13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-04, with 115 holding rows worth $750,304,000.
- Accession
- 0001062993-19-000478
- Filer
- CIK 1513006
- Filed
- 2019-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 115 entries on the cover page, a total value of $750,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $750,307,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,235,095 | $308,680,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 27,206,000 | $30,068,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 177,740 | $27,398,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 16,731,000 | $23,510,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,853,223 | $18,718,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,900 | $15,570,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 1,228,349 | $12,198,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,200,500 | $12,161,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 10,500,000 | $11,807,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 9,053,000 | $11,228,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,127,100 | $11,215,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 1,105,186 | $10,941,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,080,116 | $10,855,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 8,775,000 | $10,738,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,900,000 | $10,176,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 6,500,000 | $8,982,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 881,052 | $8,722,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,260,000 | $8,418,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 757,625 | $7,652,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 712,210 | $6,994,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 674,393 | $6,636,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 6,366,000 | $6,357,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,500,000 | $6,033,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 569,700 | $5,680,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 499,800 | $5,033,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 507,994 | $4,978,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,513,000 | $4,923,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 475,084 | $4,627,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 463,200 | $4,516,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 451,057 | $4,488,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 82,625 | $4,291,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 425,104 | $4,238,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 413,800 | $4,064,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 394,019 | $3,913,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 364,918 | $3,613,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,530,000 | $3,580,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,000 | $3,548,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 3,426,000 | $3,415,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 322,119 | $3,350,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 337,195 | $3,305,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 327,260 | $3,273,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 3,076,000 | $3,253,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,600 | $3,163,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 313,492 | $3,078,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 13,113 | $3,058,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 15,300 | $3,012,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 313,300 | $3,008,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,062,000 | $2,975,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,826,000 | $2,733,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 277,269 | $2,690,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 266,250 | $2,583,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 253,165 | $2,537,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,250 | $2,303,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,600,000 | $2,239,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 225,416 | $2,225,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 25,274 | $2,152,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,000,000 | $2,132,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,382,000 | $2,068,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 205,600 | $2,010,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 208,049 | $1,997,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 201,775 | $1,953,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,959,000 | $1,844,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 156,900 | $1,538,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,275 | $1,520,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 17,700 | $1,459,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 150,000 | $1,448,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 16,800 | $1,407,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,000,000 | $1,404,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 137,917 | $1,331,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 23,303 | $1,296,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 123,039 | $1,255,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 60,500 | $1,182,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,120,000 | $1,170,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,600 | $1,150,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 65,600 | $1,145,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 105,400 | $1,095,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 11,800 | $1,066,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 21,180 | $1,044,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 11,600 | $1,036,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 103,106 | $1,010,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 100,000 | $965,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 105,400 | $948,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 56,000 | $908,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,700 | $884,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 82,150 | $805,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 19,600 | $786,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 595,000 | $702,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 13,900 | $685,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,500 | $676,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1,000,000 | $645,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 700,000 | $612,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 98,500 | $538,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 29,000 | $535,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 50,000 | $500,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 86,400 | $493,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 50,000 | $490,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,300 | $484,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,200 | $421,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 12,000 | $399,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,000 | $394,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,000 | $290,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 26,800 | $270,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 24,670 | $247,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 25,200 | $246,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 98,500 | $236,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 200 | $208,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,369 | $149,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 25,200 | $132,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 100,000 | $100,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 47,000 | $46,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 50,000 | $20,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 27,500 | $16,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 30,000 | $8,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 32,155 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 86,400 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-19-000478 | this filing | 2019-02-04 | acceptance time not in the bulk data set |