13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-13, with 1,029 holding rows worth $847,868,000.
- Accession
- 0001062993-20-004901
- Filer
- CIK 1342857
- Filed
- 2020-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,029 entries on the cover page, a total value of $847,868,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $847,858,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,113 | $55,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 307 | $54,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,872 | $54,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,000 | $53,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 124 | $53,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 7,284 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 2,000 | $53,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 816 | $52,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 325 | $52,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,000 | $52,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,850 | $52,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 500 | $51,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,000 | $51,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,275 | $50,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,231 | $50,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,511 | $50,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 330 | $49,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,568 | $49,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,850 | $49,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,135 | $48,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 400 | $48,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,000 | $48,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,933 | $48,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,000 | $48,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $47,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,000 | $47,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 790 | $47,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,976 | $47,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,006 | $47,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,000 | $46,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,089 | $45,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,000 | $45,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,435 | $45,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,637 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,098 | $44,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $43,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 350 | $42,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,000 | $42,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,529 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 385 | $40,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 864 | $40,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 750 | $40,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,337 | $40,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 1,213 | $40,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 25,000 | $40,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,400 | $39,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,925 | $39,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,500 | $39,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,000 | $39,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 625 | $39,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,053 | $39,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 10,000 | $39,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 232 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 170 | $38,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 4,995 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 600 | $38,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 784 | $37,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 160 | $37,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 255 | $37,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 550 | $37,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 252 | $37,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,832 | $37,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,550 | $37,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,618 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 812 | $36,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 568 | $35,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,800 | $35,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,232 | $35,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 5,245 | $35,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 3,120 | $35,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 39,000 | $35,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,500 | $35,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 5,000 | $35,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,174 | $34,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 401 | $34,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 666 | $34,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 857 | $34,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 669 | $33,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 34 | $33,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 30 | $32,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 550 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,277 | $32,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,000 | $32,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 529 | $32,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,380 | $32,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,000 | $32,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 18,986 | $32,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 613 | $31,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 240 | $31,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 565 | $31,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 875 | $31,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,005 | $30,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 959 | $30,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,000 | $30,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 1,025 | $30,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,455 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 680 | $30,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 2,600 | $30,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,400 | $29,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 135 | $29,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 70 | $29,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 305 | $29,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 475 | $29,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 850 | $29,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 800 | $29,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 532 | $29,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 77 | $28,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 973 | $28,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $28,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,550 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,830 | $28,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 310 | $28,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 170 | $27,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $27,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 260 | $27,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 800 | $27,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,866 | $27,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 15 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 416 | $26,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 284 | $26,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 458 | $26,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 970 | $26,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,876 | $26,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 11,000 | $26,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 201 | $25,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 213 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,394 | $25,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,000 | $25,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,000 | $25,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,266 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 120 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 335 | $24,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,191 | $23,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 150 | $23,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 485 | $23,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 396 | $23,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 900 | $23,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,016 | $23,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,500 | $23,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 100 | $22,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,559 | $22,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 325 | $22,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 855 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $22,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,370 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 292 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 455 | $22,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,000 | $22,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,633 | $22,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 375 | $21,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 500 | $21,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 500 | $21,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,737 | $21,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 564 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 715 | $20,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 107 | $20,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 100 | $20,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 122 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 209 | $20,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 712 | $20,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 2,957 | $20,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 240 | $19,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $19,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 125 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,000 | $19,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 970 | $19,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 882 | $19,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 650 | $18,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 600 | $18,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $18,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 700 | $18,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 300 | $18,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 100 | $17,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $17,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,790 | $17,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 300 | $17,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 327 | $17,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 105 | $17,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 106 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $17,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 205 | $17,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 800 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 202 | $17,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 120 | $16,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $16,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 882 | $16,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $16,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 476 | $16,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 450 | $16,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 500 | $16,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 763 | $16,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $16,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 295 | $16,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 243 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,000 | $15,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 825 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 105 | $15,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,377 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 350 | $15,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 906 | $15,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 174 | $15,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 126 | $14,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 166 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,001 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 300 | $14,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,768 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 500 | $14,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 471 | $14,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 380 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 200 | $13,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 116 | $13,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,251 | $13,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 5,023 | $13,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,000 | $13,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 168 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 398 | $12,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 153 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 300 | $12,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 175 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 75 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 400 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 900 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 610 | $12,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,448 | $12,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,000 | $12,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 96 | $11,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 308 | $11,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 203 | $11,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $11,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 200 | $11,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 412 | $11,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 740 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,228 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 116 | $11,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 200 | $11,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 630 | $11,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,319 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 355 | $11,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 180 | $10,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 128 | $10,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 100 | $10,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 500 | $10,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 500 | $10,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 74 | $10,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 553 | $10,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $10,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 300 | $10,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 100 | $10,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 165 | $10,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25 | $10,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,150 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 500 | $10,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 150 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 200 | $9,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 400 | $9,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 101 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $9,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 105 | $9,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $9,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 250 | $9,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 500 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 270 | $9,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 655 | $9,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 493 | $9,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 300 | $9,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 630 | $9,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 700 | $9,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 220 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 79 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $8,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 150 | $8,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 67 | $8,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 210 | $8,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 100 | $8,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100 | $8,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 320 | $8,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,617 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $8,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 50 | $8,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 100 | $8,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 300 | $8,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 400 | $8,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,700 | $8,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 32 | $7,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 200 | $7,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 66 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 100 | $7,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 100 | $7,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 90 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 743 | $7,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 100 | $7,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 150 | $7,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 800 | $7,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,000 | $7,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 40 | $7,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 500 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 300 | $7,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,410 | $7,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 210 | $7,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 300 | $7,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 100 | $7,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 179 | $7,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 710 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 200 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 330 | $7,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 10,000 | $7,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 4,000 | $7,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 1,000 | $7,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 218 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 102 | $6,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 115 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 125 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 380 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $6,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 30 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100 | $6,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 300 | $6,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,068 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100 | $6,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 70 | $6,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $6,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 500 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 360 | $6,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 980 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 150 | $6,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 104 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,888 | $6,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,430 | $6,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 450 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $6,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 525 | $6,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 450 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 200 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 50 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,281 | $5,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 490 | $5,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 387 | $5,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 35 | $5,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 300 | $5,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 400 | $5,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 800 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $5,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 500 | $5,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 468 | $5,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 700 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 70 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,000 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 185 | $5,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 450 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,788 | $5,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 200 | $5,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,200 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 550 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 20 | $4,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $4,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 148 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 100 | $4,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 50 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 931 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 300 | $4,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,974 | $4,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 159 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 250 | $4,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 25 | $4,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 220 | $4,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 100 | $4,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,500 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 100 | $4,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 305 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 770 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,100 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 615 | $4,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 800 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 471 | $3,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 125 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 400 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 38 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 100 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 239 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 78 | $3,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 180 | $3,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 200 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 140 | $3,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 300 | $3,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 100 | $3,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 368 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 275 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 33 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 272 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 112 | $3,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 100 | $3,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 54 | $3,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 650 | $3,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 163 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 201 | $3,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 428 | $3,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 72 | $3,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 51 | $3,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,000 | $3,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 90 | $3,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 500 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3 | $2,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $2,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 190 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 76 | $2,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 97 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $2,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 65 | $2,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 100 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 230 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 370 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 300 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 300 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 105 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 23 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 39 | $2,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 199 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 970 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 75 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 476 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 100 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 280 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 203 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 125 | $2,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 60 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 322 | $2,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 26 | $2,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 240 | $2,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 80 | $2,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 350 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 550 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 150 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $2,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 2,250 | $2,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 200 | $2,000 | thousands by filing date | |
| IMMUNIC INC COM | 00000IMUX | Stock | 99 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 200 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 39 | $1,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 150 | $1,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 40 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 43 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 28 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 7 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 13 | $1,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 390 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 126 | $1,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 126 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 111 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 73 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 30 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 390 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250 | $1,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 230 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 20 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $1,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 500 | $1,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 100 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 189 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 230 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 714 | $1,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 300 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 11 | $1,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,000 | $1,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORD ADS NEW | 49803V206 | Stock | 300 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-004901 | this filing | 2020-10-13 | acceptance time not in the bulk data set |