13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 489 holding rows worth $6,026,766,000.
- Accession
- 0001062993-20-004011
- Filer
- CIK 1326389
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 489 entries on the cover page, a total value of $6,026,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,026,761,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 7,072,500 | $1,012,641,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,220,000 | $376,199,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 42,099,000 | $217,707,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 600,000 | $148,560,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 55,000,000 | $126,056,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 90,000 | $97,183,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,527,825 | $79,103,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 300,000 | $74,280,000 | thousands by filing date | call |
| SPLUNK INC | 848637AD6 | BOND | 50,000,000 | $73,507,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 50,000,000 | $70,927,000 | thousands by filing date | principal |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 44,400,000 | $67,121,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 25,000,000 | $55,827,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 2,500,000 | $53,375,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 39,025,000 | $44,989,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 30,000,000 | $43,251,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 30,000 | $42,408,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 28,551,000 | $42,165,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 342,300 | $41,038,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 250,000 | $40,982,000 | thousands by filing date | call |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 36,800,000 | $40,025,000 | thousands by filing date | principal |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 3,324,196 | $37,563,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 3,500,000 | $36,785,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 3,190,000 | $36,079,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 32,000 | $34,554,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 336,570 | $32,856,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 2,780,904 | $31,091,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 3,021,028 | $30,607,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 2,707,063 | $29,724,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 20,000,000 | $29,242,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 25,000,000 | $29,188,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 25,000,000 | $29,121,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 425,000 | $28,488,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 131,190 | $28,298,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 25,000,000 | $28,101,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 122,370 | $27,787,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 2,602,833 | $27,772,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 2,697,287 | $27,593,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 400,000 | $26,788,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 500,000 | $26,525,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,500 | $26,152,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 2,499,999 | $25,175,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 25,000,000 | $24,770,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 20,000,000 | $24,557,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 261,300 | $24,217,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 15,000,000 | $24,209,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 25,000,000 | $24,056,000 | thousands by filing date | principal |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 2,304,266 | $23,504,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 674,713 | $23,176,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,436,417 | $22,715,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 2,295,400 | $22,610,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 113,000 | $22,453,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 800,000 | $21,952,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000,000 | $21,908,000 | thousands by filing date | principal |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 2,150,000 | $21,715,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 124,500 | $21,692,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100,000 | $21,570,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 20,000,000 | $21,552,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 20,000,000 | $21,531,000 | thousands by filing date | principal |
| SITIME CORP COM | 82982T106 | Stock | 452,500 | $21,453,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 2,035,000 | $21,286,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 495,000 | $21,216,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 1,721,815 | $20,989,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 156,639 | $20,717,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 2,029,382 | $20,679,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 500,000 | $20,620,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 75,000 | $20,583,000 | thousands by filing date | call |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 15,000,000 | $20,546,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,914,372 | $20,522,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 19,000,000 | $20,522,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 90,000 | $20,436,000 | thousands by filing date | call |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 2,000,000 | $20,320,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 1,905,854 | $19,878,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 1,918,342 | $19,663,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 1,898,400 | $19,459,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 244,000 | $18,488,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 2,936,309 | $18,381,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 340,647 | $18,259,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 292,923 | $18,012,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 400,000 | $17,852,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 1,304,982 | $17,852,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 830,912 | $17,831,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 400,000 | $17,660,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 43,242 | $17,516,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 306,000 | $17,442,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 162,493 | $17,401,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 1,712,256 | $17,200,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 91,618 | $17,163,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 552,000 | $17,156,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 400,000 | $17,152,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 60,000 | $17,055,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 89,505 | $17,052,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 190,000 | $17,016,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 1,753,600 | $17,010,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 1,695,000 | $16,950,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 1,700,000 | $16,762,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 23,842 | $16,744,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 250,000 | $16,742,000 | thousands by filing date | call |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 1,670,000 | $16,616,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 117,049 | $16,607,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 1,550,000 | $16,197,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 1,575,000 | $16,065,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 35,570 | $16,059,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 1,548,900 | $16,047,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 1,500,000 | $15,165,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 75,000 | $15,017,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 1,500,000 | $14,955,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 75,084 | $14,746,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 1,442,135 | $14,493,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 20,000,000 | $14,452,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 350,000 | $14,434,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 66,400 | $14,322,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,537,696 | $14,301,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 1,309,000 | $14,124,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 500,789 | $13,757,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000,000 | $13,620,000 | thousands by filing date | call |
| 8X8 INC NEW | 282914AB6 | BOND | 15,000,000 | $13,516,000 | thousands by filing date | principal |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 1,325,750 | $13,456,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 175,170 | $13,225,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 172,055 | $13,059,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 500,000 | $12,940,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 95,500 | $12,904,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 253,612 | $12,823,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 278,600 | $12,687,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 11,230,000 | $12,668,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 1,257,550 | $12,638,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 10,000,000 | $12,637,000 | thousands by filing date | principal |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 351,400 | $12,541,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 146,568 | $12,493,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 473,654 | $12,410,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,092,324 | $12,387,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 1,192,159 | $12,208,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 100,000 | $12,208,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 70,000 | $12,204,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 746,089 | $12,199,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 61,800 | $12,170,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 11,500,000 | $12,045,000 | thousands by filing date | principal |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 1,185,000 | $11,814,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 10,000,000 | $11,500,000 | thousands by filing date | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 150,000 | $11,366,000 | thousands by filing date | put |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 1,041,981 | $11,201,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 516,238 | $11,104,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 390,064 | $10,910,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 1,000,000 | $10,730,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 10,000,000 | $10,545,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 100,000 | $10,494,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 250,000 | $10,398,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 248,628 | $10,253,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 996,976 | $10,017,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 222,200 | $9,928,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 927,605 | $9,916,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 563,115 | $9,517,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 925,274 | $9,503,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 841,000 | $9,419,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,000 | $9,251,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 300,000 | $9,126,000 | thousands by filing date | call |
| AVALARA INC | 05338G106 | COM | 68,000 | $9,050,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,900,270 | $9,026,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 882,905 | $8,979,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 50,000 | $8,970,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 100,000 | $8,956,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641106 | CL A | 875,100 | $8,952,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 285,726 | $8,900,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 277,450 | $8,878,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 421,646 | $8,867,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 475,826 | $8,850,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 321,203 | $8,804,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 845,781 | $8,585,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 207,600 | $8,532,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073202 | UNIT 07/01/2027 | 850,000 | $8,517,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 97,400 | $8,469,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500,000 | $8,430,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20,000 | $8,380,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 799,299 | $8,369,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 788,521 | $8,311,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200,000 | $8,248,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 121,600 | $8,227,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100,000 | $8,162,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 108,625 | $8,153,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 154,700 | $8,133,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 828,200 | $8,108,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 111,500 | $8,027,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 799,713 | $7,957,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 50,271 | $7,945,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 750,000 | $7,935,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 347,700 | $7,848,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 250,000 | $7,770,000 | thousands by filing date | put |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 764,207 | $7,741,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 122,837 | $7,667,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 5,000,000 | $7,499,000 | thousands by filing date | principal |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 725,000 | $7,406,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 583,548 | $7,364,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 715,000 | $7,143,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 700,000 | $7,014,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 700,000 | $7,007,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 300,000 | $6,942,000 | thousands by filing date | call |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 7,000,000 | $6,935,000 | thousands by filing date | principal |
| NOVUS CAP CORP COM | 67012U108 | Stock | 700,000 | $6,867,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 10,000,000 | $6,774,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862E109 | COM | 50,000 | $6,699,000 | thousands by filing date | call |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 675,000 | $6,696,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 26,500 | $6,561,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 40,000 | $6,557,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 200,000 | $6,376,000 | thousands by filing date | put |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 625,000 | $6,350,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 609,100 | $6,335,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 700,000 | $6,188,000 | thousands by filing date | call |
| BRP INC COM SUN VTG | 05577W200 | Stock | 144,487 | $6,152,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 110,000 | $6,064,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 558,014 | $6,060,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 255,900 | $5,960,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 878,400 | $5,859,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 50,200 | $5,850,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 1,125,943 | $5,810,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 567,600 | $5,625,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 127,282 | $5,608,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 532,500 | $5,591,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 151,116 | $5,543,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 90,000 | $5,416,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 122,372 | $5,413,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200,000 | $5,388,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 400,000 | $5,228,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 536,385 | $5,149,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 515,000 | $5,078,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 300,000 | $5,031,000 | thousands by filing date | call |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 497,400 | $4,999,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 74,500 | $4,994,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 459,920 | $4,944,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300,000 | $4,926,000 | thousands by filing date | put |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 450,000 | $4,887,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 475,000 | $4,869,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675207 | UNIT 01/28/2025 | 480,000 | $4,824,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 511,500 | $4,742,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 480,000 | $4,656,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 450,000 | $4,617,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 450,000 | $4,518,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 450,000 | $4,482,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100,000 | $4,463,000 | thousands by filing date | call |
| GAN LTD | G3728V109 | SHS | 165,200 | $4,204,000 | thousands by filing date | |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 5,000,000 | $4,200,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,000 | $4,184,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,000 | $4,184,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 75,000 | $4,097,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 170,000 | $4,080,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 16,900 | $3,792,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 350,000 | $3,740,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 170,000 | $3,720,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 350,000 | $3,619,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 1,250,766 | $3,615,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 352,982 | $3,611,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 357,000 | $3,559,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 279,300 | $3,558,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100,000 | $3,511,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 150,000 | $3,471,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 103,834 | $3,454,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 262,504 | $3,402,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 2,794,600 | $3,381,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 85,000 | $3,374,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200,000 | $3,360,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 82,500 | $3,275,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 181,200 | $3,260,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 100,000 | $3,210,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 300,000 | $3,126,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 117,242 | $2,922,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 205,916 | $2,897,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 300,000 | $2,853,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 276,625 | $2,788,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 250,000 | $2,762,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 200,000 | $2,724,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 245,500 | $2,664,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50,000 | $2,652,000 | thousands by filing date | call |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 225,000 | $2,257,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 33,100 | $2,250,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 49,400 | $2,037,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,940,824 | $1,960,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 200,000 | $1,952,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,551 | $1,933,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 50,000 | $1,904,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 13,000 | $1,799,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 78,909 | $1,740,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 962,862 | $1,733,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 50,000 | $1,632,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 149,200 | $1,596,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 188,723 | $1,595,000 | thousands by filing date | |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 160,000 | $1,594,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 1,027,577 | $1,593,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 350,000 | $1,554,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 47,300 | $1,543,000 | thousands by filing date | put |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 1,000,000 | $1,500,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 55,000 | $1,482,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,119 | $1,357,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 19,580 | $1,353,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,000,000 | $1,350,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 125,000 | $1,329,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 1,183,203 | $1,302,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 900,000 | $1,296,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 425,000 | $1,275,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 1,100,000 | $1,210,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 833,333 | $1,208,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 223,714 | $1,208,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 22,700 | $1,204,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,740 | $1,193,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 100,002 | $1,148,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 285,714 | $1,143,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 500,000 | $1,125,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 1,049,950 | $1,102,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 60,000 | $1,087,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 100,000 | $1,070,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,590 | $1,062,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 100,000 | $1,025,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 185,000 | $980,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 94,779 | $957,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,690 | $930,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 740,840 | $926,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,582,344 | $926,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 253,002 | $921,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 699,448 | $913,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 150,000 | $890,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 59,800 | $883,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 80,000 | $882,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 509,999 | $867,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 50,200 | $846,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 30,000 | $842,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 20,000 | $832,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 876,800 | $823,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50,000 | $814,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 900,000 | $810,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 100,000 | $807,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,280 | $798,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 1,720,648 | $791,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 76,142 | $788,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 25,000 | $760,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 59,028 | $740,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 639,800 | $736,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 2,746,182 | $714,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 500,000 | $705,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,500 | $695,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 700,000 | $686,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,870 | $680,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 10,000 | $680,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 65,000 | $677,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,700,000 | $672,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 427,432 | $667,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,200 | $653,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 373,192 | $653,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 60,001 | $631,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 12,308 | $616,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 1,225,000 | $612,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 532,500 | $596,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 35,000 | $587,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 347,197 | $575,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 32,980 | $555,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 276,075 | $544,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,080 | $543,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 52,961 | $537,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 302,523 | $532,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 50,000 | $524,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 32,457 | $517,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 29,100 | $517,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 14,020 | $509,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 30,000 | $506,000 | thousands by filing date | call |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 700,000 | $504,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 555,000 | $500,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,000 | $497,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 50,000 | $495,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 73,455 | $483,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,884,695 | $471,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 404,850 | $437,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 1,558,258 | $436,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 500,000 | $435,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 400,000 | $420,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 687,500 | $419,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 20,000 | $375,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 400,000 | $360,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 750,000 | $355,000 | thousands by filing date | principal |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 500,000 | $350,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 245,377 | $324,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 1,150,000 | $322,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 334,747 | $317,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 1,210,700 | $315,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 721,050 | $310,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,754 | $298,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 1,495,000 | $286,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 50,000 | $284,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 502,700 | $275,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 915,207 | $275,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,000 | $271,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,877 | $257,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,777 | $257,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,315 | $257,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,226 | $255,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,604 | $250,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,363 | $250,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,077 | $250,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,026 | $248,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 7,623 | $247,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 952 | $246,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,754 | $246,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 495,200 | $245,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,347 | $244,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,444 | $242,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,524 | $242,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 15,605 | $238,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,989 | $234,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 676 | $232,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,703 | $229,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,838 | $228,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,326 | $222,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,260 | $219,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 17,241 | $216,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 28,533 | $214,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,234 | $211,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 752,266 | $211,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,255 | $210,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,859 | $209,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,797 | $209,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,415 | $208,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,997 | $208,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,179 | $207,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,543 | $207,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,356 | $206,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,266 | $206,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,114 | $205,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,306 | $205,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,412 | $205,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,485 | $204,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,559 | $204,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,607 | $204,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 417 | $204,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,795 | $203,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 682 | $203,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,975 | $202,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,318 | $202,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,183 | $202,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 5,403 | $202,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,050 | $202,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 3,399 | $202,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,786 | $202,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 47,071 | $202,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,908 | $201,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,248 | $201,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 8,573 | $201,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 10,359 | $199,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,001 | $199,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 688,069 | $193,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 64,295 | $193,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 965,517 | $183,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 360,000 | $180,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,409 | $179,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,074 | $172,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 366,000 | $165,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 207,311 | $164,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 162,500 | $162,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 11,834 | $157,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 150,000 | $156,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 325,907 | $153,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 21,628 | $152,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 12,831 | $152,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 179,545 | $151,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 16,077 | $150,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 21,802 | $149,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 14,044 | $149,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 13,140 | $146,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,747 | $144,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 368,650 | $142,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 550,000 | $138,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 504,800 | $136,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 260,326 | $128,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 443,504 | $126,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 159,856 | $126,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 315,353 | $120,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 198,352 | $112,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 373,100 | $112,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 127,694 | $109,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 12,048 | $102,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 512,000 | $102,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 200,000 | $100,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 28,409 | $99,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 300,453 | $75,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 351,500 | $69,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 343,742 | $69,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 340,000 | $68,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 200,000 | $62,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 377,982 | $61,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 33,000 | $32,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 100,000 | $25,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 75,000 | $23,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 580,248 | $21,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,000 | $18,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T122 | RIGHT 02/03/2025 | 75,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-004011 | this filing | 2020-08-14 | acceptance time not in the bulk data set |