13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-27, with 137 holding rows worth $1,488,602,000.
- Accession
- 0001062993-20-003498
- Filer
- CIK 1513006
- Filed
- 2020-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 137 entries on the cover page, a total value of $1,488,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,488,602,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,554,425 | $789,417,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 694,902 | $171,979,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 89,102 | $23,000,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 152,166 | $17,312,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 1,500,000 | $14,925,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,488,000 | $14,876,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 101,600 | $14,546,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,400,000 | $14,112,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,116,194 | $11,564,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 9,629,000 | $11,286,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,041,609 | $10,708,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 135,741 | $10,664,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 197,000 | $10,654,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 7,510,000 | $10,314,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 998,700 | $10,197,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 910,736 | $9,718,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 6,225,000 | $9,223,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 920,000 | $9,062,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 924,299 | $8,966,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 5,000,000 | $8,928,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 383,413 | $8,885,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 850,000 | $8,500,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,803,000 | $8,408,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 4,358,000 | $7,790,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 722,069 | $7,221,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 716,198 | $7,069,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 696,421 | $7,048,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 658,672 | $6,896,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 653,533 | $6,405,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 627,161 | $6,272,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,105 | $6,169,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 630,916 | $6,151,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 594,600 | $6,065,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 128,205 | $5,817,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 575,000 | $5,693,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 41,000 | $5,609,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 557,000 | $5,403,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 550,000 | $5,390,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 522,339 | $5,302,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 488,630 | $5,204,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 2,436,000 | $5,174,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 491,363 | $5,159,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 517,000 | $5,118,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 511,535 | $4,972,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,622,000 | $4,610,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 34,768 | $4,443,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 404,011 | $4,283,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 407,288 | $4,220,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,895,000 | $4,206,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 433,000 | $4,200,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 413,932 | $4,036,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 400,000 | $4,000,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 400,229 | $3,962,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 391,000 | $3,949,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 361,823 | $3,853,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 375,000 | $3,656,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,047,000 | $3,527,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000,000 | $3,508,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 352,037 | $3,432,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,900,000 | $3,205,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 2,900,000 | $3,181,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,500,000 | $3,171,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M205 | UNIT 03/19/2025 | 315,037 | $3,166,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,865,000 | $3,004,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,750,000 | $2,995,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 305,267 | $2,992,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 294,071 | $2,947,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 300,000 | $2,895,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 254,029 | $2,744,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 255,490 | $2,708,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 265,097 | $2,558,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 244,400 | $2,505,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 250,000 | $2,487,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 238,097 | $2,345,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 62,500 | $2,292,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 2,336,000 | $2,179,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 212,500 | $2,061,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 205,382 | $2,054,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 200,000 | $1,992,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 200,000 | $1,990,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 193,075 | $1,921,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,254,000 | $1,844,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 180,000 | $1,800,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,047,000 | $1,741,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,590,000 | $1,692,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,000,000 | $1,661,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 23,323 | $1,603,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 70,000 | $1,543,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 150,000 | $1,485,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,000,000 | $1,470,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 150,000 | $1,462,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 17,111 | $1,363,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,304 | $1,078,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 27,576 | $1,044,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 99,999 | $1,016,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 100,000 | $1,015,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,734 | $982,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,011,000 | $941,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 356,009 | $798,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 650,000 | $780,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 75,000 | $750,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,306 | $746,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 70,644 | $724,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 66,011 | $644,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 65,221 | $633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,500 | $620,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,910 | $563,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 25,925 | $538,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 50,000 | $502,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 10,114 | $490,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 50,000 | $487,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 309,000 | $479,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 44,100 | $434,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,083 | $393,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,187 | $366,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,690 | $362,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 356,009 | $350,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 3,563 | $326,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,900,000 | $321,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 1,366 | $290,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 795 | $288,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,697 | $279,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,557 | $268,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,701 | $248,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 998 | $240,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,758 | $226,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,267 | $224,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 20,000 | $209,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 200,000 | $181,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 133,000 | $171,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,554,425 | $127,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 4,620,000 | $46,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,514 | $29,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 14,502,000 | $25,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10,000 | $7,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 694,902 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-003498 | this filing | 2020-07-27 | acceptance time not in the bulk data set |