13F-HR filed by Peak Asset Management, LLC
Peak Asset Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 141 holding rows worth $335,203,000.
- Accession
- 0001062993-20-005611
- Filer
- CIK 1632512
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 141 entries on the cover page, a total value of $335,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,203,000 with VALUE read as thousands by filing date, 13F file number 028-16621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 184,211 | $21,334,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 82,399 | $17,331,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 42,903 | $15,471,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 57,707 | $12,024,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 59,365 | $11,871,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 91,952 | $11,409,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 79,949 | $11,081,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 112,731 | $10,317,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 46,505 | $9,903,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 164,512 | $9,821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 94,778 | $9,664,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 40,149 | $9,342,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 91,590 | $8,817,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,585 | $8,185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 127,794 | $8,162,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 205,993 | $8,114,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 97,662 | $8,111,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 93,398 | $7,965,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 86,977 | $7,524,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 123,847 | $7,126,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 105,537 | $6,920,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,329 | $5,803,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,857 | $4,993,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,490 | $4,232,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 22,733 | $3,687,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 53,300 | $3,309,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,756 | $3,299,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 63,634 | $3,277,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,160 | $3,219,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,893 | $3,007,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,716 | $2,803,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 63,744 | $2,756,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 848 | $2,670,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,588 | $2,634,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,820 | $2,450,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 16,291 | $2,195,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,573 | $2,021,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 60,422 | $1,984,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,303 | $1,948,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 13,088 | $1,929,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,678 | $1,853,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 16,532 | $1,787,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,913 | $1,728,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,992 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 21,452 | $1,583,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 16,788 | $1,567,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,526 | $1,537,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,423 | $1,483,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,971 | $1,413,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 59,933 | $1,409,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 37,035 | $1,359,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,725 | $1,346,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,497 | $1,241,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,496 | $1,235,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,556 | $1,068,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,418 | $1,066,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,162 | $997,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 21,234 | $933,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,813 | $918,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,041 | $890,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,037 | $882,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,558 | $882,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,002 | $882,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,532 | $767,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 519 | $763,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 12,746 | $715,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,550 | $709,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,473 | $701,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,467 | $700,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,950 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,469 | $666,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 53,700 | $662,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 69,433 | $596,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,339 | $590,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,125 | $588,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,609 | $578,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,467 | $563,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,264 | $549,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,212 | $531,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,012 | $527,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,355 | $507,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,833 | $466,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 28,913 | $457,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 82,402 | $447,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 73,686 | $446,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,922 | $434,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,326 | $433,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,817 | $426,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,044 | $400,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 199,887 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,847 | $387,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 14,895 | $385,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,302 | $381,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,158 | $380,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,987 | $377,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,256 | $363,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,656 | $361,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,914 | $355,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,079 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,847 | $314,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 9,265 | $313,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 6,000 | $305,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,071 | $297,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,350 | $297,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,085 | $296,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,960 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,483 | $280,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,573 | $279,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 9,072 | $266,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,260 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 15,690 | $260,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,121 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,925 | $257,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,775 | $252,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 446 | $251,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,963 | $245,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,300 | $245,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,803 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,078 | $241,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 20,000 | $235,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 420 | $227,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,029 | $226,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,886 | $223,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 800 | $211,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,900 | $211,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,442 | $210,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 805 | $205,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,858 | $201,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,544 | $178,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,800 | $169,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,299 | $160,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 43,067 | $87,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,425 | $45,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $30,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 11,455 | $26,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,000 | $23,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 100 | $17,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,000 | $17,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $15,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $10,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005611 | this filing | 2020-11-13 | acceptance time not in the bulk data set |