13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 346 holding rows worth $4,557,435,000.
- Accession
- 0001062993-19-002298
- Filer
- CIK 1326389
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 346 entries on the cover page, a total value of $4,557,435,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,557,432,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,350,000 | $663,828,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,000,000 | $612,360,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 50,000,000 | $207,185,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 55,000,000 | $90,054,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 30,000,000 | $71,125,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 43,900 | $51,508,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 30,000,000 | $46,487,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 30,000,000 | $46,219,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 145,500 | $44,476,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 39,025,000 | $43,970,000 | thousands by filing date | principal |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 900,000 | $42,093,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 900,000 | $39,951,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 500,000 | $38,575,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 3,751,182 | $38,337,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 227,000 | $37,839,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,535,496 | $36,744,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 435,000 | $34,395,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,500,000 | $33,960,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 599,700 | $33,907,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000,000 | $32,665,000 | thousands by filing date | principal |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 3,167,754 | $32,469,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 3,118,000 | $31,866,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 265,300 | $31,412,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 568,225 | $30,900,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 363,659 | $30,173,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,054,819 | $29,936,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 583,361 | $29,361,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 800,000 | $29,008,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 692,025 | $27,958,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 853,140 | $27,719,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,950,493 | $27,426,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 2,630,000 | $27,168,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 382,600 | $26,705,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 166,323 | $26,425,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 509,310 | $26,306,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 2,462,176 | $25,508,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 2,400,000 | $24,048,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 254,000 | $23,970,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 273,000 | $23,806,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 722,000 | $23,739,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 588,300 | $23,520,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 398,900 | $23,463,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,950,000 | $23,205,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,537,005 | $23,009,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,194,175 | $22,929,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 2,237,952 | $22,827,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 2,200,400 | $22,774,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,826,600 | $22,613,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 160,600 | $22,291,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 952,100 | $22,165,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,132,200 | $21,365,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 20,000 | $20,995,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 2,064,099 | $20,951,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 2,010,000 | $20,904,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 237,399 | $20,601,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 2,000,000 | $20,000,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 1,943,884 | $19,925,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,937,601 | $19,415,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 316,500 | $19,208,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 102,000 | $18,610,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 290,752 | $18,309,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150,000 | $18,302,000 | thousands by filing date | call |
| 8X8 INC | 282914100 | COMMON STOCK | 901,703 | $18,214,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10,400 | $18,147,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 640,199 | $17,804,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 1,709,979 | $17,442,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,673,000 | $16,713,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1,636,325 | $16,699,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1,607,000 | $16,552,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 300,000 | $16,314,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 1,541,700 | $16,296,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 1,600,000 | $16,128,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 1,581,004 | $15,873,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 80,300 | $15,861,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 469,600 | $15,783,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 1,539,700 | $15,690,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,551,250 | $15,590,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 157,200 | $15,516,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,500,000 | $15,375,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 1,445,800 | $15,109,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,217,706 | $15,036,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 200,000 | $14,964,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 80,000 | $14,596,000 | thousands by filing date | put |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 1,400,000 | $14,280,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,624,540 | $14,225,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 113,500 | $13,848,000 | thousands by filing date | put |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 10,000,000 | $13,636,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 250,000 | $13,582,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 9,000,000 | $13,348,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 100,000 | $13,338,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,220,315 | $13,204,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 1,250,000 | $12,688,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 1,200,000 | $12,336,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 9,000,000 | $12,054,000 | thousands by filing date | principal |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 1,166,380 | $12,037,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 1,200,000 | $12,000,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 507,501 | $11,799,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 1,120,000 | $11,368,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 150,000 | $11,332,000 | thousands by filing date | put |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 1,071,000 | $11,128,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 1,100,000 | $10,989,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 1,084,800 | $10,935,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,064,875 | $10,851,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,100,001 | $10,812,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 1,050,000 | $10,752,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 100,000 | $10,633,000 | thousands by filing date | put |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 995,000 | $10,527,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 1,036,706 | $10,523,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,000,000 | $10,490,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 231,400 | $10,487,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 1,000,000 | $10,450,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 1,000,000 | $10,320,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 10,000,000 | $10,173,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 7,500,000 | $10,085,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 512,356 | $10,042,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,000,000 | $10,040,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,558,069 | $9,987,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 8,500,000 | $9,976,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 225,038 | $9,884,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 996,300 | $9,873,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 300,000 | $9,747,000 | thousands by filing date | put |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 8,500,000 | $9,738,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 125,000 | $9,444,000 | thousands by filing date | call |
| FORTIS INC | 349553107 | COM | 250,000 | $9,248,000 | thousands by filing date | put |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 869,876 | $9,134,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 96,400 | $9,094,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827128 | CL A | 884,143 | $9,027,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 50,000 | $8,978,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 723,070 | $8,966,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150,000 | $8,726,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200,000 | $8,700,000 | thousands by filing date | call |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 860,799 | $8,694,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 8,000,000 | $8,534,000 | thousands by filing date | principal |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 819,405 | $8,350,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 781,310 | $8,063,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 3,228,549 | $7,910,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 5,000,000 | $7,664,000 | thousands by filing date | principal |
| ALLEGRO MERGER CORP | 01749N103 | COM | 750,000 | $7,448,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 711,110 | $7,445,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 700,000 | $7,300,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 625,803 | $7,284,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 520,000 | $7,129,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 250,000 | $7,105,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 93,800 | $7,087,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 132,000 | $6,964,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 5,000,000 | $6,161,000 | thousands by filing date | principal |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 571,400 | $5,885,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,000,000 | $5,680,000 | thousands by filing date | principal |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 550,000 | $5,555,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 530,769 | $5,292,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 500,000 | $5,108,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 500,000 | $5,045,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 500,000 | $5,040,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 476,300 | $5,039,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 500,000 | $5,020,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 123,398 | $4,977,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 500,000 | $4,975,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 500,000 | $4,950,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 162,531 | $4,868,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 150,000 | $4,864,000 | thousands by filing date | call |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 464,269 | $4,666,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 197,416 | $4,537,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 199,338 | $4,499,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 75,000 | $4,414,000 | thousands by filing date | put |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 412,000 | $4,157,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 12,500 | $4,127,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 399,900 | $4,071,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 325,312 | $4,024,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 621,874 | $3,980,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 505,200 | $3,920,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 380,000 | $3,914,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 49,843 | $3,844,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 163,252 | $3,786,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 360,000 | $3,733,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 349,200 | $3,702,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 100,000 | $3,699,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 61,700 | $3,631,000 | thousands by filing date | call |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 330,800 | $3,381,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 12,000 | $3,237,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 300,000 | $3,081,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35,000 | $3,046,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 300,000 | $3,024,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 270,000 | $3,010,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 297,235 | $2,984,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 82,000 | $2,933,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 3,000,000 | $2,923,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 275,000 | $2,819,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 346,455 | $2,765,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 275,000 | $2,760,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 15,000 | $2,740,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 259,250 | $2,722,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 268,500 | $2,706,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 50,000 | $2,691,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 250,000 | $2,620,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 301,220 | $2,563,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 250,000 | $2,542,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 246,500 | $2,482,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 243,138 | $2,409,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 240,000 | $2,398,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 45,000 | $2,390,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 240,000 | $2,388,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100,000 | $2,382,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $2,318,000 | thousands by filing date | call |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 3,519,324 | $2,288,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 241,100 | $2,278,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 58,000 | $2,229,000 | thousands by filing date | put |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 81,000 | $2,114,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 201,400 | $2,054,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 200,000 | $2,016,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A207 | UNIT 12/13/2023 | 200,000 | $2,006,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 275,379 | $2,005,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 665,917 | $1,925,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 49,910 | $1,867,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 75,000 | $1,825,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 171,509 | $1,820,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 15,000 | $1,775,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 168,300 | $1,744,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 1,936,588 | $1,743,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 130,000 | $1,722,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 164,150 | $1,610,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 259,564 | $1,600,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,488 | $1,550,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 150,000 | $1,550,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 150,000 | $1,504,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 285,714 | $1,497,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 140,000 | $1,462,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 139,100 | $1,449,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 75,000 | $1,425,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 250,000 | $1,412,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 1,222,935 | $1,406,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 390,000 | $1,404,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 50,000 | $1,378,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 300,000 | $1,341,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 4,586,854 | $1,330,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 854,765 | $1,299,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 25,000 | $1,241,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 1,695,000 | $1,220,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 9,200 | $1,213,000 | thousands by filing date | put |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 120,000 | $1,188,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 1,000,000 | $1,167,000 | thousands by filing date | principal |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 3,244,000 | $1,071,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,484 | $1,027,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 100,000 | $1,025,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 100,000 | $1,020,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 19,868 | $1,002,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 13,440 | $981,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A108 | COM | 100,000 | $979,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 2,910,094 | $960,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 1,000,000 | $944,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,177 | $934,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 60,000 | $892,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 30,000 | $825,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 80,000 | $808,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,948 | $791,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 74,750 | $736,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 35,000 | $717,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,000 | $716,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 95,000 | $687,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,207,400 | $664,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 369,654 | $569,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 352,999 | $519,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,924 | $511,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,871 | $509,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,589 | $507,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,882 | $507,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 42,900 | $506,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 28,248 | $505,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 50,000 | $504,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,968 | $503,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,341 | $495,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 184,600 | $489,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,328 | $480,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,797 | $478,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 40,000 | $466,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 723,510 | $463,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 1,200,000 | $432,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 30,000 | $411,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,503,400 | $406,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 34,200 | $403,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 366,667 | $403,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 3,202,613 | $402,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 500,000 | $390,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 1,681,258 | $387,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 1,352,714 | $384,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,652,400 | $380,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 26,319 | $342,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 1,225,000 | $331,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 200,000 | $330,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 1,587,827 | $318,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 461,368 | $314,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 883,392 | $309,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 827,614 | $290,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 1,075,000 | $280,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 200,000 | $276,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 1,622,000 | $276,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 630,625 | $271,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,000 | $269,000 | thousands by filing date | call |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 957,700 | $268,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 975,000 | $263,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 922,000 | $254,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 914,885 | $249,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 2,110,661 | $247,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,500 | $237,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 525,000 | $226,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 20,000 | $202,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 187,166 | $187,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 1,578,348 | $177,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 250,000 | $175,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 130,000 | $174,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 650,000 | $169,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 200,000 | $163,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 96,643 | $160,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 498,454 | $155,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 892,000 | $152,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 423,200 | $148,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 1,848,113 | $148,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 10,000 | $132,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 401,300 | $128,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 450,000 | $108,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 530,900 | $101,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,800 | $100,000 | thousands by filing date | put |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 200,000 | $88,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 282,400 | $85,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 137,500 | $74,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 210,000 | $68,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 321,657 | $64,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 214,992 | $64,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 240,000 | $60,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 401,300 | $58,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 40,000 | $57,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 180,000 | $56,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 771,396 | $54,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 162,000 | $50,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 99,500 | $49,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 500,000 | $45,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 100,000 | $38,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 200,000 | $36,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 125,000 | $31,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 240,000 | $29,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 162,000 | $26,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 50,000 | $19,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 110,000 | $18,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 180,000 | $18,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 18,990 | $7,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 40,000 | $6,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 1,213,715 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-002298 | this filing | 2019-05-15 | acceptance time not in the bulk data set |