13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-19, with 832 holding rows worth $460,390,000.
- Accession
- 0001062993-20-004989
- Filer
- CIK 1586052
- Filed
- 2020-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 832 entries on the cover page, a total value of $460,390,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $460,390,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAXTER INTL INC | 071813109 | COM | 133 | $11,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 8,000 | $11,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813959 | COM | 6,000 | $11,000 | thousands by filing date | put |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 7,000 | $11,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q906 | CALL | 6,000 | $11,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 55 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $10,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 340 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 74 | $10,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 50 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 6,000 | $10,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687906 | COM | 4,000 | $10,000 | thousands by filing date | call |
| TJX COS INC NEW | 872540909 | CALL | 5,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 46429B955 | PUT | 6,000 | $10,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 49 | $9,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 773 | $9,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 19 | $9,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 8 | $9,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 125 | $9,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 200 | $9,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,751 | $9,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 319 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 150 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 477 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 941 | $9,000 | thousands by filing date | |
| SPOT 280121C00750000 | l8681t902 | CALL | 1,400 | $9,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887909 | COM | 6,000 | $9,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849956 | COM | 10,000 | $9,000 | thousands by filing date | put |
| ALTERYX INC | 02156B953 | OPTION | 400 | $9,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 294 | $8,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $8,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 175 | $8,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 500 | $8,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 24 | $8,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 353 | $8,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 522 | $8,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 806 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 40 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,022 | $8,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,000 | $8,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 112 | $8,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 2,400 | $8,000 | thousands by filing date | call |
| FASTLY INC | 31188V950 | PUT | 2,000 | $8,000 | thousands by filing date | put |
| CIENA CORP | 171779909 | COM NEW | 6,000 | $8,000 | thousands by filing date | call |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 50 | $7,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 251 | $7,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 289 | $7,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 202 | $7,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 106 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 543 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 55 | $7,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 242 | $7,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15 | $7,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 541 | $7,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 50 | $7,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 300 | $7,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 509 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 784 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 143 | $7,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 214 | $7,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 267 | $7,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 169 | $7,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 250 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 779 | $7,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 235 | $7,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 100 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35 | $6,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 145 | $6,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 150 | $6,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 56 | $6,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 76 | $6,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 175 | $6,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 189 | $6,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 673 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 231 | $6,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 15 | $6,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 94 | $6,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 309 | $6,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 95 | $6,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1,030 | $6,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 666 | $6,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 200 | $6,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 750 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 614 | $6,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 259 | $6,000 | thousands by filing date | |
| BAIDU INC | 056752908 | CALL | 2,400 | $6,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687956 | PUT | 4,000 | $6,000 | thousands by filing date | put |
| FASTLY INC | 31188V900 | CL A | 1,000 | $6,000 | thousands by filing date | call |
| BXP INC | 101121951 | COM | 4,000 | $6,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W902 | COM NEW | 2,000 | $6,000 | thousands by filing date | call |
| MEDTRONIC PLC | G5960L953 | SHS | 5,000 | $6,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 391 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 168 | $5,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 150 | $5,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 622 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 198 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 9 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 62 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 100 | $5,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 126 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 88 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 360 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 544 | $5,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 40 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 163 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 976 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 403 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,430 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 38 | $5,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 400 | $5,000 | thousands by filing date | call |
| VALE S A | 91912E905 | SPONSORED ADS | 20,000 | $5,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 175 | $5,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 512 | $5,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 443 | $5,000 | thousands by filing date | |
| SKECHERS USA INC-CL A | 830566905 | COM | 10,000 | $5,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 510 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $4,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 29 | $4,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22 | $4,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 400 | $4,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 105 | $4,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 35 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 833 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 79 | $4,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 100 | $4,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 61 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,839 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 34 | $4,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 292 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 91 | $4,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $4,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 40 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 437 | $4,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 58 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 337 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 305 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 25 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 916 | $4,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 550 | $4,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 513 | $4,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 211 | $4,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 317 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,416 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 58 | $4,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 439 | $4,000 | thousands by filing date | |
| ARK ETF TR | 00214Q954 | PUT | 3,000 | $4,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 325 | $4,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104958 | Cmn | 2,400 | $4,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J956 | COM | 40,000 | $4,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 12 | $3,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36 | $3,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 189 | $3,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50 | $3,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 81 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 170 | $3,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 170 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 30 | $3,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 27 | $3,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 256 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 137 | $3,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 36 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 306 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 46 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 109 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 400 | $3,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 475 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 310 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 207 | $3,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 225 | $3,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 247 | $3,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 8,200 | $3,000 | thousands by filing date | call |
| PAGERDUTY INC | 69553P950 | COM | 4,000 | $3,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 211 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 250 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 25 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 67 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30 | $2,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 57 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 126 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 112 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 49 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 24 | $2,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 151 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 113 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $2,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 100 | $2,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 921 | $2,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 350 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 459 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 245 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 218 | $2,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 123 | $2,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 200 | $2,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 72 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 105 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 100 | $2,000 | thousands by filing date | |
| THE TRADE DESK INC | 88339J955 | PUT | 400 | $2,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 33 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 158 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 383 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 270 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 56 | $1,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 20 | $1,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 288 | $1,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 100 | $1,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 207 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 103 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 112 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 8 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 57 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 31 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 36 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 30 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 25 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 26 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 74 | $1,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 181 | $1,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 41 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 24 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $1,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 37 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 148 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 250 | $1,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 63 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 50 | $1,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 40 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 53 | $1,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 100 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 112 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 400 | $1,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,400 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $1,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 500 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 30 | $1,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 200 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,000 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 200 | $1,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B952 | COM | 20,000 | $1,000 | thousands by filing date | put |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 96 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 500 | $1,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 800 | $1,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 200 | $1,000 | thousands by filing date | |
| NEWGIOCO GROUP INC | 65136T205 | COM NEW | 400 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD STAR FDS | 921909768 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAX CORP | 45245E109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MBIA INC | 55262C100 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CISCO SYS INC | 17275R902 | CALL | 7,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| World Gold TR | 98149E204 | SPRD GLD Minis | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259202 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEMAURA MED INC | 640442208 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-004989 | this filing | 2020-10-19 | acceptance time not in the bulk data set |