13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-12, with 1,071 holding rows worth $612,755,000.
- Accession
- 0001062993-21-009421
- Filer
- CIK 1586052
- Filed
- 2021-10-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,071 entries on the cover page, a total value of $612,755,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $612,755,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,129 | $21,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,524 | $21,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 28 | $20,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 301 | $20,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 953 | $20,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 345 | $20,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 287 | $20,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 1,000 | $20,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,567 | $20,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,459 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 400 | $20,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 5,600 | $20,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 40 | $19,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 745 | $19,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 413 | $19,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 12,000 | $19,000 | thousands by filing date | call |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 298 | $18,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 100 | $18,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 180 | $18,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,150 | $18,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 78 | $18,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 294 | $18,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,789 | $18,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,000 | $18,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 300 | $18,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 22,000 | $18,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 434 | $17,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 436 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $17,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9 | $16,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 144 | $16,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 287 | $16,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 165 | $16,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 254 | $16,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 30 | $16,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,241 | $16,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,008 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,580 | $16,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 216 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 543 | $16,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,164 | $16,000 | thousands by filing date | |
| FORTINET INC | 34959E909 | CALL | 800 | $16,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,074 | $15,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 217 | $15,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 102 | $15,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 175 | $15,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 361 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 144 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 987 | $15,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,353 | $15,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 2,600 | $15,000 | thousands by filing date | call |
| REDFIN CORP | 75737F108 | COM | 300 | $15,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,872 | $15,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,165 | $15,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 461 | $14,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 275 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 733 | $14,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 382 | $14,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207905 | CL A | 10,400 | $14,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 73 | $13,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 200 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 500 | $13,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 170 | $13,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 550 | $13,000 | thousands by filing date | |
| PINTEREST INC | 72352L956 | PUT | 2,000 | $13,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $12,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 335 | $12,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 750 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 614 | $12,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 4,800 | $12,000 | thousands by filing date | call |
| PLAYBOY INC | 72814P959 | COM | 10,000 | $12,000 | thousands by filing date | put |
| VROOM INC | 92918V109 | COM | 564 | $12,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,200 | $12,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 5,000 | $12,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 99 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 175 | $11,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 674 | $11,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 51 | $11,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 102 | $11,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 834 | $11,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 666 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,094 | $11,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 240 | $11,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,091 | $11,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 14,000 | $11,000 | thousands by filing date | call |
| STARBUCKS CORP | 855244959 | PUT | 4,000 | $11,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311907 | CL A | 7,000 | $11,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 235 | $11,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 443 | $11,000 | thousands by filing date | |
| FARFETCH LTD | 30744W907 | CALL | 6,000 | $11,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 169 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 126 | $10,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 60 | $10,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 38 | $10,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 268 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 153 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 322 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 414 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 566 | $10,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 201 | $10,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1,149 | $10,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 750 | $10,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 214 | $10,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 497 | $10,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 112 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 260 | $10,000 | thousands by filing date | |
| THE TRADE DESK INC | 88339J905 | CALL | 4,000 | $10,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 676 | $10,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 214 | $9,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 833 | $9,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 582 | $9,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 168 | $9,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 250 | $9,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15 | $9,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 80 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 72 | $9,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 120 | $9,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 512 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 225 | $9,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 1,000 | $9,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W902 | COM NEW | 1,000 | $9,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 295 | $8,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 38 | $8,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 101 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 55 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 376 | $8,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 22 | $8,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $8,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 540 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 784 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 146 | $8,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 488 | $8,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 110 | $8,000 | thousands by filing date | |
| KKR & CO INC | 48251W904 | CALL | 2,000 | $8,000 | thousands by filing date | call |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $8,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 267 | $8,000 | thousands by filing date | |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 2,400 | $8,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 2,400 | $8,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 830 | $8,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 175 | $8,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 325 | $8,000 | thousands by filing date | |
| LIVENT CORP | 53814L908 | CALL | 4,000 | $8,000 | thousands by filing date | call |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 1,000 | $8,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22 | $7,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 103 | $7,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 205 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $7,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 150 | $7,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 36 | $7,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 652 | $7,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $7,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 89 | $7,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 22 | $7,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25 | $7,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 83 | $7,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 40 | $7,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 300 | $7,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 437 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 614 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 305 | $7,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 50 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 653 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 403 | $7,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 278 | $7,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 6,000 | $7,000 | thousands by filing date | call |
| TJX COS INC NEW | 872540909 | CALL | 9,600 | $7,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 900 | $7,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 750 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807908 | COM | 600 | $7,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 37 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 106 | $6,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 58 | $6,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 30 | $6,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 320 | $6,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 45 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 55 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 139 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $6,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 320 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 104 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 101 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 124 | $6,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 101 | $6,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 200 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 221 | $6,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 150 | $6,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 587 | $6,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 9,000 | $6,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L951 | PUT | 200 | $6,000 | thousands by filing date | put |
| GOODRX HLDGS INC | 38246G908 | COM CL A | 2,400 | $6,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B902 | COM | 16,000 | $6,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 201 | $6,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 50 | $5,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 288 | $5,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 170 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 168 | $5,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 102 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 28 | $5,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 160 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 326 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 101 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 62 | $5,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 306 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 34 | $5,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 115 | $5,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 58 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 400 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 337 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 100 | $5,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 275 | $5,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 40 | $5,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 984 | $5,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 513 | $5,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 233 | $5,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 100 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $5,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 247 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 89 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 206 | $5,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 443 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 38 | $5,000 | thousands by filing date | |
| BLOCK INC | 852234903 | CALL | 600 | $5,000 | thousands by filing date | call |
| UNITED STATES STEEL CORP | 912909908 | COM | 5,000 | $5,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 500 | $5,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 190 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 66 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 81 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 36 | $4,000 | thousands by filing date | |
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| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 140 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 113 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 137 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 37 | $4,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 74 | $4,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 35 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 91 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 46 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 35 | $4,000 | thousands by filing date | |
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| LIFEMD INC | 53216B104 | COM | 700 | $4,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,026 | $4,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 350 | $4,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 323 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 207 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $4,000 | thousands by filing date | |
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| SUNOPTA INC | 8676EP958 | Cmn | 7,000 | $4,000 | thousands by filing date | put |
| FLORA GROWTH CORP | 339764102 | COM | 666 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L953 | PUT | 2,100 | $4,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 15 | $3,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 18 | $3,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 48 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 83 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 29 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 72 | $3,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 24 | $3,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50 | $3,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 4 | $3,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 100 | $3,000 | thousands by filing date | |
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| GAP INC COM | 364760108 | Stock | 132 | $3,000 | thousands by filing date | |
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| IDEXX LABS INC COM | 45168D104 | Stock | 5 | $3,000 | thousands by filing date | |
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| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 93 | $3,000 | thousands by filing date | |
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| DOMINOS PIZZA INC | 25754A901 | CALL | 800 | $3,000 | thousands by filing date | call |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 250 | $3,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 500 | $3,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 271 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 6,000 | $3,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 4 | $2,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 21 | $2,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 23 | $2,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 50 | $2,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 25 | $2,000 | thousands by filing date | |
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| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 188 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 85 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 102 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4 | $2,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 83 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 15 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 13 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30 | $2,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 26 | $2,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 72 | $2,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 101 | $2,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 224 | $2,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 16 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 58 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14 | $2,000 | thousands by filing date | |
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| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 31 | $2,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 83 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 118 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 19 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4 | $2,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 100 | $2,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 200 | $2,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 74 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15 | $2,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 195 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 181 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 459 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 18 | $2,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 85 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 31 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 106 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 100 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899901 | CALL | 19,000 | $2,000 | thousands by filing date | call |
| MARA HOLDINGS INC | 565788906 | CALL | 4,400 | $2,000 | thousands by filing date | call |
| PLAYBOY INC | 72814P909 | COM | 4,000 | $2,000 | thousands by filing date | call |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 211 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 100 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 800 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 164 | $2,000 | thousands by filing date | |
| CARNIVAL PLC | 14365C903 | CALL | 8,000 | $2,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $2,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P953 | PUT | 6,000 | $2,000 | thousands by filing date | put |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 200 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 25 | $1,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 34 | $1,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12 | $1,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 21 | $1,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 13 | $1,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 200 | $1,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 4 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 29 | $1,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 51 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 22 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 14 | $1,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9 | $1,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 40 | $1,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 8 | $1,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3 | $1,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 17 | $1,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6 | $1,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 19 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 34 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3 | $1,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7 | $1,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 33 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 32 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 36 | $1,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 49 | $1,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 6 | $1,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 16 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 7 | $1,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 12 | $1,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8 | $1,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 84 | $1,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 6 | $1,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 66 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7 | $1,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 15 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 42 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 112 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 100 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 13 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 24 | $1,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 14 | $1,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 17 | $1,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 35 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 7 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 28 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 10 | $1,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 11 | $1,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 25 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 65 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 17 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 15 | $1,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 20 | $1,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4 | $1,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 25 | $1,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 5 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 12 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 50 | $1,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 11 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14 | $1,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 11 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 10 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 41 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 24 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 17 | $1,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 15 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7 | $1,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 17 | $1,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 46 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 50 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 132 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 44 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $1,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 37 | $1,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 47 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30 | $1,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 100 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 26 | $1,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 203 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 36 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 68 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 50 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 16 | $1,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 40 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 55 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 48 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 9,000 | $1,000 | thousands by filing date | call |
| TERADYNE INC | 880770902 | CALL | 5,000 | $1,000 | thousands by filing date | call |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 3,000 | $1,000 | thousands by filing date | call |
| D R HORTON INC | 23331A909 | COM | 5,000 | $1,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 87 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 30 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 15 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 17 | $1,000 | thousands by filing date | |
| CARNIVAL PLC | 14365C953 | PUT | 8,000 | $1,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 361 | $1,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 100 | $1,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 209 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 375 | $1,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 400 | $1,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 500 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,308 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 500 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 500 | $1,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENNIS INC COM | 293389102 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERENCE INC COM | 156727109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGYNY INC COM | 74340E103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTIVE CORP COM | 34959J108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-009421 | this filing | 2021-10-12 | acceptance time not in the bulk data set |