13F-HR filed by Independent Advisor Alliance
Independent Advisor Alliance filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-01, with 633 holding rows worth $1,798,582,000.
- Accession
- 0001062993-21-010058
- Filer
- CIK 1696899
- Filed
- 2021-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 680 entries on the cover page, a total value of $1,798,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,798,582,000 with VALUE read as thousands by filing date, 13F file number 028-17950. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,768 | $286,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,003 | $285,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,445 | $283,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,914 | $281,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,811 | $279,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,324 | $278,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,090 | $276,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 7,604 | $275,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,280 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,726 | $273,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,788 | $271,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,715 | $270,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 6,770 | $269,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,357 | $268,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,361 | $267,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,669 | $266,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,790 | $265,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,846 | $265,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,267 | $264,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 6,277 | $264,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,100 | $263,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,311 | $262,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,264 | $259,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,470 | $258,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,628 | $257,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,289 | $257,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 6,923 | $257,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,472 | $256,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 9,850 | $256,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,318 | $255,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,209 | $255,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,093 | $255,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,268 | $254,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 9,575 | $254,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,895 | $250,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 409 | $249,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,003 | $249,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,151 | $247,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 4,451 | $246,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,554 | $246,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,388 | $246,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,874 | $245,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,618 | $245,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,403 | $245,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 10,750 | $245,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,230 | $244,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 4,742 | $243,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,731 | $242,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,718 | $242,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,358 | $241,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,287 | $238,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 6,900 | $236,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 922 | $234,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,300 | $234,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,202 | $233,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,955 | $232,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,278 | $232,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,630 | $231,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,158 | $230,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 16,618 | $230,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,306 | $229,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,621 | $229,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,231 | $228,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 150 | $225,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 72,800 | $225,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,314 | $224,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,762 | $224,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,135 | $222,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,311 | $221,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 769 | $220,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,809 | $217,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,629 | $216,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 743 | $214,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,686 | $211,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,097 | $211,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,323 | $208,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,083 | $208,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,801 | $207,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 34,257 | $207,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,384 | $206,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,331 | $206,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,787 | $205,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,421 | $204,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 4,875 | $204,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,014 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,974 | $201,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 25,310 | $200,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 19,327 | $194,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 18,710 | $191,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,468 | $188,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 14,280 | $182,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,485 | $181,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 42,272 | $180,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,736 | $177,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 12,271 | $166,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,535 | $162,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 19,931 | $160,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 14,874 | $159,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,000 | $155,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,000 | $143,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,500 | $139,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,762 | $121,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,021 | $117,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 11,775 | $116,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 24,100 | $114,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 12,196 | $111,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 75,650 | $105,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,163 | $102,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 10,252 | $97,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,021 | $87,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,901 | $86,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 11,919 | $85,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 75,000 | $81,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,041 | $77,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 31,829 | $75,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,955 | $71,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 10,425 | $66,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 30,887 | $63,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,377 | $62,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 15,440 | $60,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,377 | $56,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 15,083 | $51,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,243 | $50,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,843 | $46,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,885 | $43,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,000 | $36,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 13,465 | $28,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,900 | $19,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 12,000 | $18,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,193 | $12,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 10,000 | $11,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 11,343 | $8,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,033 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-010058 | this filing | 2021-11-01 | acceptance time not in the bulk data set |