13F-HR filed by Capital Directions Investment Advisors, LLC
Capital Directions Investment Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 238 holding rows worth $301,999,000.
- Accession
- 0001062993-19-004399
- Filer
- CIK 1427684
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 238 entries on the cover page, a total value of $301,999,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $302,006,000 with VALUE read as thousands by filing date, 13F file number 028-13057. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,786,023 | $69,458,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 490,922 | $32,013,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 124,250 | $27,815,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 178,696 | $27,044,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 376,112 | $22,413,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 107,284 | $12,811,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 103,410 | $11,799,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 187,393 | $10,725,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 61,413 | $10,672,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 104,716 | $6,135,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 43,568 | $5,588,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 27,823 | $5,362,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 104,715 | $5,225,000 | thousands by filing date | |
| VTI | 922908769 | COM | 33,134 | $5,003,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 109,541 | $4,477,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 26,754 | $4,271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 68,924 | $2,724,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,298 | $1,880,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 37,499 | $1,838,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 11,776 | $1,665,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 14,602 | $1,527,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 20,241 | $1,514,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,724 | $1,074,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,779 | $1,062,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 39,752 | $1,025,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,300 | $979,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,331 | $948,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,593 | $834,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,756 | $816,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,436 | $807,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 28,596 | $753,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 28,918 | $745,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 28,298 | $740,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 17,963 | $738,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,151 | $734,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,032 | $719,000 | thousands by filing date | |
| Black Stone Minerals Lp | 09225M102 | COM | 47,084 | $670,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,685 | $634,000 | thousands by filing date | |
| Invesco BulletShares 2025 Corp Bond | 73939W822 | COM | 28,154 | $602,000 | thousands by filing date | |
| Invesco BulletShares 2024 Corp Bond | 73939W848 | COM | 27,527 | $590,000 | thousands by filing date | |
| Invesco BulletShares 2023 Corp Bond | 73939W863 | COM | 27,599 | $588,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 19,690 | $503,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,719 | $421,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,998 | $412,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,046 | $406,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 12,573 | $340,000 | thousands by filing date | |
| Invesco BulletShares 2026 Corp Bond | 46138J792 | COM | 15,540 | $318,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,902 | $306,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 249 | $304,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,017 | $285,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,366 | $279,000 | thousands by filing date | |
| Invesco BulletShares 2022 Corp Bond | 73939W889 | COM | 12,887 | $277,000 | thousands by filing date | |
| Invesco BulletShares 2021 Corp Bond | 73939W707 | COM | 12,851 | $273,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,225 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,636 | $268,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,331 | $257,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,716 | $242,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,690 | $241,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,176 | $231,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,690 | $220,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,585 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,930 | $204,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,125 | $191,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 700 | $191,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,640 | $187,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,824 | $171,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,300 | $163,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,518 | $162,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,207 | $159,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,228 | $155,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,076 | $144,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 750 | $135,000 | thousands by filing date | |
| iShares Dow Jones Total Market Index | 464207846 | COM | 878 | $130,000 | thousands by filing date | |
| 38259p508 | COM | 104 | $127,000 | thousands by filing date | ||
| Vanguard Growth | 922908736 | COM | 750 | $125,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 356 | $125,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,000 | $124,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 897 | $123,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,032 | $123,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 966 | $114,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,473 | $111,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 690 | $110,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 517 | $110,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,720 | $106,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,378 | $96,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,596 | $96,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 630 | $92,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 316 | $92,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 673 | $89,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 785 | $88,000 | thousands by filing date | |
| CITIGROUP INC | 172967101 | COM | 1,270 | $88,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 4,693 | $88,000 | thousands by filing date | |
| Blackrock Ehncd Div Incm | 09251A105 | COM | 9,500 | $87,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,518 | $86,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 157 | $82,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,634 | $81,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 368 | $80,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 405 | $79,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,200 | $78,000 | thousands by filing date | |
| Avago Technologies | Y0486S105 | COM | 283 | $78,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 956 | $77,000 | thousands by filing date | |
| PHILIP MORRIS COS INC | 718154107 | COMMON STOCK | 1,848 | $76,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,386 | $75,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,700 | $73,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 578 | $72,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 557 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,554 | $67,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,000 | $67,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,000 | $66,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 488 | $64,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 760 | $64,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $63,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 795 | $62,000 | thousands by filing date | |
| Abbvie Inc | 00287Y110 | COM | 822 | $62,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,908 | $61,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 512 | $60,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,118 | $59,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,147 | $58,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 236 | $57,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 810 | $56,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 348 | $56,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD SPONSORED ADS | 01609W103 | ADR | 337 | $56,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 337 | $55,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 725 | $55,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $54,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 453 | $54,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 514 | $53,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 157 | $51,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 903 | $50,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 403 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,489 | $47,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 171 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 440 | $45,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $45,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,204 | $45,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 540 | $44,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 950 | $43,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 109 | $43,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 351 | $42,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 630 | $42,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 900 | $42,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 869 | $41,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 895 | $40,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 239 | $40,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 316 | $40,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 415 | $39,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 188 | $39,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 670 | $38,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 535 | $38,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 673 | $38,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,000 | $37,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 845 | $36,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 224 | $34,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 29 | $34,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 278 | $34,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 208 | $31,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 381 | $31,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 152 | $31,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 750 | $31,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 56 | $30,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,000 | $30,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 75 | $29,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 341 | $29,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 923 | $29,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 261 | $29,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 115 | $28,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 464 | $28,000 | thousands by filing date | |
| A O N Plc | G0408V103 | COM | 143 | $28,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 341 | $27,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 170 | $27,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 161 | $26,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 300 | $26,000 | thousands by filing date | |
| TYCO ELECTRONICS LTD | G9144P105 | COMMON STOCK | 276 | $26,000 | thousands by filing date | |
| Ishares Tr Cohen & Steer | 449243104 | COM | 206 | $25,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 114 | $24,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $24,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 43 | $24,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 637 | $24,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 400 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 298 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 350 | $23,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 351 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 875 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,615 | $22,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 367 | $22,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 600 | $21,000 | thousands by filing date | |
| Cbre Group Inc | 12504L110 | COM | 391 | $21,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 491 | $20,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 520 | $19,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 294 | $18,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 153 | $18,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 225 | $18,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 800 | $18,000 | thousands by filing date | |
| Ansys Inc | 03662Q106 | COM | 80 | $18,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 300 | $17,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 109 | $17,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 211 | $16,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 240 | $16,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 113 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 300 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 80 | $15,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 200 | $15,000 | thousands by filing date | |
| Alliancebernstein Hldg | 01881G107 | COM | 500 | $15,000 | thousands by filing date | |
| Xcel Energy Inc Com | 98389B101 | COM | 237 | $15,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 53 | $14,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,000 | $14,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 168 | $14,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,500 | $14,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $13,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 90 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $12,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 115 | $11,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 110 | $11,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 117 | $11,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 247 | $10,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 100 | $10,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 170 | $9,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 36 | $8,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 75 | $8,000 | thousands by filing date | |
| SANOFI SA | 080105N10 | SPONSORED ADR | 150 | $7,000 | thousands by filing date | |
| Blackrock Inc | 09247X102 | COM | 15 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 117 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 46 | $6,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 86 | $6,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H104 | COM | 23 | $6,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 21 | $5,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 84 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 198 | $5,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 57 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50 | $4,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 357 | $4,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 27 | $2,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 125 | $2,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-004399 | this filing | 2019-11-14 | acceptance time not in the bulk data set |