13F-HR filed by Pacific Capital Wealth Advisors, Inc.
Pacific Capital Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 217 holding rows worth $168,296,000.
- Accession
- 0001062993-20-005646
- Filer
- CIK 1803523
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 217 entries on the cover page, a total value of $168,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,292,000 with VALUE read as thousands by filing date, 13F file number 028-20100. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 33,626 | $11,261,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 176,895 | $10,663,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 125,556 | $10,124,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 172,220 | $10,021,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 79,328 | $8,088,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 25,680 | $7,135,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 215,885 | $5,855,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 109,069 | $5,759,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 90,660 | $5,348,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 63,445 | $5,010,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 41,349 | $4,882,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,509 | $4,870,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 72,076 | $4,497,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 55,385 | $4,482,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 139,831 | $4,391,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 128,523 | $3,439,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 32,509 | $3,229,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 217,142 | $3,199,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 52,224 | $3,123,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 53,771 | $2,927,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 25,972 | $2,708,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 50,171 | $2,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 57,404 | $2,641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 50,694 | $2,613,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 49,563 | $2,409,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,776 | $2,337,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 37,390 | $2,015,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 92,183 | $1,991,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 32,608 | $1,672,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 48,849 | $1,589,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 25,231 | $1,503,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 26,922 | $1,373,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,827 | $1,370,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 24,742 | $1,274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,273 | $1,109,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,508 | $943,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 18,869 | $914,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,356 | $890,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 15,658 | $866,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15,686 | $819,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,027 | $720,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 6,925 | $695,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 9,147 | $691,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 13,869 | $690,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,377 | $675,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 19,692 | $655,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,494 | $585,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,583 | $519,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 8,457 | $481,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 11,760 | $465,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 21,566 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,973 | $436,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,830 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,284 | $373,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,117 | $350,000 | thousands by filing date | |
| ECOARK HLDGS INC COM | 27888N109 | Stock | 148,500 | $312,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,699 | $280,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,045 | $257,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,928 | $243,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,502 | $242,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,528 | $214,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 5,000 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,749 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,148 | $200,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,613 | $187,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 54 | $170,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,007 | $168,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 996 | $155,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 447 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,792 | $150,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 655 | $144,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 976 | $144,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,417 | $142,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 382 | $125,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,795 | $125,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 121 | $124,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,087 | $118,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,990 | $115,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,908 | $111,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 325 | $109,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 52,499 | $106,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 851 | $104,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 52,499 | $100,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 424 | $94,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 560 | $93,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 63 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 809 | $91,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,595 | $87,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 70 | $87,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,970 | $81,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,532 | $79,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,850 | $76,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,496 | $65,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 146 | $63,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,148 | $63,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,788 | $61,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 40 | $59,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 493 | $59,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 539 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 950 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 1,256 | $54,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 854 | $53,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 305 | $52,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,863 | $52,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 406 | $51,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 500 | $50,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 315 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 473 | $46,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 815 | $44,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 97 | $43,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 275 | $43,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 77 | $42,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 99 | $38,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 639 | $38,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 268 | $37,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 161 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 1,302 | $37,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 131 | $36,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 930 | $36,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 729 | $34,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 800 | $34,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 210 | $32,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 765 | $32,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 300 | $31,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 372 | $30,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 354 | $29,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 500 | $29,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 317 | $28,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 200 | $28,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 407 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 875 | $28,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 125 | $27,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 42 | $26,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 513 | $26,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 84 | $25,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,610 | $25,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 400 | $25,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 778 | $24,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 389 | $24,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 597 | $23,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 191 | $23,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 617 | $22,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 143 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 892 | $22,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 172 | $21,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 406 | $20,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 106 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,142 | $19,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 694 | $19,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 500 | $18,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 288 | $17,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 197 | $16,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 158 | $16,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 1,028 | $16,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 394 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 405 | $16,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200 | $15,000 | thousands by filing date | |
| IJH | 464287507 | COM | 78 | $14,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 114 | $14,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 60 | $13,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 187 | $13,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,883 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 460 | $13,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 17 | $12,000 | thousands by filing date | |
| VTI | 922908769 | COM | 72 | $12,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 321 | $12,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 405 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 54 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 327 | $11,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 142 | $11,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 775 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 32 | $10,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 711 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 80 | $9,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 712 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 200 | $9,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 288 | $8,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 39 | $8,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25 | $8,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 187 | $8,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 24 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 96 | $6,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 100 | $6,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 100 | $5,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 135 | $5,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 100 | $5,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 95 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 63 | $5,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 2,492 | $5,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 82 | $4,000 | thousands by filing date | |
| BRDTLA 7.625 31 DEC 2049 A - PFD | 112714209 | EQUITIES | 300 | $4,000 | thousands by filing date | |
| NTNL GENERAL H 7.5 PFDPFD SER A | 636220709 | PRE | 150 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 139 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 33 | $3,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 277 | $3,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 100 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 250 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 140 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 284 | $2,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 1,283 | $2,000 | thousands by filing date | |
| MONMOUTH 6.125 | 609720404 | PREFERRED STOCK | 100 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL 6.45 PFDPFD SER D | 866082506 | PRE | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 20 | $1,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12 | $1,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 50 | $1,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 30 | $1,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDFIN CORP | 75737F108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGEN BIOPHARMA INC COM | 75886M102 | Exchange-Traded Equity Securities | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUKS GROUP VIETNAM ORDF | G5700D106 | UFO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAPEFRUIT USA INC | 388598104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005646 | this filing | 2020-11-16 | acceptance time not in the bulk data set |