13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-08, with 138 holding rows worth $2,155,351,000.
- Accession
- 0001062993-19-003212
- Filer
- CIK 1513006
- Filed
- 2019-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 138 entries on the cover page, a total value of $2,155,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,155,351,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,923,326 | $1,443,973,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,259,582 | $235,355,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 19,900,000 | $34,828,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 192,001 | $19,823,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,742,677 | $18,295,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 7,780,000 | $12,031,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 9,500,000 | $11,636,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 182,652 | $11,342,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 100,000 | $11,159,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,000,000 | $10,248,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 965,925 | $10,123,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 958,600 | $9,701,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 924,472 | $9,383,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 942,902 | $9,354,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 877,030 | $9,156,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 903,691 | $8,956,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 831,665 | $8,608,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 815,000 | $8,394,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 816,399 | $8,352,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 7,250,000 | $7,664,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 3,750,000 | $7,022,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,000,000 | $6,974,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 637,270 | $6,672,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 615,303 | $6,276,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 1,900,000 | $6,019,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 572,415 | $5,876,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 592,036 | $5,861,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 21,444 | $5,701,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 5,400,000 | $5,287,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 5,000,000 | $5,157,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 505,000 | $5,131,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 493,237 | $5,070,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 2,800,000 | $4,803,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 3,000,000 | $4,788,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 460,974 | $4,725,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 4,427,000 | $4,587,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,738 | $4,469,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 4,500,000 | $4,391,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,575,000 | $4,314,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 403,600 | $4,157,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 3,500,000 | $4,134,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,223,000 | $4,129,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 406,542 | $4,074,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 388,563 | $4,018,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 400,010 | $3,960,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 399,052 | $3,899,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 378,630 | $3,836,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 347,300 | $3,421,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 332,011 | $3,357,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 314,707 | $3,210,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 309,723 | $3,128,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 298,644 | $3,007,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 297,700 | $2,995,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,661,000 | $2,907,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 288,339 | $2,883,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,460,000 | $2,882,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 285,090 | $2,862,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,000,000 | $2,845,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 277,935 | $2,827,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,205,000 | $2,739,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 1,050,000 | $2,732,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 2,254,000 | $2,694,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 251,139 | $2,609,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $2,504,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 644,000 | $2,500,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 245,692 | $2,445,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 14,500 | $2,439,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 250,000 | $2,438,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 231,003 | $2,296,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,500,000 | $2,253,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,268,000 | $2,182,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,500,000 | $2,157,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,050 | $1,968,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 200,000 | $1,950,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,925,000 | $1,878,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 1,617,000 | $1,869,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 12,000 | $1,735,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 19,500 | $1,670,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 1,565,000 | $1,669,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,000 | $1,550,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,600 | $1,548,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,526,000 | $1,521,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 22,369 | $1,508,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 10,000 | $1,421,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 141,176 | $1,415,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 20,000 | $1,411,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,400,000 | $1,297,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 125,000 | $1,268,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 114,898 | $1,149,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 105,793 | $1,074,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 97,252 | $994,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 79,765 | $990,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,000,000 | $980,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 97,131 | $972,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,285 | $932,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 50,000 | $924,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 25,000 | $904,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 89,550 | $895,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 23,255 | $848,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 81,443 | $836,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 81,000 | $821,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 1,500,000 | $792,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 60,300 | $785,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,009 | $770,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 50,000 | $684,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 866,000 | $678,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 15,027 | $641,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 15,000 | $616,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 56,625 | $558,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 25,000 | $551,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,600 | $538,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,100 | $516,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 50,000 | $510,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 50,000 | $508,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 50,000 | $507,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 446,000 | $506,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,000 | $504,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 50,000 | $494,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 420,000 | $470,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 46,014 | $462,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,800 | $455,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,069 | $446,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 16,700 | $402,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,250 | $326,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 10,000 | $313,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 29,000 | $290,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,000 | $261,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 25,000 | $252,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 24,392 | $238,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 4,513 | $231,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 20,944 | $218,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 20,655 | $204,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,800 | $200,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 19,380 | $197,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 124,000 | $119,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 10,000 | $75,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 11,000 | $10,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-003212 | this filing | 2019-08-08 | acceptance time not in the bulk data set |