13F-HR filed by Simplicity Solutions, LLC
Simplicity Solutions, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 718 holding rows worth $3,246,084,000.
- Accession
- 0001062993-20-002467
- Filer
- CIK 1486066
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 718 entries on the cover page, a total value of $3,246,084,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,246,084,000 with VALUE read as thousands by filing date, 13F file number 028-16582. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,938 | $473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 19,281 | $473,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,254 | $472,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,188 | $468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 20,240 | $468,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,109 | $467,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 8,180 | $466,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,790 | $465,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,460 | $462,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,135 | $459,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 74,044 | $458,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,809 | $457,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 22,684 | $454,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 43,436 | $450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 23,789 | $450,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 8,086 | $446,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 10,032 | $444,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 36,090 | $440,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 7,582 | $438,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 12,826 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,504 | $435,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,971 | $434,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 12,138 | $433,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 16,740 | $433,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 82,530 | $432,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 4,115 | $430,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10,833 | $428,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,764 | $427,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,278 | $427,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 14,114 | $426,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 55,160 | $426,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,817 | $425,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,795 | $425,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 14,912 | $425,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,174 | $421,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,630 | $419,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,925 | $416,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,713 | $410,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,565 | $409,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 22,553 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,382 | $408,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 64,697 | $408,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,791 | $407,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,904 | $407,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,892 | $404,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,872 | $403,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,754 | $401,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,760 | $397,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,543 | $397,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22,836 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,253 | $393,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,760 | $392,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,841 | $391,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 2,783 | $390,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 12,347 | $388,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,049 | $388,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,364 | $386,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 16,358 | $386,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 40,840 | $386,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 16,296 | $386,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 14,452 | $384,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,048 | $384,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,283 | $377,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,240 | $375,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,197 | $374,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,134 | $370,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 50,474 | $366,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 17,724 | $364,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,548 | $360,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 4,170 | $356,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,017 | $355,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,227 | $354,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,603 | $352,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 13,719 | $352,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 5,062 | $349,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 26,851 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 15,674 | $346,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 14,224 | $345,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 20,332 | $344,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 37,997 | $341,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 42,044 | $341,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 20,242 | $338,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 42,393 | $337,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,402 | $337,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 39,358 | $337,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 22,028 | $336,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,341 | $333,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,742 | $333,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 19,959 | $330,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,737 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,602 | $328,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,316 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 7,077 | $326,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,095 | $324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 22,899 | $323,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,111 | $321,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 17,091 | $321,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,118 | $319,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,255 | $319,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,701 | $319,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 36,195 | $309,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,903 | $308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,255 | $307,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,866 | $305,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 18,863 | $305,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 8,445 | $303,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,456 | $301,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,845 | $298,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 17,811 | $297,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,723 | $296,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,953 | $295,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 23,465 | $294,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,788 | $293,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,621 | $292,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 26,071 | $288,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 20,375 | $287,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 13,556 | $287,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,833 | $286,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,979 | $279,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,715 | $279,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,205 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,451 | $276,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $272,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,159 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 8,966 | $268,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,030 | $265,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 25,886 | $265,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,032 | $265,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 72,573 | $263,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 10,714 | $262,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,613 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,237 | $261,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,762 | $259,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,052 | $259,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 7,322 | $257,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 7,108 | $257,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,560 | $256,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 16,676 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11,122 | $253,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 13,102 | $252,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 17,806 | $252,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 16,143 | $249,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,619 | $248,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 48,822 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,954 | $245,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,540 | $244,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,013 | $242,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 10,033 | $242,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 12,184 | $242,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,020 | $239,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 10,568 | $237,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,538 | $236,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 9,249 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,056 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 19,702 | $231,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,456 | $230,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,382 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,285 | $229,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 49,738 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,504 | $229,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,881 | $227,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 6,646 | $226,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,457 | $225,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,837 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,715 | $225,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 11,962 | $224,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,810 | $222,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 22,699 | $219,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,908 | $219,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,821 | $217,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 16,323 | $215,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 4,884 | $215,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,476 | $215,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,490 | $214,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,462 | $214,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 7,256 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,858 | $212,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,821 | $210,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,938 | $209,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,668 | $209,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,240 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 8,218 | $207,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,039 | $206,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,006 | $205,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 5,712 | $205,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 10,653 | $195,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 19,883 | $181,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 15,663 | $175,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 10,862 | $170,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 36,920 | $167,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 10,851 | $163,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 10,386 | $163,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 26,599 | $161,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 51,832 | $159,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 15,312 | $130,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 36,627 | $125,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 21,309 | $123,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,549 | $120,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 36,348 | $109,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 20,897 | $100,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,236 | $89,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,388 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 26,291 | $83,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,946 | $82,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 41,472 | $68,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,092 | $65,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,607 | $64,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,786 | $54,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,126 | $53,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,000 | $35,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 40,000 | $35,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,421 | $34,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,400 | $25,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,674 | $23,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,257 | $22,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 11,351 | $10,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 55,202 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,612 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-002467 | this filing | 2020-05-15 | acceptance time not in the bulk data set |