13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-03, with 1,119 holding rows worth $900,406,000.
- Accession
- 0001062993-19-003808
- Filer
- CIK 1342857
- Filed
- 2019-10-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,119 entries on the cover page, a total value of $900,406,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $900,421,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 150 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,000 | $3,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $2,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 65 | $2,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 30 | $2,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 120 | $2,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 11 | $2,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 20 | $2,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 210 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 87 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 55 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 250 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 186 | $2,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 126 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $2,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 19 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250 | $2,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 230 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 75 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50 | $2,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 50 | $2,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 125 | $2,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 163 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 79 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 47 | $2,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $2,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 160 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 300 | $2,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 220 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 210 | $2,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 417 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 200 | $2,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 200 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 24 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 40 | $1,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 139 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 28 | $1,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4 | $1,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5 | $1,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 111 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 11 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 39 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 38 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 21 | $1,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 200 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 22 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 73 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 15 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 52 | $1,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 7 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 250 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 450 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 90 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 300 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 34 | $1,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,000 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 266 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 42 | $1,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 100 | $1,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,000 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,000 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 25 | $1,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,000 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,000 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR COOPER GROUP INC | 62482R107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONOS INC | 83570H108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-003808 | this filing | 2019-10-03 | acceptance time not in the bulk data set |