13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 114 holding rows worth $675,118,000.
- Accession
- 0001062993-20-002053
- Filer
- CIK 1513006
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 114 entries on the cover page, a total value of $675,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $675,116,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 443,047 | $114,136,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 345,048 | $65,695,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 3,400,694 | $35,605,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 516,000 | $16,842,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 213,100 | $16,396,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 1,524,812 | $15,828,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,508,600 | $15,554,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 1,449,751 | $15,179,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 5,920,000 | $15,036,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 1,203,604 | $12,590,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 1,229,459 | $12,393,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 95,078 | $12,285,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 8,570,000 | $12,216,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 964,264 | $9,913,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 965,435 | $9,461,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 905,674 | $9,319,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 911,544 | $8,860,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 801,100 | $8,572,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 160,276 | $8,565,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 805,000 | $8,477,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 7,093,000 | $7,823,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,288,000 | $7,356,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 712,402 | $7,267,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 696,421 | $7,048,000 | thousands by filing date | |
| FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | G3362K112 | COM | 696,361 | $6,998,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,591,000 | $6,702,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 5,665,000 | $6,657,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 667,323 | $6,606,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3,800,000 | $6,584,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 604,737 | $6,301,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 107,797 | $5,973,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 73,476 | $5,905,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 6,000,000 | $5,712,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 564,571 | $5,685,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 530,741 | $5,599,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 508,332 | $5,269,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 498,100 | $5,235,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 497,239 | $5,032,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 500,500 | $4,905,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 507,146 | $4,858,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 4,900,000 | $4,833,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 4,000,000 | $4,686,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 454,110 | $4,596,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 422,367 | $4,519,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 80,326 | $4,375,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 419,503 | $4,245,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 2,000,000 | $3,793,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 365,578 | $3,638,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 367,840 | $3,623,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 374,275 | $3,559,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 320,894 | $3,404,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 323,105 | $3,318,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 309,581 | $3,173,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 326,600 | $3,148,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 318,900 | $3,093,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 3,000,000 | $3,053,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 31,000 | $3,040,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 308,000 | $2,978,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 61,786 | $2,926,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 3,000,000 | $2,828,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 262,925 | $2,711,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,916,000 | $2,698,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 259,154 | $2,659,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 11,099 | $2,432,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 226,550 | $2,220,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 214,698 | $2,108,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,608,000 | $2,082,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 1,500,000 | $2,067,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,863,000 | $2,036,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,500 | $1,908,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,612,000 | $1,768,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,500,000 | $1,585,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,000,000 | $1,566,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 163,325 | $1,552,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 150,012 | $1,448,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,000 | $1,417,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000,000 | $1,354,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 29,642 | $1,335,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 62,000 | $1,291,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,286,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 126,934 | $1,269,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 125,000 | $1,256,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 122,949 | $1,211,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 117,500 | $1,189,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,000,000 | $1,168,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 16,630 | $1,162,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,531,000 | $1,160,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 443,047 | $1,112,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 95,000 | $964,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 72,925 | $718,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 790,000 | $700,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 65,168 | $658,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 577,000 | $626,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 61,533 | $597,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 55,000 | $539,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 50,000 | $504,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 44,843 | $437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,000 | $346,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 360,000 | $338,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 41,000 | $306,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 30,303 | $297,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 300,000 | $290,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,000 | $281,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 25,000 | $248,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 57,500 | $228,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,000 | $190,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 15,501 | $149,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 13,500 | $132,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 11,565 | $121,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 11,622 | $56,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 21,000 | $38,000 | thousands by filing date | put |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 13,000 | $23,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 16,558 | $11,000 | thousands by filing date | |
| FELLAZO INC WT EXP 051526 | G3362K120 | WARRANT AND RIGH | 78,811 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-002053 | this filing | 2020-05-01 | acceptance time not in the bulk data set |