13F-HR filed by Stokes Family Office, LLC
Stokes Family Office, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 230 holding rows worth $720,741,000.
- Accession
- 0001062993-21-010754
- Filer
- CIK 1802278
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 230 entries on the cover page, a total value of $720,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $720,740,000 with VALUE read as thousands by filing date, 13F file number 028-19806. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerO'Shaughnessy Asset Management, LLC
- included manager55IP, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 507,825 | $78,002,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,123,562 | $38,392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 270,540 | $38,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 177,806 | $31,223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 301,573 | $30,368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 220,919 | $21,734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 691,947 | $18,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 56,284 | $15,868,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 70,641 | $15,687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 92,565 | $14,949,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 177,954 | $13,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 115,991 | $12,665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,459 | $11,885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 114,016 | $11,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 171,107 | $10,431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 128,477 | $10,079,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,648 | $9,723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 163,569 | $8,708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 168,812 | $8,442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 51,566 | $8,441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 295,433 | $8,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 90,899 | $7,929,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 143,105 | $7,819,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 27,769 | $7,579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 18,973 | $7,483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 119,187 | $7,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 21,750 | $7,140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 67,735 | $6,819,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 55,261 | $6,096,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 39,900 | $6,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 165,838 | $5,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 67,854 | $5,912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 55,929 | $5,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 51,865 | $5,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,565 | $5,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 35,626 | $4,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 29,444 | $4,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 104,868 | $4,774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGC | 921910873 | COM | 30,575 | $4,659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 47,887 | $4,539,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 26,090 | $4,416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 30,162 | $4,380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 80,969 | $4,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 33,670 | $4,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,065 | $4,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 95,997 | $4,129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 27,757 | $3,875,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,444 | $3,861,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 31,024 | $3,665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 59,026 | $3,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 13,281 | $3,202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 105,676 | $3,182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 31,515 | $2,975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 53,314 | $2,879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 26,069 | $2,812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 14,167 | $2,777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 26,452 | $2,726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 99,121 | $2,677,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 11,974 | $2,667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 18,662 | $2,601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 39,030 | $2,578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 12,663 | $2,444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUSIGN INC COM | 256163106 | Stock | 9,446 | $2,432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 8,241 | $2,391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 23,257 | $2,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,225 | $2,380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 39,775 | $2,340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 5,624 | $2,198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 30,297 | $2,189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 19,875 | $2,023,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,492 | $1,935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 35,282 | $1,851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,395 | $1,825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 34,216 | $1,768,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 11,743 | $1,695,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 102,552 | $1,671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 28,303 | $1,583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 26,804 | $1,559,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 9,085 | $1,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 19,129 | $1,502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 3,339 | $1,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 2,353 | $1,436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 9,433 | $1,408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 4,210 | $1,347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 6,279 | $1,333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCADOLIBREINC | 58733R102 | STOK | 774 | $1,300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 4,759 | $1,291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,578 | $1,284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 16,535 | $1,204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 35,040 | $1,153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 5,789 | $1,113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Extended Market ETF | 922908652 | SHS | 6,016 | $1,097,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 42,000 | $1,092,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 4,398 | $1,016,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 36,550 | $981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 36,600 | $970,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 36,500 | $960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,194 | $956,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAM RESEARCH CORP | 512807108 | COM | 1,619 | $921,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 33,750 | $911,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,203 | $896,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 6,445 | $895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,500 | $892,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 12,436 | $883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 2,302 | $876,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 14,047 | $871,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 150,670 | $848,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&P Global,Inc. | 78409V104 | COM | 1,974 | $839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,150 | $830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,972 | $778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 154,500 | $777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOETIS INC CL A | 98978V103 | Stock | 3,982 | $773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 5,164 | $771,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,489 | $754,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,041 | $703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 6,379 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 28,000 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 41,123 | $688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,436 | $685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 71,325 | $683,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,163 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 26,500 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 2,520 | $669,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 3,789 | $665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,022 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 839 | $651,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,131 | $646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 2,643 | $642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 13,674 | $635,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,595 | $614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 2,935 | $608,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 11,543 | $602,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 1,712 | $591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,745 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,727 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 12,244 | $560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Limited | H1467J104 | COM | 3,207 | $556,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,603 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDE PLC | G5494J103 | SHS | 1,854 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVLU | 46435G409 | COM | 20,935 | $538,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 23,934 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 8,354 | $527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 9,558 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,372 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK CDA COM | 780087102 | Stock | 5,183 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALVOLINE INC COM | 92047W101 | Stock | 16,558 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,448 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 2,274 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 2,465 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 11,542 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MBS ETF | 464288588 | SHS | 4,417 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 2,272 | $474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 5,796 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,705 | $452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 2,207 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MODERNA INC | 60770K107 | COM | 1,162 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 10,315 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 1,961 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,798 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,438 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,121 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 8,363 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LHC GROUP | 50187A107 | COM | 2,500 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,563 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 380 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,282 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 5,900 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,478 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,398 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,308 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,452 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,940 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,664 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,767 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 6,637 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,489 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 1,736 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,805 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,213 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 1,323 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,196 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,850 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POPULAR INC | 733174700 | COM NEW | 3,919 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,308 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 4,212 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,559 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 4,837 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,310 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 3,373 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,049 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAP SE SPON ADR | 803054204 | ADR | 2,099 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,664 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,062 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 562 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 7,175 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 765 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WD 40 CO COM | 929236107 | Stock | 1,072 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 2,069 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 683 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 2,479 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,475 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 415 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,279 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,351 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,046 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,546 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 1,002 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 648 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,853 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,485 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,957 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 9,899 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,756 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 1,669 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 3,160 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,565 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,241 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,368 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 8,187 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 1,651 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 1,598 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIATRIS INC COM | 92556V106 | Stock | 10,166 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,500 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 46,095 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,102 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 12,120 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,645 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 15,944 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART SAND INC | 83191H107 | COM | 15,072 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,500 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-010754 | this filing | 2021-11-15 | acceptance time not in the bulk data set |