13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 162 holding rows worth $1,403,824,000.
- Accession
- 0001062993-20-005155
- Filer
- CIK 1513006
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 162 entries on the cover page, a total value of $1,403,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,403,823,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,662,444 | $892,469,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 162,136 | $45,027,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 2,912,167 | $29,471,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 1,313,095 | $13,197,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,100,000 | $12,016,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 117,000 | $10,954,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,034,225 | $10,135,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 9,000,000 | $9,562,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 940,900 | $9,287,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 76,600 | $8,944,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 126,776 | $8,065,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,605 | $7,977,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 801,490 | $7,855,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 790,800 | $7,710,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 719,108 | $7,119,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 50,000 | $7,105,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 696,421 | $7,103,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 131,500 | $6,737,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 656,837 | $6,700,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 644,083 | $6,602,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 4,500,000 | $6,547,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 649,072 | $6,296,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 620,000 | $6,169,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 2,000,000 | $6,142,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 358,020 | $6,126,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 583,989 | $6,062,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 572,339 | $5,866,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 573,972 | $5,711,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,520,000 | $5,666,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 543,428 | $5,597,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 3,081,000 | $5,567,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 557,100 | $5,487,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 557,000 | $5,459,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 540,000 | $5,346,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 2,865,000 | $5,217,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 485,734 | $5,173,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 84,229 | $5,003,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 477,448 | $4,860,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 3,504,000 | $4,816,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 36,589 | $4,723,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 450,000 | $4,532,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 459,802 | $4,529,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 419,497 | $4,447,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 443,379 | $4,434,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 383,491 | $3,873,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 355,007 | $3,845,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 251,738 | $3,821,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 2,897,000 | $3,674,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 80,496 | $3,658,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 149,413 | $3,595,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 354,696 | $3,529,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 360,104 | $3,511,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,695,000 | $3,485,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,367,000 | $3,464,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 352,600 | $3,438,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 975,000 | $3,389,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 328,000 | $3,280,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 332,500 | $3,242,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 331,424 | $3,231,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 52,290 | $3,111,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 314,276 | $3,064,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 299,300 | $3,008,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M106 | COM | 299,323 | $2,993,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 300,000 | $2,955,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,000,000 | $2,770,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,130,000 | $2,723,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,554,000 | $2,722,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 255,490 | $2,708,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 20,000 | $2,670,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 358,020 | $2,479,000 | thousands by filing date | put |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,621,000 | $2,456,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 238,176 | $2,394,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,506 | $2,165,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 214,534 | $2,107,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,250,000 | $2,096,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 190,598 | $2,058,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 2,045,000 | $2,005,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 200,000 | $1,980,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,650,000 | $1,963,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 189,768 | $1,850,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 170,383 | $1,823,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 175,950 | $1,724,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,000,000 | $1,707,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 28,000 | $1,663,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 30,000 | $1,661,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 21,323 | $1,641,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 85,000 | $1,635,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 157,500 | $1,551,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 150,000 | $1,455,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 146,681 | $1,430,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 146,303 | $1,412,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 35,000 | $1,371,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 137,312 | $1,359,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 137,242 | $1,331,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 125,000 | $1,262,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 125,000 | $1,250,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 125,000 | $1,245,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,000 | $1,219,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 118,397 | $1,202,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100,000 | $1,160,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 103,538 | $1,036,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 100,000 | $1,005,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 102,315 | $998,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 85,000 | $993,000 | thousands by filing date | put |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 100,010 | $990,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 100,000 | $985,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 91,025 | $878,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 84,056 | $849,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 251,738 | $780,000 | thousands by filing date | put |
| CLS | 14070Y101 | Stock | 75,046 | $735,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 75,000 | $731,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 216,000 | $695,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 136,100 | $688,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 463,000 | $664,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 57,275 | $589,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 25,000 | $580,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 590,000 | $565,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 500,000 | $552,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 52,568 | $530,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 50,000 | $512,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 50,000 | $508,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 49,167 | $502,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 50,000 | $500,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 50,000 | $500,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 50,000 | $499,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 50,000 | $495,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 50,400 | $491,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,664 | $488,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 10,000 | $484,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100,000 | $399,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 1,468 | $355,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 33,537 | $338,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,603 | $330,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,544 | $327,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 30,563 | $301,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 28,026 | $280,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 25,000 | $258,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 25,000 | $255,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $252,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 25,000 | $250,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,445 | $246,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 23,700 | $246,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,380 | $230,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 293 | $223,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 21,046 | $212,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 20,000 | $195,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 18,101 | $188,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 17,076 | $171,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,928 | $150,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 12,467 | $126,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 16,030 | $84,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 200,000 | $79,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,662,444 | $76,000 | thousands by filing date | put |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 39,000 | $62,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 95,300 | $54,000 | thousands by filing date | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 27,000 | $32,000 | thousands by filing date | put |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 16,666 | $17,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 18,000 | $16,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 250,000 | $8,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 100,000 | $8,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 65,100 | $6,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 50,000 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-005155 | this filing | 2020-10-26 | acceptance time not in the bulk data set |