13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-28, with 249 holding rows worth $980,216,000.
- Accession
- 0001062993-21-009933
- Filer
- CIK 1513006
- Filed
- 2021-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 249 entries on the cover page, a total value of $980,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $980,210,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 306,451 | $131,535,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 504,221 | $110,268,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 941,314 | $50,379,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 7,528,000 | $15,526,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,500,920 | $15,234,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 7,500,000 | $12,385,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 425,544 | $11,366,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 6,195,000 | $11,275,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 7,275,000 | $10,956,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 1,077,790 | $10,724,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 1,075,841 | $10,694,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 5,195,000 | $10,542,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 1,042,775 | $10,532,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 6,531,000 | $10,477,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 403,089 | $10,081,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 27,431 | $9,280,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 900,995 | $8,965,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 6,500,000 | $8,650,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 6,630,000 | $8,385,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 46,571 | $8,164,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 147,500 | $8,087,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 805,680 | $8,041,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 806,077 | $7,964,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 811,570 | $7,945,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 725,000 | $7,322,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 725,000 | $7,250,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,163 | $7,214,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 714,180 | $7,056,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 43,000 | $6,730,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 669,919 | $6,713,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 6,240,000 | $6,466,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 650,000 | $6,435,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 5,000,000 | $6,399,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 4,207,000 | $6,393,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,000,000 | $6,274,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,500,000 | $6,264,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 602,500 | $6,109,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 590,500 | $5,881,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 575,180 | $5,792,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,500,000 | $5,708,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 562,035 | $5,648,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K103 | COM | 568,225 | $5,620,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 539,818 | $5,425,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 502,250 | $5,349,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,331 | $5,209,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,238 | $5,004,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 500,000 | $4,925,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 28,000 | $4,819,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,715 | $4,712,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 472,427 | $4,677,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,966,000 | $4,660,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 460,242 | $4,602,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 459,647 | $4,573,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 454,991 | $4,527,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 459,231 | $4,500,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,686 | $4,493,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450200 | UNIT 09/30/2028 | 443,644 | $4,454,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 450,000 | $4,388,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 4,100,000 | $4,345,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 433,610 | $4,301,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 430,704 | $4,264,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 432,902 | $4,221,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 425,161 | $4,218,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 429,449 | $4,209,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 412,554 | $4,064,000 | thousands by filing date | |
| PACIFICO ACQUISITION CORP | 69512X103 | CMN | 414,733 | $4,044,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 400,829 | $3,968,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 400,000 | $3,940,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION COR | 69291C205 | UNIT 01/01/2023 | 380,300 | $3,849,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,675,000 | $3,689,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,773,000 | $3,640,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 13,389 | $3,631,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 363,149 | $3,595,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 350,000 | $3,584,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 350,822 | $3,508,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 344,875 | $3,432,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,000,000 | $3,417,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 3,095,000 | $3,325,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644204 | UNIT 07/31/2026 | 328,045 | $3,310,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 324,617 | $3,217,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,329 | $3,214,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 2,868,000 | $3,203,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,800,000 | $3,195,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 323,565 | $3,187,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,979 | $3,114,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 297,846 | $2,999,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 298,905 | $2,989,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 300,000 | $2,985,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000,000 | $2,963,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 2,100,000 | $2,944,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 300,100 | $2,941,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 294,482 | $2,930,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,263 | $2,917,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,559 | $2,909,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 286,635 | $2,881,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,419 | $2,854,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,326 | $2,829,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 1,500,000 | $2,763,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 275,000 | $2,722,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 245,242 | $2,698,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 275,131 | $2,683,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 268,274 | $2,669,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 13,418 | $2,576,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T207 | UNIT 04/01/2024 | 250,000 | $2,548,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 253,574 | $2,543,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,500,000 | $2,465,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 238,365 | $2,388,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,600,000 | $2,351,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 236,087 | $2,337,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,290 | $2,331,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 231,516 | $2,278,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,453 | $2,276,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 228,017 | $2,257,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,409 | $2,246,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,580 | $2,223,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 222,672 | $2,216,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 228,298 | $2,214,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,527 | $2,185,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 212,152 | $2,100,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 13,218 | $2,009,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L205 | UNIT 09/14/2026 | 200,000 | $2,008,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 13,787 | $2,002,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 200,645 | $1,966,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P137 | UNIT 02/25/2026 | 188,507 | $1,932,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 191,454 | $1,905,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,499 | $1,887,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 188,088 | $1,873,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 2,000,000 | $1,866,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,370 | $1,864,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,303 | $1,848,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,490,000 | $1,798,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 174,815 | $1,722,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A126 | UNIT 07/20/2026 | 170,000 | $1,708,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 1,500,000 | $1,678,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 165,672 | $1,663,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 1,145,000 | $1,591,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X105 | COMMON STOCK | 155,057 | $1,504,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 152,579 | $1,488,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 146,549 | $1,436,000 | thousands by filing date | |
| GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 | G4028H105 | ORDINARY SHARES | 140,580 | $1,371,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,437 | $1,363,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,200,000 | $1,363,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L105 | CMN | 131,269 | $1,300,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 126,716 | $1,277,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 1,000,000 | $1,239,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 10,900 | $1,232,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 8,000 | $1,187,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 117,300 | $1,155,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 25,000 | $1,145,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 114,970 | $1,141,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 107,829 | $1,058,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,514 | $1,015,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 100,000 | $995,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 100,000 | $986,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 100,000 | $980,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D105 | COM | 94,962 | $946,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 94,857 | $933,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 766,000 | $909,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A107 | COM | 88,349 | $866,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 87,248 | $855,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 79,366 | $774,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,623 | $767,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,300 | $766,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 79,046 | $764,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 76,390 | $760,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,730 | $747,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,723 | $741,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,719 | $731,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,864 | $720,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 73,500 | $717,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 72,431 | $713,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 69,639 | $672,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 68,418 | $672,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 204 | $670,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,281 | $625,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 63,567 | $613,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 61,710 | $608,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 57,330 | $579,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 58,131 | $570,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 58,608 | $566,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 55,400 | $544,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 400,000 | $527,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,537 | $511,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 50,813 | $501,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 50,000 | $500,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 49,980 | $500,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 51,535 | $497,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 50,000 | $494,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 50,000 | $490,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 50,000 | $490,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 50,000 | $488,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 49,825 | $486,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 50,000 | $485,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 50,000 | $485,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E105 | CLASS A COM | 50,000 | $482,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 47,293 | $459,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,000 | $442,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 9,262 | $437,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,000 | $434,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 41,195 | $404,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 39,208 | $392,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 40,100 | $387,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,119 | $380,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,537 | $378,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 38,980 | $376,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 37,318 | $368,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 37,741 | $364,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 36,490 | $362,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 35,687 | $360,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 37,120 | $358,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,000 | $351,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 126 | $337,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 33,600 | $331,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 119 | $317,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 315,000 | $310,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 265,000 | $309,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 31,580 | $309,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 31,196 | $303,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 381 | $295,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 300,000 | $273,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 26,535 | $259,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 25,000 | $245,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 24,638 | $244,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,170 | $242,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 24,479 | $238,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 20,367 | $197,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,100 | $181,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 178,000 | $180,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 18,600 | $179,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 16,801 | $165,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 16,819 | $162,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 15,000 | $145,000 | thousands by filing date | |
| CHW ACQUISITION CORPORATION | G2254A109 | CMN | 15,000 | $145,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 14,968 | $145,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 15,000 | $144,000 | thousands by filing date | |
| TIGO ENERGY INC COM | 77867P104 | Stock | 14,398 | $142,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,163 | $129,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAB2 | BOND | 101,000 | $128,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 12,674 | $126,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 11,689 | $115,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 425,544 | $109,000 | thousands by filing date | put |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 10,000 | $101,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 10,250 | $99,000 | thousands by filing date | |
| Figure Acquisition Corp I | 302438114 | Warrant | 27,149 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,000 | $23,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 403,089 | $16,000 | thousands by filing date | put |
| VINCO VENTURES INC | 927330100 | COM | 100,000 | $12,000 | thousands by filing date | call |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 200,000 | $10,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 25,431 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-009933 | this filing | 2021-10-28 | acceptance time not in the bulk data set |