13F-HR filed by Freestone Capital Holdings, LLC
Freestone Capital Holdings, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 1,206 holding rows worth $1,534,961,775.
- Accession
- 0001062993-20-005437
- Filer
- CIK 1470876
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,206 entries on the cover page, a total value of $1,534,961,775 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,534,961,779 with VALUE read as dollars, detected, 13F file number 028-13894. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFREESTONE CAPITAL MANAGEMENT LLC028-05975
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LANDSTAR SYS INC COM | 515098101 | Stock | 20 | $2,510 | dollars, detected | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 80 | $2,510 | dollars, detected | |
| MEDALLIA INC | 584021109 | COM | 90 | $2,468 | dollars, detected | |
| STERIS PLC SHS USD | G8473T100 | Stock | 14 | $2,467 | dollars, detected | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 28 | $2,435 | dollars, detected | |
| NOVANTA INC | 67000B104 | COM | 23 | $2,423 | dollars, detected | |
| FIVE BELOW INC COM | 33829M101 | Stock | 19 | $2,413 | dollars, detected | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15 | $2,409 | dollars, detected | |
| VARIAN MED SYS INC | 92220P105 | COM | 14 | $2,408 | dollars, detected | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 40 | $2,364 | dollars, detected | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 7 | $2,360 | dollars, detected | |
| BADGER METER INC COM | 056525108 | Stock | 36 | $2,353 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30 | $2,309 | dollars, detected | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 102 | $2,281 | dollars, detected | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 200 | $2,278 | dollars, detected | |
| UPWORK INC | 91688F104 | COM | 130 | $2,267 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 12 | $2,259 | dollars, detected | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 105 | $2,253 | dollars, detected | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 40 | $2,233 | dollars, detected | |
| EVERFORTH INC COM | 00191U102 | Stock | 35 | $2,225 | dollars, detected | |
| AVANTAX INC | 095229100 | COMMON STOCK | 235 | $2,214 | dollars, detected | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 60 | $2,206 | dollars, detected | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 54 | $2,191 | dollars, detected | |
| ETSY INC | 29786A106 | COM | 18 | $2,189 | dollars, detected | |
| ITRON INC COM | 465741106 | Stock | 36 | $2,187 | dollars, detected | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 88 | $2,172 | dollars, detected | |
| WYNN RESORTS LTD | 983134107 | COM | 30 | $2,154 | dollars, detected | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 21 | $2,146 | dollars, detected | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 60 | $2,136 | dollars, detected | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 38 | $2,136 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 10 | $2,132 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 211 | $2,112 | dollars, detected | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 250 | $2,112 | dollars, detected | |
| NORDSON CORP | 655663102 | COM | 11 | $2,110 | dollars, detected | |
| FITBIT INC | 33812L102 | CL A | 300 | $2,088 | dollars, detected | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 52 | $2,074 | dollars, detected | |
| PTC INC COM | 69370C100 | Stock | 25 | $2,068 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 20 | $1,993 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 350 | $1,988 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 37 | $1,985 | dollars, detected | |
| ARCIMOTO INC | 039587100 | COM | 300 | $1,974 | dollars, detected | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100 | $1,967 | dollars, detected | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 30 | $1,946 | dollars, detected | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 41 | $1,933 | dollars, detected | |
| SURO CAP CORP | 86887Q109 | COM NEW | 174 | $1,886 | dollars, detected | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 750 | $1,868 | dollars, detected | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 25 | $1,864 | dollars, detected | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 900 | $1,863 | dollars, detected | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 300 | $1,860 | dollars, detected | |
| GROUPON INC | 399473206 | COM NEW | 90 | $1,836 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 120 | $1,822 | dollars, detected | |
| GRACO INC COM | 384109104 | Stock | 29 | $1,779 | dollars, detected | |
| GARRETT MOTION INC | 366505105 | COM | 515 | $1,777 | dollars, detected | |
| GERON CORP | 374163103 | COM | 1,000 | $1,740 | dollars, detected | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 20 | $1,719 | dollars, detected | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 50 | $1,716 | dollars, detected | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2 | $1,697 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 22 | $1,670 | dollars, detected | |
| PINTEREST INC CL A | 72352L106 | Stock | 40 | $1,660 | dollars, detected | |
| WAITR HLDGS INC | 930752100 | COM | 512 | $1,649 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 35 | $1,633 | dollars, detected | |
| DUKE REALTY CORP | 264411505 | COM NEW | 44 | $1,624 | dollars, detected | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 39 | $1,613 | dollars, detected | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 27 | $1,604 | dollars, detected | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 550 | $1,595 | dollars, detected | |
| MERCURY SYS INC COM | 589378108 | Stock | 20 | $1,549 | dollars, detected | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 21 | $1,521 | dollars, detected | |
| SONOS INC | 83570H108 | COM | 99 | $1,503 | dollars, detected | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 14 | $1,498 | dollars, detected | |
| KIRBY CORP | 497266106 | COM | 41 | $1,483 | dollars, detected | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 25 | $1,465 | dollars, detected | |
| DONALDSON INC COM | 257651109 | Stock | 31 | $1,439 | dollars, detected | |
| INCYTE CORP COM | 45337C102 | Stock | 16 | $1,436 | dollars, detected | |
| AVANOS MED INC | 05350V106 | COM | 43 | $1,428 | dollars, detected | |
| INSULET CORP COM | 45784P101 | Stock | 6 | $1,420 | dollars, detected | |
| Delek Logistics Partners LP | 24664T103 | Com | 50 | $1,418 | dollars, detected | |
| SUN CMNTYS INC COM | 866674104 | REIT | 10 | $1,406 | dollars, detected | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3 | $1,383 | dollars, detected | |
| LYFT INC | 55087P104 | CL A COM | 50 | $1,378 | dollars, detected | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 20 | $1,368 | dollars, detected | |
| UMH PPTYS INC | 903002103 | COM | 100 | $1,354 | dollars, detected | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 15 | $1,349 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 21 | $1,346 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 50 | $1,344 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250 | $1,340 | dollars, detected | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 620 | $1,327 | dollars, detected | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 21 | $1,292 | dollars, detected | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3 | $1,276 | dollars, detected | |
| CIENA CORP COM NEW | 171779309 | Stock | 32 | $1,270 | dollars, detected | |
| PVH CORPORATION COM | 693656100 | Stock | 21 | $1,252 | dollars, detected | |
| IDENTIV INC | 45170X205 | COM NEW | 200 | $1,252 | dollars, detected | |
| MYLAN NV | N59465109 | SHS EURO | 84 | $1,246 | dollars, detected | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 13 | $1,244 | dollars, detected | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30 | $1,244 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 45 | $1,233 | dollars, detected | |
| BOINGO WIRELESS INC | 09739C102 | COM | 120 | $1,223 | dollars, detected | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 8 | $1,195 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 207 | $1,180 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 62 | $1,167 | dollars, detected | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 20 | $1,155 | dollars, detected | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 48 | $1,149 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 250 | $1,148 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 46 | $1,140 | dollars, detected | |
| INGEVITY CORP COM | 45688C107 | Stock | 23 | $1,137 | dollars, detected | |
| QNITY ELECTRONICS INC | 817323207 | COM | 190 | $1,134 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 29 | $1,106 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 62 | $1,105 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 85,045 | $1,097 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 46 | $1,091 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 55 | $1,078 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13 | $1,062 | dollars, detected | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 99 | $1,031 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 25 | $1,029 | dollars, detected | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 118 | $1,025 | dollars, detected | |
| GAMESTOP CORP | 36467W109 | CL A | 100 | $1,020 | dollars, detected | |
| FRONTDOOR INC COM | 35905A109 | Stock | 26 | $1,012 | dollars, detected | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 10 | $977 | dollars, detected | |
| THE REALREAL INC | 88339P101 | COM | 67 | $969 | dollars, detected | |
| MGC | 921910873 | COM | 8 | $962 | dollars, detected | |
| CARS COM INC | 14575E105 | COM | 119 | $962 | dollars, detected | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 33 | $961 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 29 | $958 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $957 | dollars, detected | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 30 | $956 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 207 | $948 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5 | $942 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 28 | $940 | dollars, detected | |
| ZYNGA INC. | 98986T108 | CL A | 103 | $939 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14 | $919 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 18 | $915 | dollars, detected | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 10 | $911 | dollars, detected | |
| KBR INC COM | 48242W106 | Stock | 40 | $894 | dollars, detected | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 17 | $881 | dollars, detected | |
| EDGIO INC | 53261M104 | COM | 150 | $864 | dollars, detected | |
| 8X8 INC | 282914100 | COMMON STOCK | 55 | $855 | dollars, detected | |
| TORO CO | 891092108 | COM | 10 | $840 | dollars, detected | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 50 | $838 | dollars, detected | |
| STELLUS CAP INVT CORP | 858568108 | COM | 96,153 | $837 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 21 | $832 | dollars, detected | |
| CALYXT INC | 13173L107 | COM | 150 | $824 | dollars, detected | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15 | $815 | dollars, detected | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 73 | $803 | dollars, detected | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 200 | $800 | dollars, detected | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 26 | $799 | dollars, detected | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 20 | $795 | dollars, detected | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 22 | $758 | dollars, detected | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 20 | $728 | dollars, detected | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 39 | $702 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 600 | $666 | dollars, detected | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8 | $645 | dollars, detected | |
| IVLU | 46435G409 | COM | 33 | $642 | dollars, detected | |
| AMYRIS INC | 03236M200 | COM NEW | 220 | $642 | dollars, detected | call |
| RITE AID CORP | 767754872 | COM | 67 | $636 | dollars, detected | |
| SERVICE CORP INTL COM | 817565104 | Stock | 15 | $633 | dollars, detected | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 14 | $631 | dollars, detected | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 72 | $628 | dollars, detected | |
| NIKOLA CORP | 654110105 | COM | 30 | $614 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 41 | $606 | dollars, detected | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 16 | $605 | dollars, detected | |
| REMARK HLDGS INC | 75955K102 | COM | 500 | $585 | dollars, detected | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5 | $580 | dollars, detected | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 10 | $578 | dollars, detected | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9 | $573 | dollars, detected | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 27 | $570 | dollars, detected | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 26 | $509 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 50 | $500 | dollars, detected | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 20 | $495 | dollars, detected | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 100 | $491 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15 | $483 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18 | $482 | dollars, detected | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 28 | $475 | dollars, detected | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5 | $469 | dollars, detected | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 100 | $450 | dollars, detected | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 106 | $435 | dollars, detected | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 250 | $432 | dollars, detected | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 100 | $432 | dollars, detected | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 32 | $418 | dollars, detected | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7 | $414 | dollars, detected | |
| HARTE HANKS INC | 416196202 | COM | 200 | $412 | dollars, detected | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 50 | $408 | dollars, detected | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 200 | $408 | dollars, detected | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 500 | $405 | dollars, detected | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 593 | $388 | dollars, detected | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,000 | $387 | dollars, detected | |
| BRISTOW GROUP INC | 11040G103 | COM | 17 | $361 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4 | $360 | dollars, detected | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 112 | $353 | dollars, detected | |
| CREATIVE REALITIES INC | 22530J200 | COM | 350 | $342 | dollars, detected | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 67 | $340 | dollars, detected | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 4,462 | $339 | dollars, detected | |
| SCHD | 808524797 | COM | 6 | $337 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 11 | $302 | dollars, detected | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 18 | $300 | dollars, detected | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 65 | $287 | dollars, detected | |
| WINGSTOP INC COM | 974155103 | Stock | 2 | $274 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 12 | $272 | dollars, detected | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 29 | $264 | dollars, detected | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 300 | $252 | dollars, detected | |
| OXFORD LANE CAP CORP | 691543102 | COM | 52 | $230 | dollars, detected | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 100 | $225 | dollars, detected | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20 | $221 | dollars, detected | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4 | $216 | dollars, detected | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2 | $212 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 20 | $211 | dollars, detected | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1 | $210 | dollars, detected | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 175 | $205 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005437 | this filing | 2020-11-06 | acceptance time not in the bulk data set |