13F-HR filed by Brookstone Capital Management
Brookstone Capital Management filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-03, with 729 holding rows worth $5,555,823,000.
- Accession
- 0001062993-21-010177
- Filer
- CIK 1599584
- Filed
- 2021-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 733 entries on the cover page, a total value of $5,555,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,555,823,000 with VALUE read as thousands by filing date, 13F file number 028-15771. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,528 | $497,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,749 | $496,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 29,196 | $490,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 24,803 | $489,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 290 | $488,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,620 | $485,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,433 | $483,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 29,851 | $482,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 25,419 | $482,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,182 | $476,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,056 | $470,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 31,337 | $468,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,484 | $468,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 8,219 | $464,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,686 | $463,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 8,645 | $460,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,795 | $459,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 5,486 | $453,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 8,437 | $453,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,657 | $451,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 9,229 | $446,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,590 | $445,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,845 | $443,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,811 | $435,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,274 | $433,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,152 | $433,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,569 | $431,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,934 | $430,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 23,344 | $430,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 493 | $428,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,437 | $425,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 49,815 | $425,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,648 | $423,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,551 | $422,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,818 | $420,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,233 | $420,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,683 | $416,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,107 | $413,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 12,545 | $413,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,794 | $411,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,358 | $408,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,143 | $407,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,264 | $403,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,471 | $401,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,896 | $398,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,976 | $394,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,943 | $394,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,014 | $393,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,106 | $392,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,581 | $390,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,779 | $387,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,720 | $385,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 11,397 | $382,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,260 | $381,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,303 | $381,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,183 | $380,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,038 | $377,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,224 | $377,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,491 | $376,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,251 | $376,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,619 | $375,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,223 | $369,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 14,156 | $368,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,996 | $366,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,996 | $366,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,685 | $364,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,885 | $363,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,346 | $360,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,942 | $358,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,045 | $351,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,618 | $346,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,594 | $345,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,958 | $343,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,080 | $342,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 653 | $337,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,763 | $336,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,818 | $335,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,584 | $334,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,610 | $328,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,115 | $327,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 7,290 | $325,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 8,459 | $321,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 22,822 | $319,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,335 | $317,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,252 | $316,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,841 | $314,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,670 | $311,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 79,447 | $311,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,283 | $308,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,658 | $307,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,300 | $306,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 6,391 | $306,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 870 | $304,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,513 | $303,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,343 | $301,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,186 | $300,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,195 | $300,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,520 | $300,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 559 | $299,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,252 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 3,373 | $297,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,993 | $297,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,875 | $294,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,665 | $292,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,172 | $289,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,747 | $288,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,598 | $287,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 5,902 | $286,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 7,334 | $286,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 11,273 | $284,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,460 | $283,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,790 | $282,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,771 | $282,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,401 | $282,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,298 | $281,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,696 | $279,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,323 | $278,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,766 | $278,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 34,549 | $278,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 32,372 | $278,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,291 | $277,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,949 | $274,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,334 | $272,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 4,826 | $271,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,120 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 916 | $268,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,406 | $267,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,455 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,681 | $267,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 11,424 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 17,534 | $264,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,903 | $263,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,989 | $263,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,032 | $263,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,877 | $262,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 827 | $262,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,690 | $260,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,173 | $258,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,605 | $256,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,330 | $255,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,356 | $255,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,326 | $252,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,269 | $251,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 25,174 | $251,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 11,167 | $251,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 879 | $250,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 718 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,124 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 12,830 | $249,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,479 | $248,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,936 | $246,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,501 | $246,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,511 | $244,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 900 | $243,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,013 | $242,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,017 | $242,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,741 | $241,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,665 | $240,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 375 | $234,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 773 | $232,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,883 | $232,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,674 | $232,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,476 | $232,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,570 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,553 | $229,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,620 | $228,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,760 | $228,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,168 | $227,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,397 | $226,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,065 | $226,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 653 | $225,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,653 | $225,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 6,197 | $225,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,134 | $223,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,637 | $223,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 311 | $223,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,833 | $222,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,651 | $221,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,965 | $220,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,538 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,241 | $219,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,815 | $218,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,860 | $218,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,105 | $218,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 401 | $218,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,290 | $214,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,264 | $214,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 826 | $213,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,564 | $212,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,342 | $211,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,978 | $209,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 576 | $208,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,808 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,705 | $208,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 692 | $207,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,777 | $205,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,360 | $204,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 7,195 | $204,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 2,039 | $203,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,454 | $201,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 12,400 | $173,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 11,215 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 18,164 | $156,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,384 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 15,476 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 10,660 | $129,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 14,767 | $126,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 22,216 | $120,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,830 | $117,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,753 | $79,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 20,865 | $79,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 3,500 | $77,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 17,873 | $77,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,052 | $72,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,365 | $72,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,691 | $55,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,755 | $51,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 18,541 | $50,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 12,944 | $46,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 10,289 | $46,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,000 | $42,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 17,398 | $40,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,175 | $35,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,592 | $30,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 43,388 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $13,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 10,351 | $6,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,100 | $3,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 6,900 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-010177 | this filing | 2021-11-03 | acceptance time not in the bulk data set |