13F-HR filed by Sunbelt Securities, Inc.
Sunbelt Securities, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 222 holding rows worth $186,784,000.
- Accession
- 0001062993-18-004667
- Filer
- CIK 1632932
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 222 entries on the cover page, a total value of $186,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,789,000 with VALUE read as thousands by filing date, 13F file number 028-16583. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 20,180 | $4,556,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,873 | $4,469,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 23,335 | $4,134,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,931 | $4,078,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,268 | $3,642,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,758 | $3,521,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,083 | $3,507,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,780 | $3,289,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 100,385 | $3,276,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 27,353 | $3,111,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,890 | $3,075,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 280,920 | $3,000,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,621 | $2,944,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,891 | $2,799,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 55,902 | $2,720,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,184 | $2,595,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 56,736 | $2,500,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 74,293 | $2,495,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,048 | $2,494,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 160,961 | $2,482,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 32,924 | $2,372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 78,203 | $2,323,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 35,009 | $2,251,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 120,027 | $2,236,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 18,452 | $2,097,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,174 | $2,038,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,754 | $1,985,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 110,946 | $1,967,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,032 | $1,845,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 36,798 | $1,809,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,051,100 | $1,787,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 8,139 | $1,642,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,498 | $1,598,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,442 | $1,591,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,303 | $1,543,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 26,562 | $1,464,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 25,959 | $1,459,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,845 | $1,362,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,235 | $1,349,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,016 | $1,319,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,879 | $1,298,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 25,844 | $1,290,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,440 | $1,264,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,657 | $1,173,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 117,875 | $1,155,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,291 | $1,135,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32,563 | $1,131,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 38,252 | $1,127,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,430 | $1,125,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,484 | $1,104,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,879 | $1,097,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,791 | $1,067,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,521 | $1,042,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,818 | $1,027,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,917 | $1,009,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,022 | $998,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,850 | $962,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,241 | $949,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,194 | $899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 13,983 | $885,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,685 | $857,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,464 | $814,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,034 | $813,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 341,198 | $802,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,856 | $760,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,588 | $742,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,962 | $731,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,807 | $712,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,995 | $700,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,140 | $694,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,945 | $690,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,822 | $678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 18,105 | $668,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 27,670 | $667,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,512 | $645,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,583 | $645,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,626 | $641,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,028 | $620,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,901 | $620,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,847 | $620,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,209 | $616,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,240 | $613,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,120 | $613,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,649 | $611,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,890 | $597,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,548 | $593,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 14,572 | $588,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,264 | $586,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,940 | $584,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,185 | $581,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 32,687 | $575,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 20,653 | $567,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,153 | $560,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 23,853 | $552,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 11,731 | $549,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,750 | $542,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,250 | $541,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 35,338 | $539,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,386 | $534,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,218 | $524,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 11,027 | $520,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,320 | $501,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,855 | $492,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,590 | $489,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 409 | $488,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,938 | $481,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,135 | $478,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,980 | $477,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,752 | $473,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,697 | $469,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,714 | $460,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,717 | $460,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,210 | $459,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,934 | $456,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,130 | $455,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,035 | $454,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,613 | $453,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 989 | $450,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,016 | $448,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 14,900 | $440,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,088 | $439,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,414 | $436,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,795 | $436,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,185 | $435,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,701 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,764 | $432,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 9,952 | $431,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,757 | $430,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,900 | $424,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 346 | $418,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,746 | $414,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,610 | $414,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,889 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,166 | $401,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 10,066 | $397,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,110 | $394,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,119 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,473 | $389,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,250 | $389,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,079 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,123 | $378,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,653 | $377,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,232 | $374,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,297 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,505 | $365,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,870 | $363,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,770 | $359,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,286 | $345,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,987 | $344,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 36,837 | $341,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,300 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,848 | $337,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,601 | $336,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,620 | $332,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,385 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,793 | $326,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,223 | $324,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,138 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,454 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,563 | $320,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,729 | $319,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 12,702 | $319,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,978 | $316,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 644 | $304,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,736 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,491 | $293,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 774 | $290,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,396 | $283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,700 | $282,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,600 | $281,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 12,758 | $280,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,848 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,701 | $269,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,417 | $266,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,249 | $264,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,694 | $262,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,136 | $261,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,452 | $261,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,727 | $258,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,894 | $258,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,342 | $256,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,182 | $255,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,388 | $255,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,191 | $251,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,656 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,902 | $247,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,024 | $246,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,907 | $245,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,469 | $245,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,875 | $243,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,381 | $243,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,351 | $241,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,506 | $238,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,121 | $238,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,041 | $234,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,615 | $229,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,200 | $228,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 6,445 | $228,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 32,250 | $227,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,589 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,773 | $224,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,089 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,090 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,000 | $215,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,146 | $213,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,306 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,210 | $206,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,332 | $204,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,985 | $203,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,424 | $202,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,908 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,744 | $201,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,030 | $192,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,033 | $170,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 64,000 | $147,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,797 | $122,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 15,781 | $115,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 15,500 | $98,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,330 | $96,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,194 | $86,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,000 | $77,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,500 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004667 | this filing | 2018-11-14 | acceptance time not in the bulk data set |