13F-HR filed by Capital Directions Investment Advisors, LLC
Capital Directions Investment Advisors, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 157 holding rows worth $329,531,000.
- Accession
- 0001062993-18-004664
- Filer
- CIK 1427684
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 157 entries on the cover page, a total value of $329,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,532,000 with VALUE read as thousands by filing date, 13F file number 028-13057. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,237,877 | $84,163,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,999,310 | $76,454,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 301,197 | $50,767,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 135,742 | $31,620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 382,274 | $25,803,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 73,022 | $7,882,000 | thousands by filing date | |
| VTI | 922908769 | COM | 44,522 | $6,663,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 141,102 | $6,056,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 29,831 | $4,653,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 22,813 | $2,889,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 73,479 | $2,811,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,043 | $2,647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 19,902 | $1,856,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 12,860 | $1,744,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 20,387 | $1,546,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,349 | $1,366,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,502 | $1,190,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 18,513 | $1,153,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,724 | $951,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 3,486 | $938,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,738 | $796,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,271 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,529 | $735,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,032 | $699,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,386 | $625,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,697 | $601,000 | thousands by filing date | |
| VANGUARD TAX-MGD CAP APPREC | 921943866 | MFD | 3,834 | $573,000 | thousands by filing date | |
| VANGUARD GROWTH INDEX (ADM) | 922908660 | MFD | 6,805 | $564,000 | thousands by filing date | |
| VANGUARD TAX-MGD SMALL CAP | 921943403 | MFD | 7,845 | $549,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,186 | $412,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,307 | $353,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,255 | $351,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,986 | $331,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 3,889 | $283,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,089 | $279,000 | thousands by filing date | |
| NASDAQ 100TR | 631100104 | UNIT SER 1 | 1,488 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,636 | $270,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,366 | $265,000 | thousands by filing date | |
| Invesco BulletShares 2025 Corp Bond | 73939W821 | COM | 13,065 | $259,000 | thousands by filing date | |
| Invesco BulletShares 2024 Corp Bond | 73939W847 | COM | 12,854 | $258,000 | thousands by filing date | |
| Invesco BulletShares 2023 Corp Bond | 73939W862 | COM | 12,766 | $258,000 | thousands by filing date | |
| Invesco BulletShares 2022 Corp Bond | 73939W888 | COM | 12,487 | $258,000 | thousands by filing date | |
| Invesco BulletShares 2021 Corp Bond | 73939W706 | COM | 12,441 | $258,000 | thousands by filing date | |
| Vanguard Small Cap Value Index Admiral | 921937686 | Mutual Fund | 4,246 | $254,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,599 | $231,000 | thousands by filing date | |
| Vericimetry US Sm Cap | 92343G107 | COM | 10,523 | $222,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,893 | $201,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,727 | $195,000 | thousands by filing date | |
| American Expres | 025816BB4 | COM | 172,000 | $177,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,680 | $176,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,030 | $173,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,005 | $158,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 5,631 | $157,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 3,960 | $133,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,724 | $131,000 | thousands by filing date | |
| iShares Dow Jones Total Market Index | 464207846 | COM | 878 | $128,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 709 | $119,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,380 | $111,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 517 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 6,105 | $107,000 | thousands by filing date | |
| PIMCO TOTAL RETURN A | 693390445 | USD | 10,715 | $106,000 | thousands by filing date | |
| At&T Inc Notes | 00206RAR3 | COM | 105,000 | $106,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 9,811 | $103,000 | thousands by filing date | |
| Vanguard Select Value Fund | 921946109 | Mutual Fund | 3,349 | $100,000 | thousands by filing date | |
| VANGUARD INDEX SM CAP STK PT | 922908702 | MUT | 1,249 | $97,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 672 | $96,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 3,090 | $90,000 | thousands by filing date | |
| Pimco High Yield Fun-Instl | 693390841 | SH BEN INT | 10,113 | $89,000 | thousands by filing date | |
| SCHWAB CAP TR | 808509699 | HEDGED EQT SEL | 5,049 | $89,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 394 | $87,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 620 | $87,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,455 | $84,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,200 | $82,000 | thousands by filing date | |
| Vanguard PRIMECAP Core Inv | 921921508 | OTHER | 6,438 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,554 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 780 | $78,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,455 | $76,000 | thousands by filing date | |
| Schwab Intl Index Fd-Sel | 000808510 | COM | 3,586 | $74,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,273 | $73,000 | thousands by filing date | |
| VANGUARD MID CAP GRTH INDEX | 922908546 | FUND | 1,296 | $73,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 431 | $72,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,155 | $67,000 | thousands by filing date | |
| VANGUARD GLOBAL (EQUITY INVESTOR CL) | 922038203 | SHS | 4,050 | $67,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 179 | $66,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 795 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,100 | $62,000 | thousands by filing date | |
| Bank Of America | 06051GDZ9 | COM | 60,000 | $62,000 | thousands by filing date | |
| Pepsico Inc | 713448BR8 | COM | 60,000 | $60,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 512 | $57,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 349 | $57,000 | thousands by filing date | |
| Gen Elec Cap Corp | 36962G4J0 | COM | 50,000 | $51,000 | thousands by filing date | |
| VANGUARD HEALTH CARE FUND | 921908307 | OPEN END TAXABLE NO LOAD FUND | 217 | $50,000 | thousands by filing date | |
| JP MORGAN CHASE | 46625HJR2 | Convertible/ | 50,000 | $50,000 | thousands by filing date | |
| EATON VANCE FLOATING RATE ADV | 277911533 | NTF BOND FUNDS | 5,365 | $49,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 630 | $48,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,089 | $47,000 | thousands by filing date | |
| Vanguard Growth Index | 922908504 | FUND | 543 | $45,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,051 | $44,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 239 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 500 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,121 | $40,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 434 | $38,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 923 | $38,000 | thousands by filing date | |
| T ROWE PRICE DIVERSIFIED SMALL | 779917103 | COM | 889 | $36,000 | thousands by filing date | |
| BOEING | 097023AW5 | Stock | 35,000 | $35,000 | thousands by filing date | |
| Vanguard Inflation Protected Securities Fund | 922031737 | Mutual Fund | 1,232 | $31,000 | thousands by filing date | |
| VANGUARD WINDSOR II INV | 922018205 | EQUITY FUNDS | 744 | $30,000 | thousands by filing date | |
| Ishares Tr Cohen & Steer | 449243104 | COM | 279 | $28,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 500 | $26,000 | thousands by filing date | |
| Barclays Bk Plc | 06738JBG8 | COM | 25,000 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 928 | $24,000 | thousands by filing date | |
| VANGUARD CAPITAL OPPORTUNITY FUND INVESTOR SHARES | 922038302 | OPEN END TAXABLE NO LOAD FUND | 307 | $23,000 | thousands by filing date | |
| VANGUARD PRIMECAP INV | 921936100 | MFC | 155 | $23,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AU5 | NOTE M/W CLBL | 20,000 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL | 38141EA58 | NOTE M/W CLBL | 20,000 | $21,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 393 | $20,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 294 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS GRP INC MTN BE 7.5percent 02152019 | 38141EA25 | Corporate Bond | 20,000 | $20,000 | thousands by filing date | |
| INVESCO AMERICAN FRANCHISE A | 00142J578 | MFA | 802 | $19,000 | thousands by filing date | |
| FORD MOTOR CO 7.45 31 DUE 07/16/31 | 345370CA6 | CORPORATE BONDS | 15,000 | $17,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 611 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 264 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 500 | $15,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE-TERM INV | 922031885 | COM | 1,640 | $15,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 36962G4D3 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 2.625percent 01312019 | 38145XAA1 | Corporate Bond | 15,000 | $15,000 | thousands by filing date | |
| VANGUARD EMERGING MKTS STOCK INDEX | 922042304 | COMMON | 564 | $14,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 96 | $13,000 | thousands by filing date | |
| VANGUARD INFLATION-PROTECTED SECS INV | 922031869 | BOND FUNDS | 907 | $12,000 | thousands by filing date | |
| LEGG MASON CLEARBRIDGE SMALL CAP GROWTH FUND CLASS I | 52470H765 | Mutual Fund | 256 | $12,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 200 | $11,000 | thousands by filing date | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 95 | $11,000 | thousands by filing date | |
| DWS EAFE Equity Index Inst | 25158X104 | COM | 1,736 | $11,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $8,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE INV | 922031406 | Mutual Fund | 802 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $6,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50 | $5,000 | thousands by filing date | |
| DWS Rreef Global Real Estate | 23336Y649 | COM | 610 | $5,000 | thousands by filing date | |
| Morgan Stanley | 61747YCG8 | COM | 5,000 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 416 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 168 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 60 | $3,000 | thousands by filing date | |
| Touchstone Sands Capital | 89155J104 | COM | 106 | $3,000 | thousands by filing date | |
| Banc Of Amer Fdg | 05946XTP8 | COM | 15,000 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOMEDICS INC | 452907108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937603 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PGIM SHORT-TERM CORPORATE BOND Z | 74441R508 | NTF BOND FUNDS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCW Emerging Markets Income Fu | 87234N765 | MF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPPENHEIMER INTERNATIONAL | 68380T509 | MUTUAL FUNDS - | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHWAREHOUSE.COM | 42227G202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lord Abbett Inflation | 54400U403 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004664 | this filing | 2018-11-14 | acceptance time not in the bulk data set |