13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-03, with 962 holding rows worth $563,099,000.
- Accession
- 0001062993-21-004009
- Filer
- CIK 1586052
- Filed
- 2021-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 962 entries on the cover page, a total value of $563,099,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $563,099,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Elevance Health, Inc. | 036752103 | COM | 57 | $20,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 438 | $20,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 144 | $20,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 7,500 | $20,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 193 | $19,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 503 | $19,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 294 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 575 | $19,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 8,000 | $19,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558903 | COM | 8,000 | $19,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 450 | $18,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 177 | $18,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $18,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 410 | $18,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,000 | $18,000 | thousands by filing date | |
| NIKE INC | 654106953 | PUT | 6,000 | $18,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W959 | OPTION | 5,000 | $18,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP908 | COM | 7,000 | $18,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 8,000 | $18,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 28 | $17,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 289 | $17,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,789 | $17,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 726 | $17,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 505 | $17,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 451 | $17,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 2,600 | $17,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y906 | COM NEW | 2,000 | $17,000 | thousands by filing date | call |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 1,600 | $17,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 761 | $17,000 | thousands by filing date | |
| CARNIVAL PLC | 14365C903 | CALL | 8,000 | $17,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $17,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 8,000 | $17,000 | thousands by filing date | call |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,228 | $16,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 287 | $16,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 230 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 528 | $16,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 200 | $16,000 | thousands by filing date | call |
| IQVIA HLDGS INC | 46266C905 | CALL | 2,200 | $16,000 | thousands by filing date | call |
| HESS CORP | 42809H907 | COM | 3,000 | $16,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 33 | $15,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 153 | $15,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 165 | $15,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 425 | $15,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 225 | $15,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 250 | $15,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,239 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 168 | $15,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,580 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 666 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 935 | $15,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,140 | $15,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 20,000 | $15,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 216 | $14,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 112 | $14,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 175 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 963 | $14,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 6,000 | $14,000 | thousands by filing date | call |
| AIRBNB INC | 009066951 | COM CL A | 4,000 | $14,000 | thousands by filing date | put |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 4,000 | $14,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1,142 | $14,000 | thousands by filing date | |
| DILLARDS INC-CL A | 254067951 | COM | 4,000 | $14,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 7,000 | $14,000 | thousands by filing date | call |
| SPIRIT AIRLINES INC | 848577902 | Cmn | 8,000 | $14,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9 | $13,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 246 | $13,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 251 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,054 | $12,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 144 | $12,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 51 | $12,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 151 | $12,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $12,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 220 | $12,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 327 | $12,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 12,800 | $12,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 235 | $12,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 904 | $12,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,200 | $12,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 49 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $11,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 8 | $11,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 30 | $11,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $11,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 101 | $11,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 225 | $11,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 112 | $11,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 4,000 | $11,000 | thousands by filing date | put |
| QUALTRICS INTL INC | 747601951 | Equity Put | 6,000 | $11,000 | thousands by filing date | put |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 169 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 125 | $10,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 94 | $10,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 200 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 175 | $10,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 31 | $10,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 562 | $10,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 673 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 546 | $10,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 74 | $10,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 300 | $10,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 822 | $10,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1,092 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,056 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 532 | $10,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 485 | $10,000 | thousands by filing date | |
| ALPHABET INC | 02079K957 | PUT | 1,200 | $10,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834907 | COM | 4,800 | $10,000 | thousands by filing date | call |
| STERLING BANCORP DEL | 85917A100 | COM | 443 | $10,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 6,000 | $10,000 | thousands by filing date | call |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 212 | $9,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 193 | $9,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 204 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $9,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 833 | $9,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 432 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 242 | $9,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 316 | $9,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 195 | $9,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 750 | $9,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 437 | $9,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,000 | $9,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 221 | $9,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 135 | $9,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 214 | $9,000 | thousands by filing date | |
| SMILEDIRECTCLUB INC | 83192H956 | PUT | 14,000 | $9,000 | thousands by filing date | put |
| ATLASSIAN CORP PLC | G06242904 | CALL | 2,400 | $9,000 | thousands by filing date | call |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 292 | $8,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 139 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 35 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 391 | $8,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 28 | $8,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 199 | $8,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15 | $8,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $8,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 313 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 66 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 784 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 145 | $8,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 614 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 821 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 260 | $8,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 5,100 | $8,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 6,000 | $8,000 | thousands by filing date | put |
| PACCAR INC | 693718908 | CALL | 6,400 | $8,000 | thousands by filing date | call |
| ENPHASE ENERGY INC | 29355A907 | COM | 2,000 | $8,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 805 | $8,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 175 | $8,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 100 | $8,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 750 | $8,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22 | $7,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 32 | $7,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 627 | $7,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 168 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 55 | $7,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25 | $7,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21 | $7,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 71 | $7,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 524 | $7,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 58 | $7,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 100 | $7,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 480 | $7,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 301 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 227 | $7,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $7,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 259 | $7,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 3,400 | $7,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905957 | PUT | 2,000 | $7,000 | thousands by filing date | put |
| FASTLY INC | 31188V950 | PUT | 2,000 | $7,000 | thousands by filing date | put |
| FASTLY INC | 31188V900 | CL A | 3,000 | $7,000 | thousands by filing date | call |
| JFROG LTD | M6191J950 | ORD SHS | 3,000 | $7,000 | thousands by filing date | put |
| FUBOTV INC | 35953D954 | CLASS A COM SHS | 4,000 | $7,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 114 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35 | $6,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 56 | $6,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 270 | $6,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 317 | $6,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 168 | $6,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 150 | $6,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 40 | $6,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 79 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 290 | $6,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 62 | $6,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 306 | $6,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 82 | $6,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 50 | $6,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 101 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 124 | $6,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 200 | $6,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 101 | $6,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 275 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 403 | $6,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368951 | COM CL A | 4,000 | $6,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 325 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 300 | $6,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P903 | CALL | 6,000 | $6,000 | thousands by filing date | call |
| PAYA HOLDINGS INC | 70434P953 | PUT | 6,000 | $6,000 | thousands by filing date | put |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 189 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 37 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 54 | $5,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 81 | $5,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 170 | $5,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 18 | $5,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 14 | $5,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 101 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 27 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 100 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 34 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $5,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 114 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 400 | $5,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 337 | $5,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 951 | $5,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 100 | $5,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 981 | $5,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 50 | $5,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 570 | $5,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 513 | $5,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 222 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 168 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 22 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 58 | $5,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 442 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 38 | $5,000 | thousands by filing date | |
| CHEWY INC | 16679L959 | CL A | 6,000 | $5,000 | thousands by filing date | put |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 271 | $5,000 | thousands by filing date | |
| OUSTER INC | 68989M903 | CALL | 8,000 | $5,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 140 | $4,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 41 | $4,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 66 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 35 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 170 | $4,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 160 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 25 | $4,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 26 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 48 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 137 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 36 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 132 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 91 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 116 | $4,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 40 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 43 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 73 | $4,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 40 | $4,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25 | $4,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 350 | $4,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 252 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 218 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 62 | $4,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 100 | $4,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 247 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 114 | $4,000 | thousands by filing date | |
| THE TRADE DESK INC | 88339J955 | PUT | 200 | $4,000 | thousands by filing date | put |
| CARNIVAL PLC | 14365C953 | PUT | 8,000 | $4,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP958 | Cmn | 7,000 | $4,000 | thousands by filing date | put |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 500 | $4,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 250 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L903 | CALL | 5,000 | $4,000 | thousands by filing date | call |
| INVITAE CORP | 46185L953 | PUT | 6,000 | $4,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 18 | $3,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12 | $3,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 85 | $3,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16 | $3,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 217 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 22 | $3,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 35 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 46 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 49 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 61 | $3,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 83 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 310 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 250 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 73 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 63 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 31 | $3,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 5,000 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 250 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 161 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 400 | $3,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 23 | $2,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 14 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 15 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30 | $2,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 72 | $2,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 101 | $2,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 58 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 126 | $2,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $2,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 42 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5 | $2,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 105 | $2,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 16 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 60 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 24 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 38 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 53 | $2,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 10 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 118 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 120 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $2,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 200 | $2,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 63 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 181 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 459 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 24 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 57 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 132 | $2,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $2,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 106 | $2,000 | thousands by filing date | |
| SHOPIFY INC | 82509L957 | PUT | 200 | $2,000 | thousands by filing date | put |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 4,000 | $2,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733R902 | CALL | 200 | $2,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W903 | COM | 2,400 | $2,000 | thousands by filing date | call |
| LIFEMD INC | 53216B904 | COM | 14,000 | $2,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905907 | COM | 4,000 | $2,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 100 | $2,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 33 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 361 | $2,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 209 | $2,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 200 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 4,000 | $2,000 | thousands by filing date | call |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,507 | $2,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 200 | $2,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 24 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 14 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 33 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10 | $1,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 12 | $1,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 29 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 41 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 112 | $1,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 50 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 8 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 60 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 17 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 12 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 74 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 41 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 25 | $1,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 37 | $1,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 47 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 61 | $1,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 128 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 96 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 50 | $1,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 40 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 54 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 48 | $1,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 6,000 | $1,000 | thousands by filing date | call |
| TESLA INC | 88160R901 | CALL | 400 | $1,000 | thousands by filing date | call |
| PINTEREST INC | 72352L906 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653901 | CALL | 1,200 | $1,000 | thousands by filing date | call |
| CHEWY INC | 16679L909 | CL A | 5,600 | $1,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 300 | $1,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 26 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 87 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 12 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 400 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 175 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 30 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 66 | $1,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 400 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 500 | $1,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 200 | $1,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 200 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 500 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGYNY INC COM | 74340E103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNRUN INC | 86771W105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONTIER CORPORATION | 928881101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MBIA INC | 55262C100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D PRINTING ETF | 00214Q500 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V907 | CALL | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROKU INC | 77543R902 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PELOTON INTERACTIVE INC | 70614W900 | CALL | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCO VENTURES INC | 927330100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICHAELS COS INC | 59408Q106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASENSUS SURGICAL INC | 04367G903 | OPTION | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTOR MARITIME INC | Y1146L109 | SHS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-004009 | this filing | 2021-05-03 | acceptance time not in the bulk data set |