13F-HR filed by Shamrock Asset Management LLC
Shamrock Asset Management LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-08, with 229 holding rows worth $66,164,000.
- Accession
- 0001062993-19-000547
- Filer
- CIK 1555909
- Filed
- 2019-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 229 entries on the cover page, a total value of $66,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $66,168,000 with VALUE read as thousands by filing date, 13F file number 028-15010. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 171,318 | $10,253,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 68,960 | $3,251,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,432 | $2,482,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 38,529 | $1,953,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,711 | $1,840,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 29,223 | $1,752,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 16,439 | $1,708,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,890 | $1,402,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 128,975 | $1,267,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,728 | $1,230,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,811 | $1,185,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 8,684 | $1,169,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 21,775 | $1,165,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,007 | $1,074,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 58,343 | $1,047,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,659 | $1,005,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,891 | $884,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,890 | $860,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 11,297 | $833,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,228 | $804,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,304 | $798,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,830 | $738,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,216 | $731,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,200 | $705,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,234 | $703,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,320 | $698,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,100 | $695,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,553 | $687,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,739 | $668,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 30,638 | $667,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 17,361 | $665,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,316 | $637,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 23,040 | $636,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,116 | $631,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,152 | $614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 13,193 | $601,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,178 | $592,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,365 | $577,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 24,485 | $575,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,068 | $520,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,240 | $516,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,460 | $502,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,858 | $474,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,350 | $463,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,791 | $451,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,683 | $446,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 23,708 | $440,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,930 | $433,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 54,439 | $416,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,618 | $407,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,800 | $384,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,051 | $357,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,249 | $353,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,080 | $324,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,614 | $316,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,280 | $302,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,664 | $302,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,661 | $301,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,539 | $297,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,166 | $295,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,663 | $288,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,503 | $262,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,642 | $259,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,890 | $258,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,901 | $241,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,220 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,533 | $224,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,256 | $222,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,357 | $210,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,223 | $205,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,543 | $202,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,637 | $196,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,475 | $194,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,038 | $179,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,563 | $178,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,826 | $174,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,756 | $165,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,726 | $161,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 601 | $157,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,730 | $155,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,607 | $139,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,547 | $122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 3,703 | $122,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,736 | $119,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,653 | $114,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,075 | $112,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 4,445 | $111,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 69 | $104,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 907 | $100,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,890 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 795 | $87,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,220 | $75,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,352 | $69,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,960 | $62,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 725 | $59,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 492 | $57,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 4,000 | $54,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 51 | $53,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,784 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,730 | $50,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 30,000 | $50,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 814 | $49,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 151 | $45,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 264 | $43,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 841 | $42,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 635 | $42,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,035 | $42,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 521 | $41,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,360 | $41,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,000 | $40,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 298 | $39,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 720 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 826 | $38,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 336 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 932 | $37,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 583 | $35,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 366 | $35,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 563 | $34,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 382 | $34,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 148 | $33,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 467 | $33,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 635 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 351 | $32,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 240 | $31,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 896 | $31,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 162 | $31,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,350 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,521 | $31,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 273 | $30,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,530 | $30,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 751 | $30,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 558 | $30,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 203 | $30,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 261 | $30,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 34 | $29,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 438 | $29,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 594 | $28,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 303 | $28,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 638 | $28,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 367 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 187 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 313 | $26,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 709 | $26,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 197 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 480 | $25,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 371 | $25,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,344 | $25,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 433 | $23,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $23,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50 | $22,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 85 | $21,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,172 | $21,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 102 | $21,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 212 | $20,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 396 | $19,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 380 | $19,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 160 | $18,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 96 | $18,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 244 | $17,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 337 | $17,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 283 | $17,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 640 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 120 | $15,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 304 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 138 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 482 | $14,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 279 | $13,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 333 | $13,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 172 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 79 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 300 | $12,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 66 | $11,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 466 | $11,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 645 | $11,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 74 | $10,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 247 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 990 | $9,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 81 | $8,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75 | $8,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 244 | $8,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 280 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 150 | $7,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33 | $6,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 197 | $6,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 24 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 168 | $6,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $5,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 50 | $5,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 244 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 200 | $5,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 50 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 146 | $4,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 52 | $3,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 25 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 100 | $3,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 14 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 87 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 305 | $2,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 16 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 30 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 16 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 66 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15 | $1,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,000 | $1,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E752 | DLY MSCI MX 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-000547 | this filing | 2019-02-08 | acceptance time not in the bulk data set |