13F-HR filed by Saba Capital Management, L.P.
Saba Capital Management, L.P. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 106 holding rows worth $1,944,480,000.
- Accession
- 0001062993-18-004682
- Filer
- CIK 1510281
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 106 entries on the cover page, a total value of $1,944,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,944,480,000 with VALUE read as thousands by filing date, 13F file number 028-14282. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,800,000 | $182,106,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,300,000 | $131,521,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 976,122 | $98,754,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,000,000 | $97,300,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 1,000,000 | $72,030,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 8,684,018 | $69,212,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 2,436,646 | $60,380,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,552,539 | $57,726,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 6,562,620 | $57,620,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 500,000 | $57,185,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 300,000 | $53,025,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,655,456 | $52,711,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,701,646 | $50,940,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 186,700 | $49,433,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40,000 | $48,283,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 4,079,990 | $45,451,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300,000 | $45,363,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 6,319,009 | $40,063,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 3,600,542 | $36,005,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300,000 | $32,187,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 8,237,198 | $28,501,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 550,000 | $28,358,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 482,700 | $26,332,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,782,600 | $25,349,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 109,800 | $24,786,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 5,437,160 | $23,380,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,630,804 | $23,061,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,031,927 | $22,758,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,615,800 | $22,540,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,566,891 | $21,733,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 296,378 | $21,348,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 600,000 | $19,812,000 | thousands by filing date | put |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,676,516 | $17,620,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 500,000 | $16,805,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 700,000 | $16,646,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 434,113 | $16,058,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 125,276 | $13,441,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 526,800 | $12,396,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 243,178 | $11,831,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 936,265 | $11,460,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 804,871 | $11,035,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 951,332 | $10,807,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 759,617 | $10,741,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 67,608 | $10,223,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 896,769 | $9,820,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,333,509 | $9,731,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 663,967 | $9,468,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,239,300 | $8,799,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 596,939 | $8,685,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 153,460 | $7,912,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,894 | $7,034,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 766,597 | $6,884,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 710,804 | $6,163,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 691,052 | $5,929,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,505,498 | $5,161,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 155,812 | $5,145,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 349,538 | $5,110,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 148,083 | $4,977,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 452,640 | $4,757,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 346,011 | $4,533,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 656,866 | $3,547,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 323,962 | $3,525,000 | thousands by filing date | |
| PARKER DRILLING CO. | 701081408 | COM | 1,087,568 | $3,241,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 120,000 | $3,238,000 | thousands by filing date | put |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 246,525 | $3,106,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,324 | $2,782,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 161,214 | $2,378,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,019,349 | $2,243,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 96,494 | $1,891,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 158,757 | $1,850,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 96,400 | $1,816,000 | thousands by filing date | put |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 174,003 | $1,730,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 134,376 | $1,603,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 55,936 | $1,509,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 112,034 | $1,426,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 98,274 | $1,229,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,127,464 | $1,091,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,911 | $883,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 63,725 | $820,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 78,149 | $814,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 75,051 | $774,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 107,328 | $762,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 62,968 | $719,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 102,048 | $715,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 50,000 | $698,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 172,768 | $681,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,882 | $594,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 50,419 | $566,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 59,698 | $525,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 107,281 | $482,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 15,970 | $366,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 29,148 | $304,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 238,772 | $253,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 29,700 | $251,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 36,556 | $225,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,095 | $190,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 58,265 | $185,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,535 | $184,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,821 | $176,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 16,112 | $155,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,670 | $152,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 36,822 | $151,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,000 | $93,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,058 | $67,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 67,703 | $54,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 1,981,077 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004682 | this filing | 2018-11-14 | acceptance time not in the bulk data set |