13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-24, with 109 holding rows worth $1,332,710,000.
- Accession
- 0001062993-19-001843
- Filer
- CIK 1513006
- Filed
- 2019-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 109 entries on the cover page, a total value of $1,332,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,332,711,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,146,542 | $889,427,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 6,000,000 | $24,855,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 20,075,000 | $20,175,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,760,000 | $18,075,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,000,000 | $17,999,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,486,075 | $15,277,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,468,223 | $15,005,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,357,318 | $13,505,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,842,599 | $13,469,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 973,986 | $9,925,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 7,500,000 | $9,199,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 875,000 | $8,785,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 881,500 | $8,727,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,956,000 | $8,608,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 854,727 | $8,547,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 7,735,000 | $8,468,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,000,000 | $8,245,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 28,453 | $7,373,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5,048,000 | $7,205,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 693,340 | $6,899,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 5,000,000 | $6,720,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,714,000 | $6,310,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 32,250 | $6,235,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 5,000,000 | $6,226,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 605,689 | $6,178,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 4,385,000 | $5,945,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 5,913,000 | $5,905,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 557,267 | $5,628,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 50,000 | $5,283,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 6,000,000 | $5,108,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 505,000 | $5,085,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 498,999 | $4,860,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 4,555,000 | $4,764,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 446,100 | $4,492,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,738 | $4,426,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 432,500 | $4,412,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 45,000 | $4,367,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 30,400 | $3,945,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 62,998 | $3,901,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,761,000 | $3,901,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 3,277,000 | $3,572,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,550,000 | $3,550,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 4,028,000 | $3,538,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 346,500 | $3,458,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 326,000 | $3,332,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 1,000,000 | $3,268,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,000,000 | $3,175,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,000,000 | $3,110,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,000,000 | $3,068,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 3,000,000 | $3,006,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 294,282 | $2,972,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 280,000 | $2,853,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 15,788 | $2,838,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 67,000 | $2,769,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 279,991 | $2,730,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 264,090 | $2,681,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,500,000 | $2,572,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 252,158 | $2,532,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 2,500,000 | $2,470,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,810,000 | $2,461,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 2,300 | $2,410,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 228,589 | $2,359,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 228,496 | $2,296,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 218,770 | $2,205,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,000 | $2,103,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 210,101 | $2,086,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 185,164 | $1,946,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 1,500,000 | $1,915,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 60,000 | $1,904,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,494,000 | $1,721,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,930,000 | $1,627,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,500,000 | $1,615,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 185,000 | $1,611,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,529,000 | $1,538,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 146,106 | $1,436,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,084 | $1,340,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 10,000 | $1,339,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 2,500,000 | $1,285,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 125,000 | $1,239,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 10,000 | $1,208,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,000,000 | $1,133,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 20,000 | $1,106,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 110,299 | $1,085,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 100,000 | $995,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 100,000 | $980,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 95,072 | $934,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 24,500 | $932,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 75,000 | $736,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,700 | $709,000 | thousands by filing date | call |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 67,200 | $671,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 60,827 | $614,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 560,000 | $521,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 50,000 | $501,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 50,000 | $495,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,000 | $419,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 8,000 | $350,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 26,218 | $326,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,500 | $261,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 25,000 | $252,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 25,000 | $244,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 21,326 | $218,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,500 | $214,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 16,089 | $129,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 10,069 | $113,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 10,522 | $106,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,700 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 60,000 | $15,000 | thousands by filing date | call |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 49,900 | $11,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 30,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-001843 | this filing | 2019-04-24 | acceptance time not in the bulk data set |