13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-30, with 162 holding rows worth $2,022,332,000.
- Accession
- 0001062993-20-000395
- Filer
- CIK 1513006
- Filed
- 2020-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 162 entries on the cover page, a total value of $2,022,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,022,334,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,299,431 | $1,384,554,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 278,108 | $79,321,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 2,144,700 | $22,090,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 2,102,086 | $21,799,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 10,000,000 | $21,487,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,434,602 | $14,834,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 113,000 | $14,172,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 1,323,500 | $13,698,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 126,000 | $12,834,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 1,177,000 | $12,394,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 9,064,000 | $12,346,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 8,071,000 | $12,186,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 5,000,000 | $12,124,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 1,191,000 | $11,981,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 1,085,500 | $11,452,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 124,000 | $11,367,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,100,300 | $11,245,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 1,087,500 | $10,777,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 50,075 | $10,651,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 994,407 | $10,227,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 926,600 | $9,294,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 7,500,000 | $9,211,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 5,900,000 | $8,926,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 5,768,000 | $7,878,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 94,000 | $7,658,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 730,100 | $7,316,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 715,123 | $7,301,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 132,146 | $6,744,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 638,044 | $6,674,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 656,400 | $6,656,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,000,000 | $6,635,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 647,500 | $6,572,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,600,000 | $6,235,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 600,200 | $6,200,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 585,300 | $6,005,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 3,082,000 | $5,858,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,742,000 | $5,729,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,854 | $5,584,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 546,670 | $5,559,000 | thousands by filing date | |
| FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | G3362K112 | COM | 520,400 | $5,182,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 467,159 | $4,898,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,500,000 | $4,659,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 421,943 | $4,490,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 426,974 | $4,244,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 415,000 | $4,096,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 376,976 | $3,926,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,812,000 | $3,826,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 2,500,000 | $3,817,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 311,759 | $3,249,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 3,332,000 | $3,215,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,500,000 | $3,187,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 308,697 | $3,121,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 313,000 | $3,117,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 302,500 | $3,092,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 19,500 | $3,072,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 33,000 | $3,062,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 308,150 | $3,041,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 300,000 | $2,949,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 290,002 | $2,929,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 53,000 | $2,842,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 275,000 | $2,709,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 50,000 | $2,681,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,996,000 | $2,545,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 37,849 | $2,477,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 236,567 | $2,430,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 237,705 | $2,406,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,000,000 | $2,404,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 231,725 | $2,401,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 2,000,000 | $2,235,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 20,841 | $2,201,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 216,896 | $2,158,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 208,231 | $2,126,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500,100 | $2,010,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,000,000 | $2,005,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,348,000 | $1,999,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,950,000 | $1,994,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 2,000,000 | $1,969,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 195,290 | $1,926,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 183,810 | $1,829,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,400,000 | $1,800,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 1,750,000 | $1,733,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,270 | $1,717,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,000 | $1,690,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 165,900 | $1,626,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,270 | $1,549,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,270 | $1,548,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 30,000 | $1,538,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,408,000 | $1,531,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 148,179 | $1,511,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,304 | $1,483,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 12,900 | $1,481,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,620 | $1,299,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 129,320 | $1,293,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 124,166 | $1,281,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,270 | $1,212,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,270 | $1,151,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,151,345 | $1,135,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 112,500 | $1,119,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,270 | $1,041,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,992 | $1,023,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 101,598 | $1,023,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,100 | $1,019,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,270 | $990,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 12,000 | $973,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 746,000 | $935,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,270 | $930,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 85,033 | $840,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,270 | $831,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 79,600 | $810,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,270 | $789,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,270 | $778,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,000 | $775,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,270 | $769,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,270 | $762,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 76,000 | $759,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,270 | $735,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,270 | $722,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 70,174 | $715,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,270 | $706,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,000 | $694,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 500,000 | $673,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,270 | $658,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,270 | $656,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,270 | $626,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 61,800 | $619,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 54,792 | $554,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 56,010 | $549,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,270 | $534,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 51,350 | $526,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 50,000 | $503,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 469,000 | $494,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,270 | $479,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,229 | $475,000 | thousands by filing date | |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 46,311 | $468,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 11,500 | $463,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 8,347 | $457,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 39,932 | $397,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 36,100 | $352,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,270 | $324,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,270 | $315,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,270 | $311,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 12,472 | $310,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,270 | $292,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 28,870 | $289,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,000 | $277,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,270 | $253,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 24,024 | $250,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 194,000 | $237,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 915 | $215,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 20,000 | $215,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,270 | $206,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,041 | $201,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 18,700 | $187,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 17,273 | $175,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 16,400 | $145,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,299,431 | $102,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 500,100 | $60,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 21,000 | $46,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 30,785 | $17,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 99,800 | $10,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 49,012 | $3,000 | thousands by filing date | |
| FELLAZO INC WT EXP 051526 | G3362K120 | WARRANT AND RIGH | 50,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-000395 | this filing | 2020-01-30 | acceptance time not in the bulk data set |