13F-HR filed by Saba Capital Management, L.P.
Saba Capital Management, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 150 holding rows worth $2,406,468,000.
- Accession
- 0001062993-20-005733
- Filer
- CIK 1510281
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 150 entries on the cover page, a total value of $2,406,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,406,468,000 with VALUE read as thousands by filing date, 13F file number 028-14282. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,165,000 | $433,344,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 36,320,674 | $160,174,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,882,200 | $94,556,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,283,500 | $89,514,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8,956,102 | $86,337,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,000,885 | $64,205,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,912,550 | $63,271,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,124,520 | $61,858,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 6,126,393 | $56,424,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,681,845 | $55,526,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,147,391 | $55,439,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 4,874,870 | $54,062,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,543,349 | $51,385,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 8,043,774 | $47,217,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,183,784 | $45,976,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,777,115 | $44,872,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 3,169,006 | $41,989,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 4,336,499 | $35,559,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,009,409 | $34,608,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 934,200 | $34,079,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,106,948 | $28,507,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,393,349 | $28,242,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,404,749 | $27,967,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 661,889 | $24,391,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,714,749 | $24,041,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,689,707 | $23,521,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,575,509 | $21,175,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,462,838 | $20,202,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,655,300 | $20,190,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,703,887 | $18,692,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,438,440 | $18,283,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,411,521 | $18,096,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,443,110 | $17,721,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,173,593 | $17,639,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,364,294 | $17,545,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,631,820 | $17,542,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 3,335,503 | $16,511,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,728,492 | $16,125,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 33,800 | $16,058,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,309,815 | $16,006,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,342,404 | $15,075,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 1,292,642 | $14,878,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 437,323 | $14,847,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,175,553 | $14,553,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 952,447 | $13,506,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,581,533 | $13,269,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200,200 | $12,959,000 | thousands by filing date | put |
| CNX RES CORP COM | 12653C108 | Stock | 1,367,500 | $12,910,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,564,912 | $12,801,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,336,756 | $11,857,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 891,802 | $10,987,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 7,040,321 | $10,279,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,573,000 | $10,099,000 | thousands by filing date | put |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,569,445 | $9,668,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 728,173 | $9,605,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 734,514 | $9,108,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 945,082 | $8,751,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 50,000 | $8,263,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 594,776 | $8,047,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 484,356 | $7,670,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 956,986 | $6,986,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 698,448 | $6,936,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 79,000 | $6,794,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 515,675 | $6,704,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,228,396 | $6,695,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 761,363 | $5,916,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 501,100 | $5,682,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 525,000 | $5,135,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 386,777 | $5,090,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,152,684 | $4,864,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 493,952 | $4,697,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 383,086 | $4,559,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 438,899 | $4,543,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 366,029 | $4,466,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 332,178 | $4,199,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 473,941 | $3,953,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 1,354,877 | $3,672,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 337,294 | $3,400,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 250,554 | $3,177,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 295,998 | $2,913,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 752,907 | $2,688,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 169,008 | $2,351,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 168,954 | $2,058,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 200,000 | $2,004,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 200,000 | $1,992,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 216,970 | $1,974,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,171,100 | $1,751,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 231,934 | $1,702,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 120,732 | $1,594,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 157,430 | $1,587,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 148,575 | $1,538,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 580,887 | $1,417,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 121,180 | $1,411,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,608 | $1,393,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 296,864 | $1,315,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 101,931 | $1,305,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 126,109 | $1,286,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 126,933 | $1,286,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 125,000 | $1,230,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 234,452 | $1,027,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 97,761 | $1,013,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 82,332 | $1,012,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 99,000 | $1,010,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 100,000 | $1,000,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 100,000 | $995,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 100,000 | $994,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 95,375 | $947,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 95,109 | $945,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 23,800 | $868,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 81,224 | $841,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 194,947 | $825,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 82,196 | $817,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 78,206 | $806,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,442 | $805,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 75,114 | $757,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 55,073 | $713,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 71,643 | $704,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 63,377 | $666,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 96,454 | $628,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 60,000 | $603,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 60,000 | $590,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 58,600 | $586,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 54,800 | $546,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 50,000 | $513,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 51,085 | $513,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 240,995 | $508,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 50,000 | $500,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 50,000 | $499,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 50,000 | $488,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 30,600 | $391,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 29,742 | $365,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 36,036 | $364,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 26,807 | $350,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 46,978 | $302,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 30,000 | $298,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,227 | $203,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 16,100 | $164,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,502 | $155,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 181,293 | $149,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 14,470 | $147,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 14,300 | $146,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 12,500 | $131,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 69,120 | $102,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 24,464 | $52,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 41,666 | $46,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 60,247 | $39,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 147,998 | $28,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 30,000 | $27,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 14,999 | $25,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 24,999 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005733 | this filing | 2020-11-16 | acceptance time not in the bulk data set |