13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 755 holding rows worth $9,196,141,000.
- Accession
- 0001062993-21-001515
- Filer
- CIK 1326389
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 755 entries on the cover page, a total value of $9,196,141,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,196,137,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 11,810,000 | $2,315,469,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 51,078,000 | $384,633,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 750,000 | $280,410,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 70,000,000 | $266,049,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 530,000 | $198,156,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 645,700 | $126,596,000 | thousands by filing date | call |
| SPLUNK INC | 848637AD6 | BOND | 80,000,000 | $108,186,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 300,000 | $94,122,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 44,522,000 | $92,949,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,977,825 | $90,205,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 275,000 | $86,278,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 35,000,000 | $73,031,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 23,500,000 | $70,373,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 1,500,000 | $64,200,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 20,000,000 | $60,251,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 45,000,000 | $58,825,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 202,225 | $55,240,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 45,000,000 | $55,065,000 | thousands by filing date | principal |
| FISERV INC | 337738108 | COM | 458,438 | $52,198,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 40,000,000 | $51,851,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 350,000 | $51,226,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 30,000,000 | $48,776,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 40,000,000 | $47,463,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 34,000,000 | $46,700,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 846,666 | $46,600,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 14,014 | $45,643,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 30,000,000 | $44,796,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 440,642 | $40,914,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 4,050,500 | $40,546,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 474,000 | $40,513,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 30,000,000 | $38,613,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 347,300 | $37,522,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 470,000 | $34,291,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 400,000 | $34,188,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 136,000 | $33,981,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 361,774 | $32,842,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 400,000 | $32,824,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 462,314 | $32,653,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 700,000 | $32,501,000 | thousands by filing date | put |
| RAPID7 INC | 753422AB0 | NOTE | 15,000,000 | $32,482,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 10,700,000 | $32,448,000 | thousands by filing date | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,436,417 | $32,096,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 2,586,874 | $32,051,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 17,500,000 | $31,763,000 | thousands by filing date | principal |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 1,750,000 | $30,782,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 2,800,000 | $30,520,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 345,000 | $30,326,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 400,000 | $30,084,000 | thousands by filing date | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 25,000,000 | $29,902,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 350,000 | $28,721,000 | thousands by filing date | call |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 2,225,000 | $28,413,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,200,000 | $28,380,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 444,449 | $28,320,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 20,000,000 | $28,279,000 | thousands by filing date | principal |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 16,000,000 | $28,246,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 125,116 | $28,084,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 759,267 | $27,865,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 173,431 | $27,782,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 516,000 | $26,662,000 | thousands by filing date | put |
| CARGURUS INC COM CL A | 141788109 | Stock | 839,880 | $26,649,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 700,000 | $26,604,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 20,000,000 | $26,545,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 1,419,780 | $26,294,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 2,548,038 | $25,735,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,558 | $25,504,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,441,300 | $25,338,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 20,000,000 | $25,294,000 | thousands by filing date | principal |
| FABRINET SHS | G3323L100 | Stock | 320,537 | $24,870,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 574,546 | $24,694,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 105,000 | $24,437,000 | thousands by filing date | |
| HARMONIC INC | 413160AD4 | BOND | 22,000,000 | $24,000,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 2,300,000 | $23,667,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 470,573 | $23,397,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 158,200 | $23,371,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 2,220,867 | $23,208,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 2,314,380 | $22,866,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 400,000 | $22,568,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 300,000 | $22,563,000 | thousands by filing date | call |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 2,224,554 | $22,290,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,532,640 | $22,085,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 10,000,000 | $21,793,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 400,000 | $21,616,000 | thousands by filing date | put |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 2,083,180 | $21,165,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 211,600 | $20,995,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 1,980,000 | $20,889,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,820,894 | $20,846,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 1,974,316 | $20,553,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 36,429 | $20,052,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 661,699 | $19,851,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 508,276 | $19,411,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 87,050 | $19,371,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 116,500 | $19,370,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 70,240 | $19,231,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 113,000 | $19,198,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 200,449 | $19,099,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 183,100 | $19,055,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 1,861,995 | $18,974,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 535,010 | $18,854,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 507,703 | $18,846,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,242,500 | $18,606,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 1,500,000 | $18,450,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 529,799 | $18,379,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 510,000 | $18,370,000 | thousands by filing date | put |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 700,000 | $18,277,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 199,045 | $18,276,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 1,600,000 | $18,240,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,700,000 | $17,884,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 1,700,000 | $17,680,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 425,410 | $17,633,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 390,000 | $17,339,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50,000 | $17,334,000 | thousands by filing date | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 755,000 | $17,229,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 1,574,282 | $17,018,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 1,600,000 | $16,880,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 1,644,647 | $16,743,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,662,963 | $16,713,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 597,835 | $16,405,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 14,500,000 | $16,367,000 | thousands by filing date | principal |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 1,500,000 | $16,170,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 1,500,000 | $16,095,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 14,000,000 | $15,948,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 280,000 | $15,798,000 | thousands by filing date | call |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 1,500,000 | $15,712,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 1,500,000 | $15,585,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 594,103 | $15,577,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 351,043 | $15,551,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 1,512,811 | $15,476,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 100,000 | $15,340,000 | thousands by filing date | call |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 1,127,550 | $15,312,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 1,500,000 | $14,925,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 1,440,832 | $14,552,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 745,945 | $14,330,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 671,051 | $14,065,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 10,000,000 | $14,020,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 1,280,189 | $13,941,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 1,336,080 | $13,895,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 1,300,000 | $13,819,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 1,323,576 | $13,778,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 10,000,000 | $13,739,000 | thousands by filing date | principal |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,349,520 | $13,698,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 1,300,000 | $13,585,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 1,000,000 | $13,580,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 58,400 | $13,544,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 1,000,000 | $13,540,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 57,500 | $13,466,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 1,300,000 | $13,390,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,275,000 | $13,362,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 1,178,190 | $13,314,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 183,251 | $13,209,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 10,000,000 | $13,087,000 | thousands by filing date | principal |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 1,250,000 | $13,062,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 1,216,850 | $13,057,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 645,195 | $13,026,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 1,210,710 | $12,870,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 1,250,000 | $12,825,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 1,200,000 | $12,540,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 143,735 | $12,539,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 270,000 | $12,536,000 | thousands by filing date | call |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 500,000 | $12,515,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,200,000 | $12,420,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H209 | UNIT 99/99/9999 | 1,125,000 | $12,319,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,200,000 | $12,264,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 1,200,000 | $12,180,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 600,000 | $12,168,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 500,000 | $12,025,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 124,569 | $12,008,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 1,174,319 | $11,872,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 8,000,000 | $11,843,000 | thousands by filing date | principal |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,150,000 | $11,810,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 10,500,000 | $11,757,000 | thousands by filing date | principal |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 800,000 | $11,432,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 570,000 | $11,286,000 | thousands by filing date | call |
| GUESS INC | 401617AD7 | BOND | 10,000,000 | $11,180,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,401,000 | $10,945,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 563,115 | $10,896,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 1,000,000 | $10,670,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 1,012,256 | $10,598,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,000,000 | $10,570,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 605,472 | $10,565,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M106 | COM | 1,000,000 | $10,510,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 995,000 | $10,438,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 1,000,000 | $10,370,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 7,000,000 | $10,339,000 | thousands by filing date | principal |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 1,000,000 | $10,320,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 1,000,000 | $10,310,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 28,500 | $10,233,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 1,015,867 | $10,220,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 242,487 | $10,153,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 904,171 | $10,109,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 1,000,662 | $10,087,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 993,305 | $10,042,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200,000 | $10,014,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 1,000,000 | $10,010,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 950,000 | $9,880,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 950,000 | $9,766,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 925,000 | $9,712,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 200,000 | $9,632,000 | thousands by filing date | call |
| H I G ACQUISITION CORP | G44898107 | CMN | 946,744 | $9,572,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 900,000 | $9,495,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 900,000 | $9,486,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 850,000 | $9,214,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 899,000 | $9,206,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 891,391 | $9,137,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 799,998 | $9,104,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 241,966 | $8,892,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 71,100 | $8,851,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 300,000 | $8,844,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 180,000 | $8,843,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 132,600 | $8,738,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 288,706 | $8,638,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 828,000 | $8,611,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 800,000 | $8,536,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 822,132 | $8,468,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 800,000 | $8,400,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 500,000 | $8,385,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 800,000 | $8,328,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 825,000 | $8,316,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 752,559 | $8,293,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 871,851 | $8,274,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 715,443 | $8,192,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 144,400 | $8,169,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 4,000,000 | $8,149,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 35,000 | $8,146,000 | thousands by filing date | put |
| APPIAN CORP | 03782L101 | CL A | 50,000 | $8,104,000 | thousands by filing date | call |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 750,000 | $7,905,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 776,018 | $7,877,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 245,000 | $7,838,000 | thousands by filing date | call |
| Roth Ch Acquisition II Co | 778673202 | Unit | 750,000 | $7,800,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 813,035 | $7,683,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 750,000 | $7,568,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 714,429 | $7,530,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 750,000 | $7,508,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 715,000 | $7,372,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 632,993 | $7,305,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 700,000 | $7,231,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 707,204 | $7,213,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 687,991 | $7,210,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 708,806 | $7,124,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 675,000 | $7,088,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 100,000 | $7,080,000 | thousands by filing date | call |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 175,000 | $7,042,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 700,000 | $7,042,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 693,531 | $7,025,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 697,400 | $6,932,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 619,731 | $6,848,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 620,715 | $6,698,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 600,000 | $6,690,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 303,227 | $6,622,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 643,968 | $6,530,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 628,848 | $6,477,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 136,894 | $6,470,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 625,000 | $6,388,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 400,800 | $6,293,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 600,000 | $6,240,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 600,000 | $6,210,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 85,000 | $6,202,000 | thousands by filing date | put |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 266,960 | $6,159,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 565,000 | $5,978,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 583,532 | $5,894,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 320,000 | $5,702,000 | thousands by filing date | call |
| NEOGAMES S A | L6673X107 | COM | 150,000 | $5,698,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 527,651 | $5,593,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 235,000 | $5,560,000 | thousands by filing date | call |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 500,000 | $5,525,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 500,000 | $5,415,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100,000 | $5,404,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 569,500 | $5,365,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 500,000 | $5,360,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 170,673 | $5,345,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 500,000 | $5,325,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 500,000 | $5,325,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 700,000 | $5,313,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 525,000 | $5,260,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 500,000 | $5,250,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 500,000 | $5,125,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 499,998 | $5,105,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 500,000 | $5,100,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 500,000 | $5,085,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 500,000 | $4,955,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 459,804 | $4,952,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 450,000 | $4,950,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 491,598 | $4,950,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 488,531 | $4,943,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 482,498 | $4,941,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 484,371 | $4,902,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 448,905 | $4,871,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 450,000 | $4,756,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 425,002 | $4,747,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 285,714 | $4,734,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 100,000 | $4,726,000 | thousands by filing date | call |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 451,815 | $4,609,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 120,868 | $4,592,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 450,000 | $4,491,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 424,998 | $4,454,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 150,000 | $4,422,000 | thousands by filing date | put |
| CARPARTS COM INC | 14427M107 | COM | 355,000 | $4,398,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 50,000 | $4,368,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 400,000 | $4,148,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 400,000 | $4,116,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 300,000 | $3,981,000 | thousands by filing date | call |
| EMPOWER LTD | G3R39W102 | CL A COM | 381,462 | $3,818,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 350,000 | $3,784,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421201 | UNIT 05/25/2027 | 350,000 | $3,780,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 205,916 | $3,669,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 350,000 | $3,598,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 25,000 | $3,569,000 | thousands by filing date | call |
| BILL HOLDINGS INC | 090043100 | COM | 26,100 | $3,563,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 350,000 | $3,535,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 350,000 | $3,518,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 323,167 | $3,406,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 100,000 | $3,400,000 | thousands by filing date | call |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 325,001 | $3,354,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 288,449 | $3,259,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 310,853 | $3,178,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 309,506 | $3,135,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 297,714 | $3,055,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 300,000 | $3,042,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 24,400 | $3,038,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 500,000 | $3,020,000 | thousands by filing date | call |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 300,000 | $2,985,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 100,000 | $2,955,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 267,128 | $2,938,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 700,000 | $2,870,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 275,000 | $2,846,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 81,000 | $2,754,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 219,167 | $2,726,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 160,099 | $2,686,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 65,000 | $2,681,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 99,318 | $2,678,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 250,000 | $2,625,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 250,159 | $2,619,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 63,747 | $2,296,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 6,600 | $2,288,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 225,000 | $2,252,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 55,000 | $2,245,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 215,623 | $2,208,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 200,404 | $2,156,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 200,000 | $2,090,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 14,000 | $2,087,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 200,000 | $2,076,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 200,000 | $2,070,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 200,000 | $2,058,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 2,746,182 | $2,043,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 200,000 | $2,016,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 200,000 | $2,002,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 42,066 | $1,953,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37,019 | $1,913,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 28,200 | $1,891,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 188,723 | $1,836,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 400,000 | $1,836,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 55,000 | $1,759,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100,000 | $1,756,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 1,523,195 | $1,669,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 70,000 | $1,656,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 155,087 | $1,652,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 200,000 | $1,640,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,239,300 | $1,636,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 150,000 | $1,593,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 883,332 | $1,590,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 150,000 | $1,563,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,700,000 | $1,547,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 150,000 | $1,527,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 1,000,000 | $1,510,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 1,021,591 | $1,502,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 849,200 | $1,464,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 851,996 | $1,448,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 35,000 | $1,425,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 1,254,290 | $1,317,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 400,000 | $1,310,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 830,000 | $1,245,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 121,364 | $1,245,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,264 | $1,220,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 800,100 | $1,216,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 658,274 | $1,119,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 800,000 | $1,112,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 350,000 | $1,096,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 100,000 | $1,090,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 30,000 | $1,081,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 705,733 | $1,066,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 750,000 | $1,050,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,997 | $1,019,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,000 | $999,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 14,700 | $970,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 26,805 | $965,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 59,800 | $964,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 664,150 | $963,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 59,028 | $953,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 25,876 | $898,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,282 | $898,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,498 | $887,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,851 | $883,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 750,000 | $878,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 39,582 | $868,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,139 | $841,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 37,376 | $841,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 50,000 | $839,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 10,698 | $835,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 600,000 | $834,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 30,160 | $832,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,575 | $828,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,981 | $822,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 21,265 | $822,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 9,110 | $818,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,745 | $816,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,657 | $814,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 24,782 | $809,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,628 | $801,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 22,361 | $800,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12,797 | $795,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,905 | $794,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 750,000 | $791,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,344 | $778,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 674,760 | $769,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,342 | $766,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 13,041 | $749,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375f116 | COM | 651,720 | $749,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,160 | $748,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,390 | $741,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,053 | $737,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707117 | *W EXP 99/99/999 | 266,666 | $736,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 1,495,000 | $733,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,609 | $728,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,009 | $728,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,052 | $725,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,059 | $717,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 5,253 | $716,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 501,033 | $716,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 56,173 | $709,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,077 | $706,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,295 | $705,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,604 | $705,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,224 | $704,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,094 | $703,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,383 | $703,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,693 | $703,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,134 | $702,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 13,579 | $700,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,469 | $697,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,062 | $694,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 407,750 | $693,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 42,079 | $691,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,854 | $690,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 33,486 | $688,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,871 | $686,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 18,319 | $684,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 526,022 | $684,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 65,216 | $682,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 11,128 | $676,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,352 | $674,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 68,507 | $673,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 21,116 | $673,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,870 | $672,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,692 | $671,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,579 | $670,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 28,475 | $670,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 18,027 | $668,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,700 | $660,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 31,744 | $657,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,281 | $654,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,986 | $649,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,382 | $647,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,885 | $647,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 338,828 | $644,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 14,013 | $642,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,033 | $640,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 500,000 | $640,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,914 | $639,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,437 | $636,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,333 | $630,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,291 | $626,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 20,988 | $625,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,417 | $624,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,341 | $622,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,671 | $620,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 899,000 | $620,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,727 | $619,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 9,116 | $616,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 13,192 | $615,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,416 | $614,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,383 | $611,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,122 | $611,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,986 | $611,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 14,030 | $611,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,606 | $610,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 500,000 | $609,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,597 | $608,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 918 | $607,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,595 | $607,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,664 | $606,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,756 | $605,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,657 | $604,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,327 | $604,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 15,952 | $604,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 100,000 | $604,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,593 | $601,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,452 | $601,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,141 | $596,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 12,245 | $594,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,111 | $593,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,186 | $592,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-21-001515 | this filing | 2021-02-16 | acceptance time not in the bulk data set |