13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-17, with 3,308 holding rows worth $6,029,813,000.
- Accession
- 0001062993-20-005752
- Filer
- CIK 1512024
- Filed
- 2020-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,308 entries on the cover page, a total value of $6,029,813,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,029,786,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 8,300 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 750 | $1,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 200 | $1,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 90 | $1,000 | thousands by filing date | |
| SOL Global Invts Corp | 78471G100 | COM | 1,050 | $1,000 | thousands by filing date | |
| HEXION HOLDINGS CORPORATION | 42830K103 | Common Stock | 58 | $1,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 66 | $1,000 | thousands by filing date | |
| Innovation Pharmaceuticals Inc | 45782D100 | Equities | 5,000 | $1,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 2,300 | $1,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 4,182 | $1,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 100 | $1,000 | thousands by filing date | |
| ISRAEL DISC BK LIMITED UNSPONSORED ADR | 465074409 | ISDAY | 35 | $1,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D104 | CLASS A ORD | 6,205 | $1,000 | thousands by filing date | |
| GULFSLOPE ENERGY INC | 40273W105 | Ordinary Shares | 210,000 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 233 | $1,000 | thousands by filing date | |
| HERITAGE SOUTHEAST BANCORPORATION INC | 42727V105 | COM | 74 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 4,500 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 7,000 | $1,000 | thousands by filing date | |
| INDIVIOR PLC ORD | G4766E108 | Common Stock | 750 | $1,000 | thousands by filing date | |
| VIRGINIA ENERGY RES INC NEW COM | 92780V104 | Common Stock | 17,000 | $1,000 | thousands by filing date | |
| VECIMA NETWORKS INC COM | 92241Y101 | Common Stock | 121 | $1,000 | thousands by filing date | |
| EROS RES CORP COM | 29601R102 | Common Stock | 8,000 | $1,000 | thousands by filing date | |
| EMPIRE POST MEDIA INC COM | 292039104 | COM | 13,000 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 7,000 | $1,000 | thousands by filing date | |
| Vitality Biopharma Inc. | 92849B107 | COM | 3,440 | $1,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 500 | $1,000 | thousands by filing date | |
| RENAULT S A SHS SICOVAM | F77098105 | Foreign Ordinary Shares | 50 | $1,000 | thousands by filing date | |
| LIBERTY HEALTH SCIENCES INC COM | 530562107 | Stock | 2,500 | $1,000 | thousands by filing date | |
| PRECHECK HEALTH SVCS INC COM | 74016X104 | Common Stock | 8,500 | $1,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 5,598 | $1,000 | thousands by filing date | |
| J SAINSBURY PLC SHS NEW | G77732173 | Common Stock | 416 | $1,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 3,890 | $1,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC COM | 23254X102 | Common Stock | 10,000 | $1,000 | thousands by filing date | |
| TELECOM ITALIA S P A NEW ORD SHS | T92778108 | Common Stock | 3,681 | $1,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL MONTE CORP ORD | G36738105 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKLE INC COM | 118440106 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDERSONS INC COM | 034164103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESCO INTL INC COM | 95082P105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KFORCE INC COM | 493732101 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 1,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G102 | CONV BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRF SA | 10552T107 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWELL INDS INC | 739128106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPETRO HLDG CORP | 74347M108 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANA INC | 04342Y104 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC CONNECTION INC | 69318J100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENGR CORP | 704551100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OIL STS INTL INC | 678026105 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JELD-WEN HLDG INC | 47580P103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152208 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN PUB ED INC | 02913V103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHU INC | 192576106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC | 077347300 | CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UPWORK INC | 91688F104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATERION CORP | 576690101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESIGNER BRANDS INC | 250565108 | CL A | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAFTECH INTL LTD | 384313508 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR ENERGY, INC. | 12662P108 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSG SYSTEMS | 126349109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA Z BOY INC | 505336107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEON LTD | 91822M106 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINEMAX INC | 567908108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCANSOURCE INC | 806037107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OP BANCORP | 67109R109 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATKORE INC | 047649108 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND INDS INC | 511795106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENGRO TECHNOLOGIES INC | 39526G107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI POINTE HOMES INC | 87265H109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347Y888 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD GAMING INC COM NEW | 382090207 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AER ENERGY RES INC COM | 000944207 | COM | 54,945 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC ROC | 53220K215 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 233 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELENAV INC | 879455103 | COMMON STOCK | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GMS INC | 36251C103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONNS INC | 208242107 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTANNASH CO | 847215100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIBBETT INC | 428567101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIMED INC | 56782V107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWITCH CORP | 894065309 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOGECOIN CASH INC | 13764T105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 1,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 22,331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 371 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASO CORP COM | 92233F102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIJUANA COMPANY OF AMERICA | 56782E204 | COM | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GO SOLAR USA INC | 38019R109 | STOK | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURATION INCORPORATED | 74609P104 | com | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORISKO METALS | 688274109 | COM | 1,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONARED CORP | 50048Y104 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCB BANCORP COM | 740163100 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Predictive Technology Gr | 74039H102 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHISLE COPPER & GOL F | 66644R103 | FOREIGN CANADIAN | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 12,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRECA INC | 04965G109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 1,527 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENCE SVC CORP | 743815102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERA GROUP INC | 26885G109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 1,140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIELO SA | 171778202 | Common Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Omnitek Engineering | 68215w107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUATERRA RES INC | 747952109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 3,449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHERE FOOD COMES FROM | 96327X101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENTIFIC LEARNING | 808760102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Singapore Exchange Ltd | Y79946102 | Com | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Blue Gem Enterprise | 09548T106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAX SOUND CORPORATION | 57776X109 | Common | 1,250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIMRITE HOLDINGS NEW | 009003203 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTAGE RESOURCES INC | 735867103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELMOBILITY INC | 98400L103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CD PROJEKT SA UNSP ADR | 125105106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOVEREIGN LITHIUM ORD | 84609P103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULTICHOICE GROUP LIMITED SHS AMERICAN DEPOSITARY RECEIPT REPR SHS ISIN#US62548D1000 | 62548D100 | CS ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Teraforce Technology Corporation | 88077T109 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 6,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOOM TECHNOLOGIES INC | 98976E400 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL ENERGY CORP DE | 91349R208 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Woodbrook Group Holdings Inc | 978887206 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Igs Capital Group Li | 45174N104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COOL HLDGS INC | 21640C105 | COM | 901 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL BRANDS INC | 75584Q108 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN GROWTH BRANDS IN F | 39305B105 | STOK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MJARDIN GROUP INC F | 60689X109 | FGC | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS M | 639097104 | Common Stock | 16,772 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Terra Tech Corp | 88102J209 | COM | 834 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Key Energy Services Inc Exp 12 | 49309J129 | WT | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Key Energy Services Inc Exp 12 | 49309J111 | WT | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Harvest Oil & Gas Warrants | 41755V110 | WT | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 584 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERATION MINING LIMITED | 37149B109 | ORD | 402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITRON DEVICES INC COM | 834256208 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH S&P GSCI CRUDE OIL TOT RET IDX | 06738C760 | ETN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 3,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE GREEN ORGANIC DUTCHMAN HOLDINGS LTD REGISTERED SHS | 393210208 | COM | 2,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Health Therapeutics Inc | 29102R106 | Common / Ordinary Stock | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOOD HEMP INC COM | 38209G103 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANTEK INC COM | 06684B204 | Common Stock | 43,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH BEACH SPIRITS INC COM | 83645W106 | Common Stock | 251,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPANISH MTN GOLD LTD COM | 846481109 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONITRONICS INTL INC COM | 609453105 | Common Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AB&T FINL CORP COM | 00037W106 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC GLUCN CONT RT | 53220K181 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC GNRAL CONT RT | 53220K199 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC TR BET CONT RT | 53220K173 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARIS RENEWABLE ENERGY INC COM | 73106R100 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTEX INDS INC COM | 021454103 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIEGO PELLICER WORLDWIDE INC COM NEW | 25367R203 | Common Stock | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAPSYS LIFE SCIENCES INC COM | 92560A106 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA STYLE PALMS INC CL A | 13080W105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMSVILLE SEARS MGMT INC COM | 970506101 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ENERGY CORP NEV COM | 53045E105 | COM | 2,020 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISODIOL INTL INC COM NEW | 46500L200 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITRONICS INC COM NEW | 465743300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEGASUS GAMING CORP COM | 705908101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERTECH SOLUTIONS INC COM | 46112U101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL BALER CORP COM | 459041109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PICK-UPS PLUS INC COM | 719574105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEST GROUP INC COM NEW | 29383T300 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOBAC PHARMACEUTICALS INC COM | 63007M102 | COM | 631 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIKCRO TECHNOLOGIES LTD SHARE | M8790M112 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ENERGY CORP NEW WT EXP 050422 | 03212B137 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NDT PHARMACEUTICALS INC COM | 63948Q105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPACKETS INTL INC COM | 46262T102 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH SPRINGS RES CORP COM PAR $0.001 | 662546308 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH WEST OIL GROUP INC COM NEW | 663303204 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION INDS INC W V COM NEW | 158520205 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRECARD AG ADR REPSTG COM | 97654L108 | American Depository Receipt | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST OIL & GAS CORP COM NEW | 41755V201 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENSINGTON CAP ACQUISITION C | 490073202 | UNIT 07/01/2027 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC WARRANT | Y2187A135 | WARRANT | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKSHIELD CAP CORPORATION | 77406P102 | Common Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISANTE TECHNOLOGY INC COM | 92346G104 | Common Stock | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDS INC COM NEW | 98159J200 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINGLEPOINT INC COM | 82932V102 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESAPEAKE ENERGY CORP COM | 165167743 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAST TRACK SOLUTIONS INC COM | 804136208 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U203 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAL CAP INC COM | 874075104 | Common Stock | 6,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINC ENERGY LIMITED SPON ADR NEW | 532782208 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EESTOR CORP COM | 28201L101 | Common Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAMASTE TECHNOLOGIES INC COM | 62987D108 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS LT COM | 452536402 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPPER NORTH MNG CORP COM NEW | 21751R206 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD RIGHTS | G9001E136 | Common Stock | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005752 | this filing | 2020-11-17 | acceptance time not in the bulk data set |