13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 3,052 holding rows worth $6,071,962,000.
- Accession
- 0001062993-20-004019
- Filer
- CIK 1512024
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,052 entries on the cover page, a total value of $6,071,962,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,071,957,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 683 | $17,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 944 | $17,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,472 | $17,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 609 | $17,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 181 | $17,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 207 | $17,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 950 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 78 | $17,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,080 | $17,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 95 | $17,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 553 | $17,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 401 | $17,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 606 | $17,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 196 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 165 | $17,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,183 | $17,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,559 | $17,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 400 | $16,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 375 | $16,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 1,359 | $16,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 474 | $16,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,592 | $16,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 28 | $16,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 1,250 | $16,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 479 | $16,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 500 | $16,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 204 | $16,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,638 | $16,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 450 | $16,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 282 | $16,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 674 | $16,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 353 | $16,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 155 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 590 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,105 | $16,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 220 | $16,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 390 | $16,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 3,000 | $16,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073202 | UNIT 07/01/2027 | 1,595 | $16,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 606 | $15,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 714 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,475 | $15,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 451 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 186 | $15,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,562 | $15,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 735 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 220 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 700 | $15,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 130 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 760 | $15,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 700 | $15,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 220 | $15,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,410 | $15,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 665 | $15,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 507 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 534 | $15,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 735 | $15,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 230 | $15,000 | thousands by filing date | |
| PARADISE INC COM | 699058103 | Common Stock | 764 | $15,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 503 | $14,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 208 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,143 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 290 | $14,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 182 | $14,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 228 | $14,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 30 | $14,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,509 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,112 | $14,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 500 | $14,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,885 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 498 | $14,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $14,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 608 | $14,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,825 | $14,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,413 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 549 | $14,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 612 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 516 | $14,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 2,500 | $14,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC COM | 12448X102 | COM | 9,500 | $14,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 207 | $13,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,278 | $13,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 546 | $13,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 311 | $13,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 400 | $13,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 174 | $13,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200 | $13,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,511 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 408 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 579 | $13,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 471 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 79 | $13,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 250 | $13,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 100 | $13,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 343 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 845 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 361 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 180 | $13,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 649 | $13,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,243 | $13,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 250 | $13,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 858 | $13,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 970 | $13,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,911 | $13,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 189 | $12,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 110 | $12,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 513 | $12,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 400 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 690 | $12,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,500 | $12,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,216 | $12,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 1,200 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 224 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 390 | $12,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,500 | $12,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 500 | $12,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 148 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 281 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 380 | $12,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100 | $12,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 630 | $12,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 301 | $12,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 88 | $12,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 65,746 | $12,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 350 | $12,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 308 | $12,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 6,000 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $12,000 | thousands by filing date | |
| Blueharbor Bank | 095613105 | Common Stock | 1,440 | $12,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 562 | $12,000 | thousands by filing date | |
| TOYOTA MOTOR CORP COM | J92676113 | CS | 200 | $12,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,200 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 200 | $12,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 648 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 556 | $11,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 500 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 210 | $11,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 100 | $11,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 116 | $11,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 803 | $11,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 494 | $11,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 276 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 437 | $11,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 843 | $11,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 988 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 200 | $11,000 | thousands by filing date | |
| COCA-COLA HBC AG ADR | 191223205 | ADR | 443 | $11,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,650 | $11,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 831 | $11,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 433 | $11,000 | thousands by filing date | |
| DECISION DIAGNOSTICS COR | 243443108 | COMMON STOCK | 41,900 | $11,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $11,000 | thousands by filing date | |
| PATIENT ACCESS SOLUTIONS ORD | 70324A208 | COM | 100,000 | $11,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 500 | $11,000 | thousands by filing date | |
| SOLGOLD PLC SHS | G8255T104 | Common Stock | 40,930 | $11,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 22,859 | $11,000 | thousands by filing date | |
| Facedrive Inc. | 30311W100 | COM | 1,000 | $11,000 | thousands by filing date | |
| RESERVE PETE CO COM | 761102102 | Common Stock | 80 | $11,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 10,000 | $11,000 | thousands by filing date | |
| BETTER CHOICE CO INC COM | 08771Y204 | Common Stock | 5,681 | $11,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 2,560 | $11,000 | thousands by filing date | |
| SPO GLOBAL INC COM NEW | 78468T206 | Common Stock | 85,000 | $11,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 4,988 | $11,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 244 | $10,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 310 | $10,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,500 | $10,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 217 | $10,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,010 | $10,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 753 | $10,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 152 | $10,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 900 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 89 | $10,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 425 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 370 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 235 | $10,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 234 | $10,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 246 | $10,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,000 | $10,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 169 | $10,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 500 | $10,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,092 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 72 | $10,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 377 | $10,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 560 | $10,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 150 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 265 | $10,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 500 | $10,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 750 | $10,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 70 | $10,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,795 | $10,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 383 | $10,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 244 | $10,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 500 | $10,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,000 | $10,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 275 | $10,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 3,279 | $10,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 9,919 | $10,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 85 | $9,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 72 | $9,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 78 | $9,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 814 | $9,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 75 | $9,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,397 | $9,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 1,060 | $9,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 319 | $9,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 78 | $9,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 765 | $9,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 613 | $9,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 250 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 39 | $9,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 7,000 | $9,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 161 | $9,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 470 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 150 | $9,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 929 | $9,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 1,312 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 140 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 264 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 248 | $9,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 622 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| NTNL BK CDA MONTREAL F | 633067103 | FOREIGN CANADIAN | 200 | $9,000 | thousands by filing date | |
| Canadian Tire Corp Ltd | 136681202 | COM | 101 | $9,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 303 | $9,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 750 | $9,000 | thousands by filing date | |
| HON HAI PRECISION ORDF | Y36861105 | UFO | 3,000 | $9,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,275 | $9,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 570 | $9,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,000 | $9,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 15,250 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 415 | $9,000 | thousands by filing date | |
| ARCH THERAPEUTICS INC | 03939W109 | COMMON STOCK | 54,500 | $9,000 | thousands by filing date | |
| VIVOS INC COM NEW | 92858K204 | Common Stock | 226,000 | $9,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 13,400 | $9,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 9,275 | $9,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,500 | $8,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 237 | $8,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 55 | $8,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 172 | $8,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 633 | $8,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 207 | $8,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 508 | $8,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 355 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 326 | $8,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 172 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 252 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 134 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 46 | $8,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 345 | $8,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,070 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 192 | $8,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 255 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 89 | $8,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 740 | $8,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 150 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 165 | $8,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 333 | $8,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 400 | $8,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 200 | $8,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 534 | $8,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 131 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $8,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 260 | $8,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 600 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 139 | $8,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,500 | $8,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 169 | $8,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 3,150 | $8,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $8,000 | thousands by filing date | |
| HEINEKEN NV | N39427211 | FOREIGN | 90 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 327 | $8,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 289 | $8,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 203 | $8,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 692 | $8,000 | thousands by filing date | |
| AFTERMATH SILVER LTD F | 00831V205 | COM | 30,000 | $8,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 6,306 | $8,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 17,287 | $8,000 | thousands by filing date | |
| PARSONS CORPORATION COM | 744611104 | Common Stock | 230 | $8,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 4,550 | $8,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 203 | $7,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 174 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC ORD | G0593M107 | ADR | 66 | $7,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 170 | $7,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 600 | $7,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 500 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,000 | $7,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 52 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 95 | $7,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 250 | $7,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 281 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 79 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 230 | $7,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 204 | $7,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 90 | $7,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 137 | $7,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 450 | $7,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,250 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 211 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 500 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 536 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 723 | $7,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,500 | $7,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 272 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 300 | $7,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 1,400 | $7,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 2,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 239 | $7,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 205 | $7,000 | thousands by filing date | |
| BANK RAKYAT INDONESIA UNSPN ADR | 69366X100 | COM | 665 | $7,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 204 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 375 | $7,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 34,377 | $7,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 100 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,350 | $7,000 | thousands by filing date | |
| Bayerische Motoren Werke AG | 072743305 | Equities | 350 | $7,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 4,800 | $7,000 | thousands by filing date | |
| ATLANTIC SAPPHIRE AS | R07217103 | Common Stock | 500 | $7,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 8,469 | $7,000 | thousands by filing date | |
| COMPAGNIE DE ST GOBAIN ORD | F80343100 | Common Stock | 196 | $7,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 237 | $6,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 355 | $6,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 102 | $6,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 124 | $6,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 225 | $6,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 112 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 299 | $6,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 266 | $6,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 725 | $6,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 304 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 541 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 70 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 225 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 537 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,225 | $6,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 174 | $6,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 89 | $6,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,195 | $6,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 187 | $6,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 131 | $6,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 500 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $6,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 126 | $6,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 353 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 120 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 157 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,000 | $6,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 882 | $6,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 161 | $6,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 401 | $6,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 216 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 200 | $6,000 | thousands by filing date | |
| POWER CORP CDA | 739239101 | COM | 356 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 125 | $6,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 150 | $6,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 1,000 | $6,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 514 | $6,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 413 | $6,000 | thousands by filing date | |
| WUXI BIOLOGICS CAYMAN ADR | 98260N108 | COM | 150 | $6,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,750 | $6,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 7,083 | $6,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 559 | $6,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 507 | $6,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 390 | $6,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 4,266 | $6,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 4,717 | $6,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 13,400 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 400 | $6,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 170 | $5,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 191 | $5,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,409 | $5,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 287 | $5,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 46 | $5,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 16 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 336 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,500 | $5,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 500 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 102 | $5,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 186 | $5,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 370 | $5,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,179 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 100 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 226 | $5,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 80 | $5,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 300 | $5,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 867 | $5,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 130 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,761 | $5,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 114 | $5,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 551 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 125 | $5,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 100 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,250 | $5,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 20 | $5,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 181 | $5,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 135 | $5,000 | thousands by filing date | |
| TRUST FIBRA UNO | P3515D163 | COM | 6,262 | $5,000 | thousands by filing date | |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 1,193 | $5,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 690 | $5,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 264 | $5,000 | thousands by filing date | |
| ALEAFIA HEALTH INC F | 01444Q104 | FOREIGN CANADIAN | 14,735 | $5,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 134 | $5,000 | thousands by filing date | |
| London Stock Exchange Group PLC | G5689U103 | COM | 53 | $5,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,815 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,100 | $5,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 536 | $5,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 161 | $5,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,000 | $5,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 750 | $5,000 | thousands by filing date | |
| ELECTROLUX AB -SPONS ADR B | 010198208 | COM | 150 | $5,000 | thousands by filing date | |
| WPP PLC-SPONSORED ADR | G9788D103 | ADR | 616 | $5,000 | thousands by filing date | |
| Cv Sciences Inc Com | 126654102 | COM | 8,600 | $5,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 4,420 | $5,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 25 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,023 | $4,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 207 | $4,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 165 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 637 | $4,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 620 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,000 | $4,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 140 | $4,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 135 | $4,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 197 | $4,000 | thousands by filing date | |
| CRH PLC ORD | G25508105 | Stock | 116 | $4,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 69 | $4,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 82 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 48 | $4,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 451 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 495 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 500 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 900 | $4,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 263 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 20 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 38 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 51 | $4,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 162 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 458 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100 | $4,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 115 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 129 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 175 | $4,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 527 | $4,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 297 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,270 | $4,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 280 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,000 | $4,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 250 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 159 | $4,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 309 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 261 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 110 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 50 | $4,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 100 | $4,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 237 | $4,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 274 | $4,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 389 | $4,000 | thousands by filing date | |
| Credit Agricole Sa Unsponsored Adr | 225313105 | Equity | 924 | $4,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 19,000 | $4,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 260 | $4,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 690 | $4,000 | thousands by filing date | |
| SURGUTNEFTEGAZ SPON ADR | 868861105 | COM | 893 | $4,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 110 | $4,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 48,778 | $4,000 | thousands by filing date | |
| Intesa Sanpaolo S.p.A. | T55067101 | COM | 1,865 | $4,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 56 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,110 | $4,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 290 | $4,000 | thousands by filing date | |
| WM MORRISON-UNSPON ADR | 92933J107 | COM | 299 | $4,000 | thousands by filing date | |
| HEIDELBERGCEMENT AG-UNSP ADR | 42281P205 | COM | 402 | $4,000 | thousands by filing date | |
| SBI HOLDINGS INC ORDF | J6991H100 | COM | 200 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 500 | $4,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 265 | $4,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 800 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 200 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 30 | $4,000 | thousands by filing date | |
| TAISHO PHARM ADR | 87402P105 | USD | 244 | $4,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,500 | $4,000 | thousands by filing date | |
| ARBORGEN HLDGS LTD SHS | Q0465M101 | Common Stock | 38,333 | $4,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 4,200 | $4,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 5,631 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150 | $3,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 1,200 | $3,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 433 | $3,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 250 | $3,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 100 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 714 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-004019 | this filing | 2020-08-14 | acceptance time not in the bulk data set |