEW | 46500L200 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIKCRO TECHNOLOGIES LTD SHARE | M8790M112 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION INDS INC W V COM NEW | 158520205 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atos SE | 04962A105 | Common Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAT WELL INVT GROUP INCORPORATED | 27786T109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIGTOKEN INC | 34520J207 | Common Stock | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALAXY NEXT GENERATION INC COM | 36320A104 | Common Stock | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM LIFE SCIENCES III INC | 125841114 | *W EXP 04/30/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST OIL & GAS CORP COM NEW | 41755V201 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X MSCI CHINA LARGE-CAP 50 ETF | 37954Y566 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONSORSONE INC COM | 849113105 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-010932 | this filing | 2021-11-16 | acceptance time not in the bulk data set |