13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-19, with 782 holding rows worth $374,408,000.
- Accession
- 0001062993-19-002957
- Filer
- CIK 1586052
- Filed
- 2019-07-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 790 entries on the cover page, a total value of $374,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,408,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 309 | $11,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $11,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 300 | $11,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 133 | $11,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 477 | $11,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 235 | $11,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 112 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 183 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 492 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 57 | $10,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 532 | $10,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 655 | $10,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $10,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 503 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 325 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,005 | $10,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $10,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 614 | $10,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 45 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 159 | $10,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 3,000 | $10,000 | thousands by filing date | call |
| MERIT MED SYS INC | 589889904 | COM | 2,000 | $10,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 631 | $10,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 55 | $9,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 67 | $9,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 200 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 80 | $9,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 768 | $9,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 610 | $9,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 750 | $9,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 245 | $9,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200 | $9,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 623 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 72 | $9,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 112 | $9,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 19,047 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 75 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 242 | $8,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 50 | $8,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 82 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 309 | $8,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 400 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 784 | $8,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100 | $8,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 328 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,000 | $8,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 391 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 40 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 175 | $7,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 134 | $7,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 400 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 300 | $7,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 470 | $7,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 467 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 40 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 258 | $7,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 310 | $7,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 350 | $7,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 153 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 63 | $7,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 250 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 775 | $7,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 714 | $7,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 50 | $6,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 168 | $6,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 190 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 833 | $6,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 163 | $6,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 200 | $6,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 236 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 242 | $6,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15 | $6,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 164 | $6,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 166 | $6,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $6,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 437 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 139 | $6,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 375 | $6,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 866 | $6,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 218 | $6,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 50 | $6,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,010 | $6,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 245 | $6,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 150 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 262 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35 | $5,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 70 | $5,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $5,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200 | $5,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 500 | $5,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 897 | $5,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 504 | $5,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 205 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 202 | $5,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 200 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 140 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 139 | $5,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 494 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 38 | $5,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 175 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P900 | CALL | 14,000 | $5,000 | thousands by filing date | call |
| SVMK INC | 78489X953 | PUT | 5,000 | $5,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 80 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 136 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 250 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 26 | $4,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 91 | $4,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 54 | $4,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 337 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 200 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 420 | $4,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 100 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300 | $4,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 317 | $4,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 92 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 500 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,416 | $4,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 243 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 40 | $4,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 409 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 3,500 | $4,000 | thousands by filing date | call |
| JD.COM INC | 47215P956 | PUT | 6,000 | $4,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 250 | $4,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 100 | $4,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36 | $3,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 34 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 63 | $3,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 202 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 306 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 74 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 61 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,360 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 31 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 305 | $3,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 181 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 310 | $3,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $3,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 19 | $3,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120 | $3,000 | thousands by filing date | |
| MONGODB INC | 60937P956 | CL A | 800 | $3,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 53 | $3,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 600 | $3,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 33 | $3,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 400 | $3,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 84 | $3,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 74 | $2,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 53 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 109 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 103 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 112 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 35 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 459 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 224 | $2,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 24 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 127 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 55 | $2,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 63 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 105 | $2,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. | 05464T954 | PUT | 3,000 | $2,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 211 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 100 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 192 | $2,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 436 | $2,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 200 | $2,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 5,000 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 675 | $2,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 8,000 | $2,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 10,000 | $2,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 34 | $1,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8 | $1,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 29 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 98 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 15 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 33 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 341 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 112 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 15 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 16 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 26 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 31 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 23 | $1,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 74 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 15 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 46 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 28 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 100 | $1,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 64 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 28 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 49 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 100 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 62 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 428 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 250 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,000 | $1,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111907 | COM | 4,200 | $1,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 94 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACTL HLDG CO L | G11196905 | CALL | 4,000 | $1,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS BDC INC | 06759L103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 204 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALCOMM INC | 747525903 | CALL | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Enzo Biochem Inc | 294100102 | Common Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZUORA INC | 98983V106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 7,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUDERA INC | 18914U900 | COM | 16,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LEGACY RESVS INC COM | 524706108 | Stock | 3,388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-002957 | this filing | 2019-07-19 | acceptance time not in the bulk data set |