13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 2,034 holding rows worth $2,847,601,000.
- Accession
- 0001062993-19-004463
- Filer
- CIK 1512024
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,034 entries on the cover page, a total value of $2,847,601,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,847,595,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PBF ENERGY INC | 69318G106 | CL A | 386 | $10,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 255 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 355 | $10,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 361 | $10,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,997 | $10,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 902 | $10,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 95 | $10,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 216 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 187 | $10,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,015 | $10,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 815 | $10,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 194 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $10,000 | thousands by filing date | |
| NTNL BK CDA MONTREAL F | 633067103 | FOREIGN CANADIAN | 200 | $10,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 70 | $10,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,000 | $10,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 138 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 1,100 | $10,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 240 | $10,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 169 | $9,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 203 | $9,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 360 | $9,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 621 | $9,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 427 | $9,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 147 | $9,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 46 | $9,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 818 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 79 | $9,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 200 | $9,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 111 | $9,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 104 | $9,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 200 | $9,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 260 | $9,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 169 | $9,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 276 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 325 | $9,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 591 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,050 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 230 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 100 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 248 | $9,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $9,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 530 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 224 | $9,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 204 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 36,377 | $9,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 297 | $8,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 103 | $8,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 45 | $8,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 102 | $8,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 88 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 133 | $8,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 196 | $8,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 306 | $8,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 399 | $8,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 133 | $8,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 89 | $8,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 530 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 117 | $8,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 115 | $8,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 170 | $8,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 349 | $8,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 777 | $8,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 135 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 192 | $8,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 85 | $8,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 253 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 714 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,600 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 139 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 226 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 180 | $8,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 2,000 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 327 | $8,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 289 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,119 | $8,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 300 | $8,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 3,000 | $8,000 | thousands by filing date | |
| First Pacific Company LTD | G34804107 | COM | 20,000 | $8,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 54 | $7,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 82 | $7,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 60 | $7,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 74 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 89 | $7,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 93 | $7,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 51 | $7,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 58 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 217 | $7,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 69 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 382 | $7,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 286 | $7,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 79 | $7,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 183 | $7,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 274 | $7,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 200 | $7,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 95 | $7,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 250 | $7,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,000 | $7,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,250 | $7,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 401 | $7,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 204 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,600 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,461 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $7,000 | thousands by filing date | |
| GULFSLOPE ENERGY INC | 40273W105 | Ordinary Shares | 210,000 | $7,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 197 | $6,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 50 | $6,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 46 | $6,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 191 | $6,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 74 | $6,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 387 | $6,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 200 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 396 | $6,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 378 | $6,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100 | $6,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 137 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 120 | $6,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 135 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 159 | $6,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 309 | $6,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 272 | $6,000 | thousands by filing date | |
| MEDMEN ENTERPRISES INC | 58507m107 | COM | 4,000 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 750 | $6,000 | thousands by filing date | |
| WPP PLC-SPONSORED ADR | G9788D103 | ADR | 495 | $6,000 | thousands by filing date | |
| PARADISE INC COM | 699058103 | Common Stock | 214 | $6,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 1,320 | $5,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 30 | $5,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 201 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 327 | $5,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 95 | $5,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 133 | $5,000 | thousands by filing date | |
| CRH PLC ORD | G25508105 | Stock | 155 | $5,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 250 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 336 | $5,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 647 | $5,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 139 | $5,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 83 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 168 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 135 | $5,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,000 | $5,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $5,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 344 | $5,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 127 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 120 | $5,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 174 | $5,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 487 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 185 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 145 | $5,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 350 | $5,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 387 | $5,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 232 | $5,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 71 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 125 | $5,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 98 | $5,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 175 | $5,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 225 | $5,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 625 | $5,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 135 | $5,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 450 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 164 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 125 | $5,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 1,000 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 179 | $5,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 100 | $5,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 200 | $5,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 250 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 62 | $5,000 | thousands by filing date | |
| COMPAGNIE DE ST GOBAIN ORD | F80343100 | Common Stock | 140 | $5,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 42 | $4,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 110 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 30 | $4,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 17 | $4,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 71 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 818 | $4,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 58 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 119 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 155 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 120 | $4,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 325 | $4,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 222 | $4,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 171 | $4,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 110 | $4,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 19 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 130 | $4,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 103 | $4,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 250 | $4,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 77 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 250 | $4,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 51 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 410 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 94 | $4,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 16 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 93 | $4,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 25 | $4,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 292 | $4,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 68 | $4,000 | thousands by filing date | |
| Imperial Brands PLC | G4720C107 | Equity | 171 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 392 | $4,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,776 | $4,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 241 | $4,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 46 | $4,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 48,778 | $4,000 | thousands by filing date | |
| Intesa Sanpaolo S.p.A. | T55067101 | COM | 1,865 | $4,000 | thousands by filing date | |
| SWATCH GROUP AG NAMEN AKT | H83949133 | COM | 82 | $4,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 243 | $4,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 161 | $4,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,625 | $4,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 107 | $4,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 840 | $4,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 106 | $4,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 36 | $4,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,000 | $4,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,500 | $4,000 | thousands by filing date | |
| ARBORGEN HLDGS LTD SHS | Q0465M101 | Common Stock | 33,333 | $4,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 586 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HLDG INC SHS | J7772M102 | Common Stock | 100 | $4,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 28 | $3,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 50 | $3,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 100 | $3,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 100 | $3,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 101 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $3,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 25 | $3,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 71 | $3,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 240 | $3,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 600 | $3,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 29 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 57 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 136 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 48 | $3,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 25 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 250 | $3,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 397 | $3,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 34 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 51 | $3,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 518 | $3,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 103 | $3,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 15 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 300 | $3,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 100 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 300 | $3,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 300 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 115 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 88 | $3,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 30 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 50 | $3,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 240 | $3,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 480 | $3,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $3,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,695 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 347 | $3,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 792 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 124 | $3,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 118 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 80 | $3,000 | thousands by filing date | |
| Cv Sciences Inc Com | 126654102 | COM | 1,735 | $3,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 64 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 50 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,695 | $3,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 113 | $3,000 | thousands by filing date | |
| U T G Inc | 90342M109 | COM | 84 | $3,000 | thousands by filing date | |
| THE GREEN ORGANIC DUTCHMAN HOLDINGS LTD REGISTERED SHS | 393210208 | COM | 2,000 | $3,000 | thousands by filing date | |
| URANIUM PARTN CORP COM | 917017105 | Common Stock | 800 | $3,000 | thousands by filing date | |
| G4S PLC SHS | G39283109 | Common Stock | 1,112 | $3,000 | thousands by filing date | |
| CARREFOUR SA ORD | F13923119 | Common Stock | 195 | $3,000 | thousands by filing date | |
| VIRGINIA BANK BANKSHARES INC COM | 927730101 | Common Stock | 200 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 27 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 125 | $2,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 14 | $2,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 52 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 28 | $2,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 238 | $2,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 130 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12 | $2,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 90 | $2,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 124 | $2,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 100 | $2,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 22 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 200 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 66 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 63 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 66 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 100 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 250 | $2,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 100 | $2,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 15 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 130 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 56 | $2,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 150 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 104 | $2,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 50 | $2,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 100 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 40 | $2,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 40 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 317 | $2,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 208 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 27 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 107 | $2,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 125 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 155 | $2,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 875 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,100 | $2,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 280 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 85 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 35 | $2,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 900 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 289 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 9,000 | $2,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 111 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 250 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,215 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 89 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 128 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 200 | $2,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 500 | $2,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 104 | $2,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 290 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 98 | $2,000 | thousands by filing date | |
| STE BIC ACT | F10080103 | COM | 29 | $2,000 | thousands by filing date | |
| HUSKY ENERGY INC | 448055103 | COM | 347 | $2,000 | thousands by filing date | |
| Dixie Brands | 25545P103 | COM | 5,475 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 220 | $2,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 250 | $2,000 | thousands by filing date | |
| RENAULT S A SHS SICOVAM | F77098105 | Foreign Ordinary Shares | 32 | $2,000 | thousands by filing date | |
| VIREO HEALTH INTL INC | 92767A107 | COM | 2,000 | $2,000 | thousands by filing date | |
| Kingfisher PLC | G5256E441 | COM | 768 | $2,000 | thousands by filing date | |
| TELECOM ITALIA S P A NEW ORD SHS | T92778108 | Common Stock | 3,681 | $2,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 27 | $1,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 31 | $1,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 45 | $1,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 22 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 394 | $1,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 50 | $1,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 34 | $1,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 41 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 183 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 104 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7 | $1,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 18 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 56 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 50 | $1,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 21 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 445 | $1,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 91 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 37 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 17 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 125 | $1,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $1,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 84 | $1,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 21 | $1,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 41 | $1,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 500 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 50 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 30 | $1,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 45 | $1,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 166 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 751 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 205 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 213 | $1,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 31 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 500 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 37 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 47 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 200 | $1,000 | thousands by filing date | |
| CHESAPEAKE FINANCIAL SHARES | 16517A109 | COM | 57 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 51 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 162 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 177 | $1,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 200 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 28 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 214 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 448 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 6,000 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 3,500 | $1,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 250 | $1,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 32,331 | $1,000 | thousands by filing date | |
| Barclays PLC | G08036124 | COM | 759 | $1,000 | thousands by filing date | |
| Bayerische Motoren Werke AG | D12096109 | COM | 10 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 165 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 130 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 31 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 100 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 200 | $1,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 22 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 79 | $1,000 | thousands by filing date | |
| Marks & Spencer Group PLC | G5824M107 | COM | 464 | $1,000 | thousands by filing date | |
| TILT HLDGS INC F | 88688R104 | COM | 3,000 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 666 | $1,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 785 | $1,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 420 | $1,000 | thousands by filing date | |
| LIVEWIRE ERGOGENICS INC COM | 53838A104 | Common Stock | 50,000 | $1,000 | thousands by filing date | |
| OZ MINERALS LTD SHS | Q7161P122 | Common Stock | 159 | $1,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 400 | $1,000 | thousands by filing date | |
| ACREAGE HLDGS INC | 00489Y402 | COM | 200 | $1,000 | thousands by filing date | |
| CANNAROYALTY CORP | 137644100 | COM | 200 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 57 | $1,000 | thousands by filing date | |
| J SAINSBURY PLC SHS NEW | G77732173 | Common Stock | 416 | $1,000 | thousands by filing date | |
| OSRAM LICHT AG NAMENS AKTIEN ON | D5963B113 | Common Stock | 22 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUTRIEN LTD COM | 67077M108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 676 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEAFIA HEALTH INC F | 01444Q104 | FOREIGN CANADIAN | 427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARIMED INC | 56782V107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hemp Inc | 423703206 | COM | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 1,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trisura Group Ltd. | 89679A209 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURATION INCORPORATED | 74609P104 | com | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K108 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 8,332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104104 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Omnitek Engineering | 68215w107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUATERRA RES INC | 747952109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 69,665 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCCW LTD | Y6802P120 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 3,449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENTIFIC LEARNING | 808760102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELMOBILITY INC | 98400L103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDREAELECTRONICSCORPORATION | 034393108 | COMMONSTK | 545 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDO INTL PLC | G30401106 | SHS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hive Blockchain Technologies L | 43366H100 | COM | 952 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-004463 | this filing | 2019-11-14 | acceptance time not in the bulk data set |