13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-28, with 173 holding rows worth $1,048,239,000.
- Accession
- 0001062993-21-003869
- Filer
- CIK 1513006
- Filed
- 2021-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 173 entries on the cover page, a total value of $1,048,239,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,048,239,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,095,106 | $433,529,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 3,395,412 | $34,633,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 350,000 | $19,079,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 1,706,725 | $17,136,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 9,500,000 | $16,121,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,543,014 | $15,430,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,482,402 | $14,750,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 1,449,566 | $14,380,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 425,500 | $11,740,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 1,155,000 | $11,434,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 1,091,248 | $10,978,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 403,000 | $10,696,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,846 | $8,872,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 825,000 | $8,085,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 5,500,000 | $7,888,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 23,846 | $7,798,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 785,000 | $7,654,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 38,300 | $7,647,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 3,113,000 | $7,363,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,846 | $7,279,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,146,000 | $7,210,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 6,000,000 | $7,020,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 723,604 | $7,019,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 687,069 | $6,994,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 3,750,000 | $6,513,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,846 | $6,074,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 612,913 | $6,068,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 2,000,000 | $5,952,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,846 | $5,933,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 562,250 | $5,904,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 571,822 | $5,764,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 580,651 | $5,748,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,369 | $5,745,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 51,000 | $5,541,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 23,846 | $5,529,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 547,287 | $5,522,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 4,000,000 | $5,431,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 538,278 | $5,383,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,846 | $5,345,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 23,846 | $5,176,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 3,750,000 | $5,174,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,535,000 | $5,133,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 23,846 | $5,052,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 23,846 | $5,049,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 485,201 | $4,833,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 468,451 | $4,731,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,620,000 | $4,628,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,846 | $4,595,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 3,378,000 | $4,535,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D112 | UNIT 03/02/2026 | 450,200 | $4,502,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 24,305 | $4,485,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 450,469 | $4,482,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 3,310,000 | $4,321,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,219,000 | $4,171,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 416,555 | $4,124,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 410,611 | $4,086,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 27,000 | $4,060,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,846 | $3,919,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,671,000 | $3,688,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,846 | $3,630,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 359,505 | $3,609,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 23,846 | $3,586,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 350,140 | $3,519,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,338,000 | $3,438,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 343,980 | $3,405,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 75,000 | $3,396,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 23,846 | $3,373,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,846 | $3,239,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,846 | $3,229,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 3,150,000 | $3,223,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,846 | $3,178,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 23,846 | $3,169,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,080 | $3,064,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 303,636 | $3,036,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,498,000 | $3,015,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 289,922 | $2,841,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 283,918 | $2,839,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 1,500,000 | $2,786,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 2,100,000 | $2,772,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 280,500 | $2,721,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 2,000,000 | $2,652,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 260,024 | $2,574,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 253,588 | $2,536,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,846 | $2,499,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,500,000 | $2,403,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 217,225 | $2,389,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 1,300,000 | $2,387,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,400 | $2,380,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 239,126 | $2,343,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 25,126 | $2,306,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,325,000 | $2,251,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,428,000 | $2,243,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 47,868 | $2,217,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 13,000 | $2,184,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 203,162 | $2,164,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 2,000,000 | $2,121,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 75,000 | $2,060,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 207,227 | $2,000,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 200,000 | $1,970,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 200,000 | $1,960,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 198,736 | $1,938,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D105 | COM | 189,766 | $1,860,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 188,161 | $1,853,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,846 | $1,838,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 55,000 | $1,788,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 180,900 | $1,746,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 177,168 | $1,719,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 168,000 | $1,638,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 25,077 | $1,603,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 1,275,000 | $1,589,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,422 | $1,563,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 155,993 | $1,560,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,471 | $1,481,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 146,687 | $1,467,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 148,610 | $1,456,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 144,600 | $1,424,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 144,300 | $1,400,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,030 | $1,380,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 24,027 | $1,319,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,444 | $1,264,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,846 | $1,257,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 125,000 | $1,244,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 123,055 | $1,218,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 114,320 | $1,132,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 1,000,000 | $1,005,000 | thousands by filing date | |
| RH | 74967XAD5 | CV | 355,000 | $1,003,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 99,700 | $977,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w107 | COM | 100,000 | $965,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 88,744 | $861,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 684,000 | $763,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 712,000 | $735,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 610,000 | $734,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 70,362 | $706,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 70,000 | $699,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 17,500 | $698,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 70,049 | $693,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,659 | $618,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 59,668 | $573,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,843 | $543,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 50,000 | $488,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 50,000 | $485,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 50,000 | $485,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P102 | COM | 50,000 | $482,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 140,000 | $431,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 400,000 | $421,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 425,500 | $419,000 | thousands by filing date | put |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 52,400 | $344,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 157 | $324,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 155 | $321,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 30,745 | $301,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 30,000 | $294,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 29,199 | $292,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 25,000 | $249,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 25,000 | $248,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 25,000 | $248,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 25,000 | $248,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 25,101 | $247,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,227 | $246,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 25,000 | $246,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 25,000 | $246,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 25,000 | $246,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 25,000 | $245,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 25,000 | $245,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 25,000 | $245,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 25,000 | $245,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 864 | $242,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 22,124 | $219,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 20,592 | $203,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 403,000 | $114,000 | thousands by filing date | put |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 10,000 | $100,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 150,000 | $99,000 | thousands by filing date | call |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 60,000 | $15,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 18,800 | $8,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-003869 | this filing | 2021-04-28 | acceptance time not in the bulk data set |