13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-20, with 1,145 holding rows worth $1,231,812,000.
- Accession
- 0001062993-21-009734
- Filer
- CIK 1342857
- Filed
- 2021-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,145 entries on the cover page, a total value of $1,231,812,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,231,804,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NRG ENERGY INC COM NEW | 629377508 | Stock | 76 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 97 | $3,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 150 | $3,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 30 | $3,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 65 | $3,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 12 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $3,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 30 | $3,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 230 | $3,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 140 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 105 | $3,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 37 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 23 | $3,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 25 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 275 | $3,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 577 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 87 | $3,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 195 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 150 | $3,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 300 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $2,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 200 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10 | $2,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 100 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 313 | $2,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 360 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 500 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 126 | $2,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 126 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 120 | $2,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 38 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 300 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 40 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 25 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 390 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250 | $2,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 100 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 125 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 51 | $2,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 105 | $2,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 50 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $2,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 138 | $2,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 300 | $2,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 675 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 410 | $2,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 800 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $2,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 11 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 200 | $1,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 20 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 60 | $1,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 60 | $1,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 16 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 57 | $1,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 60 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 28 | $1,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 100 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $1,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 27 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 20 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 13 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $1,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 25 | $1,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 27 | $1,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 50 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 30 | $1,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 73 | $1,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 22 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 34 | $1,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 50 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 8 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 230 | $1,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 65 | $1,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 100 | $1,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 40 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12 | $1,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 40 | $1,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 150 | $1,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 113 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 94 | $1,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 66 | $1,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 310 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,164 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 77 | $1,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 545 | $1,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 102 | $1,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,000 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 315 | $1,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 87 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $1,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 300 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 102 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 250 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 39 | $1,000 | thousands by filing date | |
| IMMUNIC INC COM | 00000IMUX | Stock | 99 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| YELLOW CORP | 985510106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G648 | FUND | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P209 | COM | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-009734 | this filing | 2021-10-20 | acceptance time not in the bulk data set |