13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 1,063 holding rows worth $958,475,000.
- Accession
- 0001062993-20-000377
- Filer
- CIK 1342857
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,063 entries on the cover page, a total value of $958,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $958,467,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOLLAR TREE INC COM | 256746108 | Stock | 710 | $67,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,980 | $67,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $67,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 820 | $66,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 896 | $66,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 3,000 | $66,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,000 | $66,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,300 | $66,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 5,725 | $65,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,000 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,041 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 459 | $64,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 380 | $64,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 3,064 | $63,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,050 | $63,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 2,070 | $62,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 434 | $62,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 492 | $62,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 265 | $61,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $61,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,850 | $61,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 154 | $60,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 800 | $60,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,800 | $60,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,670 | $60,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 750 | $59,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,031 | $58,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,927 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,000 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,306 | $57,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 240 | $57,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 270 | $57,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 367 | $57,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 451 | $57,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,034 | $56,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,400 | $56,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,674 | $56,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,925 | $56,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,248 | $56,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,205 | $55,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 828 | $54,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,000 | $54,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,000 | $54,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,554 | $54,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 90 | $53,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,302 | $53,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 305 | $53,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,529 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 2,000 | $53,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 330 | $52,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 44 | $52,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,976 | $52,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 600 | $51,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 715 | $51,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,400 | $51,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 200 | $51,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,212 | $51,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,113 | $51,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,089 | $51,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,231 | $50,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 325 | $49,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,360 | $49,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,850 | $49,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 240 | $48,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 326 | $48,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 500 | $47,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 618 | $47,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 840 | $47,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 350 | $47,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 385 | $46,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,790 | $46,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,531 | $46,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 674 | $46,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,243 | $46,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,267 | $46,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,098 | $46,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 409 | $44,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 760 | $44,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 320 | $44,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 159 | $43,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 290 | $43,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,329 | $43,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 951 | $43,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 250 | $42,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 690 | $42,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,006 | $42,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,500 | $42,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,000 | $41,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 309 | $41,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $41,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 480 | $41,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,150 | $41,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 669 | $40,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $40,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,210 | $40,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,984 | $40,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 34 | $39,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,000 | $39,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,780 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 600 | $39,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 237 | $38,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 600 | $38,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 600 | $38,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,000 | $38,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 800 | $38,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 880 | $38,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 42,000 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,275 | $37,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 472 | $37,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 700 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,075 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 170 | $36,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,832 | $36,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,377 | $36,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 8,000 | $36,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 125 | $35,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 816 | $35,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 60 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 812 | $35,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 16,000 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,422 | $35,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $34,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 550 | $34,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 666 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 675 | $34,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 241 | $33,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 113 | $33,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $33,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $33,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 380 | $33,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,800 | $33,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $33,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,000 | $33,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 102 | $32,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 563 | $32,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 500 | $32,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,000 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 465 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 525 | $32,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,475 | $32,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,550 | $32,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 285 | $31,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 366 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,430 | $31,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 400 | $30,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 211 | $30,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 325 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 231 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 674 | $30,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 700 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 426 | $29,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 458 | $29,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 600 | $29,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 240 | $29,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 205 | $29,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 600 | $29,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,000 | $29,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,704 | $29,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,876 | $29,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,500 | $29,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 870 | $28,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 500 | $28,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,740 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 325 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 855 | $28,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,550 | $28,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,100 | $28,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 532 | $28,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 2,000 | $28,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 550 | $27,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 260 | $27,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,000 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 292 | $27,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,000 | $27,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,100 | $27,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,866 | $27,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 412 | $26,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 229 | $26,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,370 | $26,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,016 | $26,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,230 | $26,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 170 | $25,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 400 | $25,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 200 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 455 | $24,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 528 | $24,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 29,200 | $24,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 475 | $24,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 424 | $24,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $23,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 476 | $23,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 120 | $23,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 500 | $22,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 1,000 | $22,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 800 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 392 | $22,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 700 | $22,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 476 | $21,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 327 | $21,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 400 | $21,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 200 | $21,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,000 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 802 | $21,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 298 | $20,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 243 | $20,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 100 | $20,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 122 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $20,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 630 | $20,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,007 | $20,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 63 | $19,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 304 | $19,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 80 | $19,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150 | $19,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 107 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 250 | $19,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 200 | $19,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 320 | $19,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 610 | $19,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 700 | $19,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 4,900 | $19,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 240 | $18,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,020 | $18,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 152 | $18,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 400 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 380 | $18,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 300 | $18,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 550 | $18,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 30 | $17,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 200 | $17,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $17,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $17,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 106 | $17,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 200 | $17,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 414 | $17,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,251 | $17,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,633 | $17,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 970 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 300 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 200 | $16,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 105 | $16,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,319 | $16,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $16,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 400 | $15,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 300 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $15,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 70 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,001 | $15,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $15,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 4,500 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 335 | $15,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,000 | $15,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,888 | $15,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 240 | $14,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $14,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 125 | $14,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 166 | $14,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $14,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 740 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,428 | $14,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 116 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $14,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $14,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,000 | $14,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 400 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 429 | $14,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 906 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,000 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 119 | $13,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 329 | $13,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 125 | $13,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $13,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 712 | $13,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 300 | $13,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 275 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 350 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 355 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 210 | $12,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $12,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 74 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 400 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 900 | $12,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 600 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 500 | $12,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,448 | $12,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 500 | $12,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 13,000 | $12,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 166 | $11,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 553 | $11,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 200 | $11,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 200 | $11,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 200 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82 | $11,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $11,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 150 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 75 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 270 | $11,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 150 | $11,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 400 | $11,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 300 | $11,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 300 | $11,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 1,700 | $11,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 174 | $11,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 100 | $10,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 250 | $10,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 200 | $10,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 864 | $10,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 100 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 153 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 100 | $10,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,000 | $10,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,617 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 300 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 400 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $10,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 200 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 79 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 115 | $9,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 100 | $9,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 510 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $9,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 300 | $9,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 100 | $9,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $9,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 750 | $9,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 929 | $9,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 210 | $9,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 104 | $9,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 735 | $9,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 450 | $9,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 122 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 975 | $8,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 50 | $8,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 387 | $8,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 200 | $8,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 300 | $8,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100 | $8,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100 | $8,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 288 | $8,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,000 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 150 | $8,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100 | $8,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 250 | $8,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 70 | $8,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 900 | $8,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 250 | $8,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 153 | $8,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 300 | $8,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 500 | $8,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,410 | $8,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 439 | $8,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 450 | $8,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 5,000 | $8,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 350 | $7,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 500 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 100 | $7,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 115 | $7,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 50 | $7,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 100 | $7,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 78 | $7,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 114 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 221 | $7,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 100 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,150 | $7,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 853 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 468 | $7,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 150 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 476 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 203 | $7,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 177 | $7,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 150 | $7,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 205 | $7,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,500 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 330 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 450 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 675 | $7,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 458 | $6,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 125 | $6,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 214 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 125 | $6,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $6,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 290 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 100 | $6,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $6,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 931 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 300 | $6,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 275 | $6,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $6,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 500 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 360 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $6,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,000 | $6,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 190 | $6,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,000 | $6,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 51 | $6,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 770 | $6,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 5,000 | $6,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 83 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 550 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,281 | $5,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 240 | $5,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 190 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 400 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 200 | $5,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 207 | $5,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 400 | $5,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 80 | $5,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 194 | $5,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 250 | $5,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 84 | $5,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 484 | $5,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 100 | $5,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25 | $5,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 40 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 108 | $5,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 500 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 943 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,100 | $5,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 800 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5 | $4,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 50 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 400 | $4,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 38 | $4,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 148 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,068 | $4,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 340 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 230 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 140 | $4,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 200 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 50 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 250 | $4,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 105 | $4,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 100 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 25 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 272 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 100 | $4,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 203 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 311 | $4,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 305 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,000 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 500 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 76 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 150 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 100 | $3,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 210 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 87 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 186 | $3,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 275 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 70 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 700 | $3,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $3,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 150 | $3,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 125 | $3,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 26 | $3,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 240 | $3,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 163 | $3,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 245 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 428 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 240 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 220 | $3,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 140 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 150 | $3,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 210 | $3,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 200 | $3,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 75 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $2,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 65 | $2,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 30 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 36 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 120 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 250 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $2,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 160 | $2,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 126 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 300 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 300 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 220 | $2,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 230 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 75 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-000377 | this filing | 2020-01-29 | acceptance time not in the bulk data set |