13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-06, with 147 holding rows worth $351,021,000.
- Accession
- 0001062993-20-000025
- Filer
- CIK 1569452
- Filed
- 2020-01-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 147 entries on the cover page, a total value of $351,021,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $351,016,000 with VALUE read as thousands by filing date, 13F file number 028-15180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 856,942 | $56,215,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 374,894 | $42,127,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 1,483,216 | $37,394,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 948,848 | $29,262,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 551,534 | $26,909,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 980,246 | $26,727,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 320,785 | $23,911,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 367,644 | $21,316,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 544,123 | $14,015,000 | thousands by filing date | |
| LISTED FDS TR | 53656F854 | SHARES MUNI DB | 507,736 | $12,843,000 | thousands by filing date | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 416,756 | $11,345,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 218,980 | $11,142,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 84,969 | $4,984,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 40,867 | $4,152,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 80,028 | $4,036,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 78,039 | $3,974,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 30,421 | $3,825,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 63,156 | $3,179,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 31,916 | $1,604,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 31,551 | $1,590,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 67,712 | $1,589,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,836 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,385 | $613,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,826 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,984 | $506,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 7,816 | $493,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 7,163 | $347,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,217 | $340,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,470 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,809 | $287,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 5,497 | $266,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,766 | $247,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 4,295 | $191,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,681 | $179,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,487 | $125,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,703 | $110,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,000 | $107,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,891 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,091 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,365 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,681 | $95,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,000 | $91,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,031 | $84,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 267 | $78,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 856 | $78,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 254 | $75,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 979 | $64,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,200 | $63,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,500 | $62,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 382 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 843 | $55,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 470 | $52,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 736 | $49,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 873 | $42,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 675 | $41,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 700 | $39,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 361 | $39,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 424 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 245 | $37,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 446 | $36,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 251 | $35,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 587 | $34,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 16 | $33,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 104 | $33,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,100 | $33,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 217 | $32,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 537 | $32,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 173 | $31,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 341 | $31,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 186 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 288 | $31,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 238 | $30,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 192 | $30,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 22 | $29,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 369 | $29,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 276 | $28,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 700 | $28,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 178 | $27,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 500 | $27,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 215 | $26,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 227 | $26,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 421 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 184 | $26,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,431 | $26,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 451 | $25,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 248 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,021 | $25,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 105 | $24,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $24,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 582 | $23,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 428 | $23,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 102 | $22,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 528 | $22,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 384 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 174 | $22,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 700 | $21,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 96 | $20,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 494 | $19,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 108 | $19,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 123 | $19,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 195 | $18,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 314 | $18,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 286 | $17,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 350 | $17,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,274 | $17,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 247 | $16,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 170 | $16,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 277 | $16,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 280 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 113 | $15,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,400 | $14,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 500 | $14,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 503 | $14,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 215 | $13,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 223 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 185 | $13,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 600 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 911 | $13,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 535 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 198 | $12,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 201 | $11,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 525 | $11,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $11,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 171 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 216 | $10,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 245 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 84 | $7,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 386 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 69 | $6,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 62 | $6,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 749 | $6,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 100 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 187 | $3,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $3,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 560 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100 | $2,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 4,200 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-20-000025 | this filing | 2020-01-06 | acceptance time not in the bulk data set |