13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 414 holding rows worth $5,619,461,000.
- Accession
- 0001062993-19-004491
- Filer
- CIK 1326389
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 414 entries on the cover page, a total value of $5,619,461,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,619,462,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,210,000 | $952,632,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,750,000 | $416,185,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 720,000 | $213,674,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 41,951,000 | $180,706,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,170,000 | $68,164,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 41,500,000 | $61,332,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 400,000 | $60,536,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 30,000,000 | $59,933,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 30,000,000 | $57,085,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,000,000 | $56,850,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 300,000 | $56,643,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 4,896,183 | $52,389,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,252,789 | $50,268,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 40,200 | $49,004,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 39,025,000 | $47,933,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 25,000,000 | $47,589,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 252,600 | $44,983,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 134,965 | $44,908,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 4,000,000 | $42,040,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 492,500 | $39,971,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 30,000,000 | $38,689,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 35,000,000 | $37,901,000 | thousands by filing date | principal |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 3,577,550 | $36,670,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 20,010,000 | $34,870,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 30,000,000 | $33,581,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200,000 | $33,446,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 400,000 | $33,024,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 3,243,166 | $32,756,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,730,000 | $31,763,000 | thousands by filing date | call |
| IHS MARKIT LTD | G47567105 | SHS | 455,004 | $30,431,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 500,000 | $30,231,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 610,000 | $29,530,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,633,295 | $28,912,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000,000 | $28,423,000 | thousands by filing date | principal |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 2,648,711 | $27,123,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 25,000,000 | $26,708,000 | thousands by filing date | principal |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 178,200 | $26,620,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400,000 | $25,896,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 20,000,000 | $25,818,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311206 | CL C | 1,402,100 | $25,420,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 392,352 | $25,362,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 501,000 | $24,990,000 | thousands by filing date | call |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 2,424,132 | $24,920,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 20,000,000 | $24,754,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 700,000 | $24,556,000 | thousands by filing date | call |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 20,000,000 | $24,350,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 300,000 | $24,348,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 280,398 | $23,881,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 15,000,000 | $23,714,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 2,399,999 | $23,688,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 368,800 | $23,183,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 335,400 | $23,079,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 2,282,000 | $23,025,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 2,248,217 | $22,977,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 137,171 | $22,939,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 20,000,000 | $22,923,000 | thousands by filing date | principal |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 2,200,398 | $22,708,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,370,491 | $22,178,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 2,200,000 | $21,890,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 400,000 | $21,402,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 2,079,800 | $21,383,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 2,000,000 | $20,320,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 1,973,660 | $20,112,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 126,200 | $20,058,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 2,000,000 | $19,700,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 140,000 | $19,442,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 666,000 | $19,307,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 208,959 | $19,187,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 171,103 | $18,814,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 356,700 | $18,591,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 450,300 | $18,552,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 1,800,000 | $18,324,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 680,000 | $18,108,000 | thousands by filing date | call |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,726,405 | $17,989,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 1,800,000 | $17,874,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 10,000,000 | $17,857,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $17,808,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 330,000 | $17,599,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 330,000 | $17,599,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 807,261 | $17,352,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,673,000 | $17,081,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 215,872 | $17,075,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 1,591,500 | $16,615,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 220,000 | $16,225,000 | thousands by filing date | call |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 10,000,000 | $15,895,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500,000 | $15,790,000 | thousands by filing date | call |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 10,000,000 | $15,697,000 | thousands by filing date | principal |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 1,445,800 | $15,658,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 1,455,000 | $15,408,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 365,300 | $15,226,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 120,812 | $15,143,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 153,600 | $14,938,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,725,320 | $14,853,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 10,000,000 | $14,728,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 98,300 | $14,592,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 202,827 | $14,431,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 165,991 | $14,401,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 1,440,000 | $14,270,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 982,582 | $14,100,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 11,230,000 | $13,512,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 1,300,000 | $13,429,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 10,000,000 | $13,300,000 | thousands by filing date | principal |
| ENVIRI CORP | 415864107 | COM | 698,779 | $13,249,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 1,286,704 | $13,099,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 337,225 | $13,088,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $13,076,000 | thousands by filing date | put |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 100,000 | $13,034,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 10,000,000 | $12,859,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,309,599 | $12,834,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 274,188 | $12,687,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 165,819 | $12,489,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 12,500,000 | $12,361,000 | thousands by filing date | principal |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 1,200,000 | $12,192,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 1,200,000 | $12,012,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 200,000 | $11,928,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 100,000 | $11,913,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 303,300 | $11,771,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,000 | $11,520,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 200,000 | $11,370,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 99,300 | $11,320,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 399,900 | $11,313,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 1,100,000 | $11,154,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 665,103 | $11,024,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 10,000,000 | $10,933,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 99,700 | $10,839,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 1,027,926 | $10,793,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 10,000,000 | $10,759,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 1,000,000 | $10,650,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 1,000,000 | $10,500,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 100,000 | $10,359,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 1,000,000 | $10,350,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 10,000,000 | $10,337,000 | thousands by filing date | principal |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,100,000 | $10,318,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 723,070 | $10,246,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 999,999 | $10,190,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,162,785 | $10,163,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 869,876 | $10,160,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 996,300 | $10,142,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 1,000,000 | $10,100,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 10,000,000 | $10,067,000 | thousands by filing date | principal |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 1,000,000 | $10,010,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 270,400 | $9,851,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 183,269 | $9,816,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 350,000 | $9,782,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 939,200 | $9,486,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 829,805 | $9,211,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 7,500,000 | $9,089,000 | thousands by filing date | principal |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 900,000 | $9,081,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 842,805 | $8,664,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 59,000 | $8,632,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 500,000 | $8,450,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 171,700 | $8,413,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 432,577 | $8,327,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 253,087 | $8,142,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 150,000 | $8,042,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 750,000 | $7,950,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 780,200 | $7,927,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 135,800 | $7,844,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 220,000 | $7,836,000 | thousands by filing date | call |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 753,556 | $7,664,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100,000 | $7,663,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP | 01749N103 | COM | 750,000 | $7,601,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 700,000 | $7,455,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 700,853 | $7,303,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 125,800 | $7,246,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 184,491 | $7,121,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 6,500,000 | $7,106,000 | thousands by filing date | principal |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,056,797 | $7,075,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 84,911 | $7,010,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 457,832 | $6,833,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 300,000 | $6,783,000 | thousands by filing date | call |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 625,001 | $6,681,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 80,000 | $6,605,000 | thousands by filing date | call |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 644,000 | $6,595,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 628,900 | $6,503,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 325,000 | $6,438,000 | thousands by filing date | |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 646,400 | $6,438,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 150,000 | $6,350,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 300,000 | $6,228,000 | thousands by filing date | put |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 536,073 | $6,181,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,000,000 | $6,092,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827128 | CL A | 584,143 | $6,005,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 588,707 | $5,975,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 100,000 | $5,950,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 160,000 | $5,931,000 | thousands by filing date | call |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 600,000 | $5,928,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 531,808 | $5,855,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 250,000 | $5,730,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50,000 | $5,700,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 241,702 | $5,649,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 200,000 | $5,590,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 275,000 | $5,538,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 50,000 | $5,526,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 517,500 | $5,475,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50,000 | $5,456,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 50,000 | $5,436,000 | thousands by filing date | put |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 530,769 | $5,414,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 355,582 | $5,270,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 500,000 | $5,235,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 500,000 | $5,165,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 500,000 | $5,150,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 500,000 | $5,125,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000,000 | $5,090,000 | thousands by filing date | principal |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 480,000 | $5,064,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 500,000 | $5,040,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 100,000 | $5,021,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 500,000 | $5,000,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 500,000 | $5,000,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 500,000 | $4,995,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100,000 | $4,990,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 100,000 | $4,988,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 50,000 | $4,965,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 5,000,000 | $4,946,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 45,000 | $4,932,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 75,000 | $4,905,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 479,568 | $4,882,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 100,000 | $4,873,000 | thousands by filing date | call |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 464,169 | $4,762,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 4,546,000 | $4,752,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 19,923 | $4,737,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 78,600 | $4,688,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 447,235 | $4,562,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,000,000 | $4,535,000 | thousands by filing date | principal |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 300,000 | $4,476,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 278,053 | $4,365,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 165,000 | $4,288,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 412,000 | $4,239,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 80,000 | $4,143,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 102,351 | $4,095,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 386,608 | $4,079,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 400,000 | $4,072,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C201 | UNIT 04/01/2024 | 375,000 | $4,024,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 87,500 | $3,921,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 360,000 | $3,762,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 50,000 | $3,740,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 90,000 | $3,698,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 3,000,000 | $3,542,000 | thousands by filing date | principal |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 350,000 | $3,496,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 330,800 | $3,467,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,961,033 | $3,432,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 51,000 | $3,421,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100,000 | $3,390,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 327,397 | $3,385,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 175,000 | $3,300,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 39,900 | $3,156,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 150,000 | $3,114,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 40,220 | $3,077,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 300,000 | $3,000,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 275,000 | $2,932,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 110,000 | $2,929,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100,000 | $2,906,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 3,234,232 | $2,878,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 289,999 | $2,859,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 275,000 | $2,816,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 243,707 | $2,788,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 259,250 | $2,787,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 650,000 | $2,782,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 268,500 | $2,749,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 270,000 | $2,730,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 250,000 | $2,642,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 250,000 | $2,638,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 59,150 | $2,559,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 246,500 | $2,552,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 240,000 | $2,485,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 243,138 | $2,458,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 110,791 | $2,433,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 19,953 | $2,408,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 22,800 | $2,362,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 653,076 | $2,358,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,323,000 | $2,296,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 25,000 | $2,288,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 100,000 | $2,270,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 171,509 | $2,195,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 1,618,745 | $2,169,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 44,452 | $2,119,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 200,000 | $2,100,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 201,400 | $2,084,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 200,000 | $2,040,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 200,000 | $2,030,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 850,300 | $2,007,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 38,600 | $1,926,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 400,000 | $1,820,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 100,000 | $1,671,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 150,000 | $1,605,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 159,946 | $1,583,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 350,000 | $1,561,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 140,000 | $1,554,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 5,156,707 | $1,546,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 236,138 | $1,540,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 139,100 | $1,480,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 150,000 | $1,478,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,800 | $1,397,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 2,202,400 | $1,388,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,137 | $1,380,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 285,714 | $1,331,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 1,000,000 | $1,270,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,000,000 | $1,260,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 75,000 | $1,250,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 100,000 | $1,247,000 | thousands by filing date | call |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 120,000 | $1,224,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 200,000 | $1,196,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 60,000 | $1,102,000 | thousands by filing date | put |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 100,000 | $1,088,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A108 | COM | 105,825 | $1,074,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 100,000 | $1,065,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 879,999 | $1,056,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,000,000 | $1,052,000 | thousands by filing date | principal |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 85,475 | $1,046,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 100,000 | $1,014,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 167,855 | $1,007,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 37,100 | $991,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 100,000 | $981,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 1,199,999 | $948,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 544,663 | $940,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 50,000 | $936,000 | thousands by filing date | call |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 1,000,000 | $930,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 800,000 | $928,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 1,352,714 | $917,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 2,352,010 | $870,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 1,137,235 | $853,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 2,122,000 | $806,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,049,999 | $798,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 793,352 | $793,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 913,900 | $786,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 120,000 | $780,000 | thousands by filing date | call |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 1,035,500 | $766,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,976 | $753,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 74,750 | $751,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 70,000 | $726,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 900,000 | $711,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 588,792 | $677,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 900,000 | $662,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 116,282 | $651,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 1,100,000 | $644,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 2,013,310 | $644,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 1,054,700 | $633,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 58,592 | $596,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,758 | $581,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 920,632 | $529,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 50,000 | $518,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 80,000 | $506,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 333,333 | $433,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 600,000 | $420,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 630,625 | $410,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 1,147,900 | $390,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 498,454 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,292 | $380,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,000 | $379,000 | thousands by filing date | call |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 256,966 | $370,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 1,424,128 | $370,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 6,868 | $364,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 1,587,827 | $349,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 957,700 | $335,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 608,054 | $304,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,102 | $297,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,652,400 | $297,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 250,000 | $280,000 | thousands by filing date | call |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 1,440,000 | $274,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 892,000 | $259,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 1,717,000 | $258,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 7,800 | $254,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 238,150 | $250,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 17,673 | $243,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 299,500 | $231,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 1,848,113 | $222,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 500,000 | $218,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 110,000 | $216,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 20,000 | $206,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 500,000 | $202,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 127,266 | $191,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 461,368 | $185,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 299,999 | $180,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 31,043 | $179,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 772,400 | $170,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 285,900 | $169,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 140,000 | $160,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 650,000 | $150,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 146,172 | $146,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 1,577,400 | $142,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 187,200 | $142,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 100,000 | $142,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 300,000 | $135,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 10,617 | $128,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 100,000 | $127,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 530,900 | $127,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 15,221 | $124,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 200,000 | $118,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 500,000 | $110,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 180,000 | $108,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 350,000 | $105,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 1,440,000 | $101,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 282,400 | $99,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 401,300 | $96,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 15,000 | $91,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 450,000 | $81,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 79,973 | $74,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 350,000 | $70,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 100,000 | $66,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 374,600 | $64,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 500,000 | $60,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 500,000 | $60,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 210,000 | $57,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 2,110,661 | $51,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 240,000 | $50,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 162,000 | $39,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 50,000 | $38,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 401,300 | $36,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 180,000 | $35,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 125,000 | $32,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 162,000 | $28,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 240,000 | $22,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 50,000 | $16,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 40,000 | $8,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 18,990 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-004491 | this filing | 2019-11-14 | acceptance time not in the bulk data set |