13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 158 holding rows worth $313,950,000.
- Accession
- 0001062993-20-005690
- Filer
- CIK 1342396
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 164 entries on the cover page, a total value of $313,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,952,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC028-15165
- included managerHorizon Investments, LLC028-15165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 628,392 | $31,489,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 757,777 | $22,885,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 363,258 | $14,857,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 107,629 | $12,707,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 407,620 | $11,927,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 41,773 | $11,606,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 191,900 | $10,132,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 113,427 | $10,007,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 137,310 | $9,643,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 292,647 | $9,549,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 68,942 | $8,870,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 146,697 | $8,073,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 209,910 | $6,604,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 101,812 | $6,488,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 148,484 | $5,429,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 36,622 | $5,398,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,190 | $4,423,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,624 | $4,242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 133,670 | $4,118,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 36,241 | $4,075,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 35,453 | $3,931,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 34,734 | $3,755,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 75,695 | $3,733,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 96,511 | $3,660,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,096 | $3,046,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 34,304 | $2,968,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,130 | $2,754,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 52,784 | $2,681,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 38,705 | $2,637,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 136,621 | $2,608,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,445 | $2,197,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 24,311 | $2,040,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,806 | $1,847,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,946 | $1,799,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,572 | $1,792,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 32,081 | $1,727,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 12,368 | $1,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 43,018 | $1,428,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,395 | $1,399,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 22,730 | $1,304,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 20,188 | $1,253,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,985 | $1,240,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,241 | $1,233,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,054 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 32,894 | $1,199,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,726 | $1,162,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,805 | $1,075,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,294 | $1,072,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,636 | $1,068,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,537 | $1,037,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,801 | $1,019,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 32,642 | $1,002,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 21,344 | $987,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 17,896 | $983,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,443 | $982,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,802 | $954,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,013 | $944,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,123 | $936,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 291 | $916,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 111,275 | $910,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 9,629 | $906,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 14,694 | $906,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,297 | $888,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 20,307 | $843,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,941 | $807,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,964 | $793,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,411 | $764,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,603 | $744,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,323 | $720,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,673 | $658,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,610 | $654,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,413 | $648,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,267 | $644,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,079 | $637,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 36,924 | $631,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 9,907 | $631,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,385 | $625,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,585 | $625,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 26,575 | $614,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,615 | $598,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,919 | $590,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,098 | $585,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,317 | $552,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,847 | $545,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 15,390 | $544,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,988 | $542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,516 | $539,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,212 | $535,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,261 | $522,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,508 | $510,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 33,465 | $493,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,040 | $488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,062 | $476,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,073 | $474,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,669 | $470,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,823 | $467,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,953 | $465,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,766 | $458,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 15,478 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,695 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,963 | $451,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 4,774 | $447,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,047 | $441,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,662 | $440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 18,230 | $425,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 7,984 | $422,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,457 | $404,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,513 | $398,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,354 | $398,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 9,626 | $396,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,559 | $392,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 740 | $363,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 8,982 | $353,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 2,438 | $341,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,815 | $338,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,097 | $336,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,977 | $336,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,931 | $332,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,581 | $326,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,653 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,506 | $325,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,485 | $318,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,847 | $310,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 846 | $308,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,083 | $308,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,928 | $307,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,579 | $306,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,353 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,985 | $284,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,627 | $277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 12,633 | $275,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,022 | $274,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 6,287 | $273,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,374 | $270,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,370 | $266,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 504 | $261,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,394 | $259,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,837 | $252,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,082 | $252,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,928 | $251,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,171 | $250,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,225 | $244,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 19,756 | $244,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 339 | $241,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,749 | $237,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 661 | $235,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,617 | $222,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,000 | $221,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,865 | $218,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 991 | $217,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,929 | $216,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,453 | $215,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 25,457 | $209,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,266 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,787 | $204,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,220 | $202,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 50,000 | $50,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 67,755 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005690 | this filing | 2020-11-16 | acceptance time not in the bulk data set |