13F-HR filed by Simplicity Solutions, LLC
Simplicity Solutions, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 709 holding rows worth $2,459,438,000.
- Accession
- 0001062993-19-004212
- Filer
- CIK 1486066
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 710 entries on the cover page, a total value of $2,459,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,459,438,000 with VALUE read as thousands by filing date, 13F file number 028-16582. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL FST PRODS INC | 913543104 | COM | 8,491 | $339,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,365 | $338,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,727 | $338,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 7,142 | $336,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,082 | $335,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 8,213 | $334,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,383 | $332,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 10,417 | $329,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,425 | $329,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,493 | $329,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,478 | $328,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 11,823 | $328,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 11,120 | $327,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,515 | $327,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,263 | $327,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,014 | $326,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,491 | $325,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 17,660 | $324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,200 | $324,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,066 | $323,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,665 | $323,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,590 | $322,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 18,649 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 17,685 | $321,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 18,302 | $321,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,188 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 5,285 | $319,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 293 | $318,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,469 | $317,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,320 | $317,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 6,652 | $316,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 6,668 | $314,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,098 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 7,756 | $313,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $312,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,456 | $311,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,346 | $311,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,906 | $311,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 31,544 | $311,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,068 | $306,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,921 | $305,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,664 | $304,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,665 | $302,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 32,572 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,934 | $301,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,838 | $300,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,327 | $298,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 14,206 | $298,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 11,258 | $296,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,600 | $296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 10,700 | $296,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,364 | $295,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,926 | $293,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,391 | $293,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,501 | $291,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,516 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,450 | $289,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 8,461 | $289,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,796 | $288,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,392 | $288,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 24,355 | $288,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 6,888 | $287,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,798 | $286,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,824 | $285,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,399 | $285,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,359 | $285,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,029 | $285,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,032 | $283,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,378 | $282,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 57,410 | $280,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,029 | $279,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,153 | $278,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 37,754 | $277,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 84,821 | $277,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 34,239 | $276,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,648 | $276,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,672 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,415 | $276,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,516 | $273,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,305 | $272,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,922 | $268,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,526 | $268,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 9,953 | $268,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 11,751 | $267,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,438 | $266,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,449 | $265,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,568 | $265,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,124 | $265,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,625 | $264,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,828 | $264,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,115 | $264,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,225 | $264,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,879 | $263,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,855 | $262,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,713 | $262,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,446 | $261,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,018 | $260,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,176 | $259,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,056 | $259,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,616 | $258,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,386 | $257,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 26,330 | $257,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,987 | $256,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,006 | $256,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,702 | $255,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,626 | $255,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,262 | $253,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,759 | $253,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,025 | $253,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,256 | $252,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,710 | $252,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,902 | $251,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,421 | $251,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,718 | $251,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,422 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,439 | $250,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 9,616 | $250,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,298 | $249,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,809 | $249,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,993 | $248,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,849 | $247,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,702 | $247,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,346 | $246,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,754 | $244,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,772 | $244,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,569 | $244,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 9,446 | $243,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,044 | $243,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,363 | $243,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,791 | $242,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,861 | $242,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,356 | $242,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 18,420 | $242,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 868 | $241,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,387 | $241,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 71,815 | $241,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,103 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 8,022 | $240,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,159 | $239,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,147 | $238,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,796 | $238,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 16,865 | $238,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,565 | $235,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,118 | $235,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,097 | $234,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,567 | $232,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,180 | $232,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,774 | $230,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 42,771 | $229,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,182 | $228,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,818 | $228,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 822 | $227,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,921 | $227,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,384 | $225,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,845 | $224,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,302 | $223,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 5,076 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,916 | $222,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,715 | $220,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 32,904 | $220,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 29,920 | $220,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,303 | $218,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,268 | $217,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 8,859 | $217,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,471 | $215,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 6,160 | $215,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,371 | $215,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,957 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,290 | $213,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,423 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,270 | $212,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,215 | $209,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,589 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 10,631 | $209,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,744 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,740 | $206,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,465 | $206,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,594 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,739 | $204,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,985 | $203,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,998 | $203,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,257 | $203,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,060 | $202,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 7,168 | $202,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,693 | $201,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,633 | $201,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,917 | $201,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 38,976 | $198,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 37,366 | $189,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 33,883 | $183,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,832 | $171,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 27,967 | $163,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 26,068 | $156,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,324 | $146,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,947 | $143,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,142 | $134,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,710 | $126,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 25,090 | $115,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,884 | $110,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,683 | $86,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,412 | $44,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 40,000 | $42,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,063 | $41,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,400 | $38,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,000 | $34,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,788 | $30,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,158 | $15,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,367 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,533 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-004212 | this filing | 2019-11-07 | acceptance time not in the bulk data set |