13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-31, with 136 holding rows worth $1,683,863,000.
- Accession
- 0001062993-19-004101
- Filer
- CIK 1513006
- Filed
- 2019-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 136 entries on the cover page, a total value of $1,683,863,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,683,868,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,552,509 | $1,054,464,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 618,485 | $116,752,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 16,530,000 | $31,430,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 20,500,000 | $24,132,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 219,500 | $18,478,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,795,200 | $18,401,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 272,800 | $16,885,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,455,646 | $14,906,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 139,800 | $14,755,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,177,377 | $12,056,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 1,167,634 | $11,968,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 1,171,700 | $11,705,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 1,079,225 | $11,299,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 925,800 | $9,193,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 33,900 | $9,125,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 6,000,000 | $9,076,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 879,351 | $9,040,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 881,878 | $8,757,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 851,912 | $8,672,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,000,000 | $8,522,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 6,279,000 | $8,217,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 760,000 | $7,980,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 769,600 | $7,850,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 730,000 | $7,278,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 650,000 | $6,565,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 600,000 | $6,210,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,900,000 | $6,096,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 574,687 | $5,891,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 575,000 | $5,865,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 556,600 | $5,769,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 549,500 | $5,726,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 519,377 | $5,377,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,900 | $4,991,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 490,000 | $4,812,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 450,000 | $4,689,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 445,572 | $4,563,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,533,000 | $4,538,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 440,126 | $4,472,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 29,600 | $4,275,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 405,700 | $4,187,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 4,000,000 | $4,043,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,000,000 | $3,921,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 3,311,000 | $3,899,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 358,500 | $3,696,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 52,300 | $3,693,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 357,821 | $3,593,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,900 | $3,535,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,400 | $3,449,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 318,807 | $3,281,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 303,056 | $3,206,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 2,905,000 | $3,166,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 78,069 | $3,136,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 300,000 | $3,045,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 288,656 | $3,014,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 276,600 | $2,838,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,500,000 | $2,783,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,500,000 | $2,724,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 18,000 | $2,633,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 256,375 | $2,571,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,100 | $2,471,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 244,028 | $2,416,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,600 | $2,406,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 30,000 | $2,373,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,000 | $2,372,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 214,962 | $2,193,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 60,000 | $2,176,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 200,000 | $2,146,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 2,000,000 | $2,111,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 7,500 | $2,071,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 2,000,000 | $2,033,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 200,000 | $2,000,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 20,952 | $1,993,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,500,000 | $1,856,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 945 | $1,855,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,200 | $1,816,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 50,000 | $1,802,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 175,000 | $1,776,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 175,200 | $1,738,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,300 | $1,683,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,000,000 | $1,618,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 151,000 | $1,534,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 150,001 | $1,478,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,500,000 | $1,407,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,069 | $1,339,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 75,000 | $1,260,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,000,000 | $1,245,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 8,200 | $1,224,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 700 | $1,215,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,900 | $1,197,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,000,000 | $1,166,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 26,100 | $1,114,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,900 | $1,107,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,900 | $1,106,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,000,000 | $1,074,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 75,000 | $1,001,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,800 | $999,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 100,000 | $989,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 47,444 | $984,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,100 | $981,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,100 | $973,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,600 | $968,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 94,771 | $961,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 95,275 | $958,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,600 | $953,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,700 | $937,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 91,762 | $924,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500,100 | $860,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30,000 | $832,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 81,851 | $809,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500,100 | $780,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,200 | $751,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 75,000 | $744,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 72,208 | $708,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 65,000 | $662,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,000 | $656,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 12,132 | $608,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 20,000 | $601,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,500 | $592,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 23,907 | $577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,000 | $528,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 50,509 | $516,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 50,015 | $516,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 50,000 | $516,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,250,000 | $512,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 50,000 | $509,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 50,000 | $501,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 45,975 | $464,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,000 | $346,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 25,241 | $258,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 23,436 | $231,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 18,851 | $185,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 15,092 | $153,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 15,000 | $127,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,552,509 | $61,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 54,000 | $53,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 49,700 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-004101 | this filing | 2019-10-31 | acceptance time not in the bulk data set |