13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 348 holding rows worth $5,161,034,000.
- Accession
- 0001062993-18-004643
- Filer
- CIK 1326389
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 348 entries on the cover page, a total value of $5,161,034,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,161,031,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,745,000 | $798,026,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,500,000 | $589,925,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 50,000,000 | $226,558,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 680,000 | $112,037,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 40,000,000 | $92,399,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 60,000,000 | $90,960,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 300,000 | $87,216,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 35,000,000 | $57,260,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 30,000,000 | $55,087,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 30,000,000 | $54,246,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 30,000,000 | $50,813,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,873,514 | $46,542,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 39,025,000 | $41,955,000 | thousands by filing date | principal |
| IHS MARKIT LTD | G47567105 | SHS | 775,200 | $41,830,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 233,072 | $41,412,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 616,100 | $37,533,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 859,300 | $37,345,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 3,089,056 | $36,080,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28,800 | $34,372,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 389,583 | $34,326,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,047,300 | $33,168,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 3,171,070 | $33,138,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 25,000,000 | $32,510,000 | thousands by filing date | principal |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 3,144,759 | $31,825,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 190,000 | $31,304,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 278,400 | $30,958,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 279,000 | $30,495,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 3,000,000 | $30,450,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 185,000 | $30,425,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 256,000 | $30,182,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 1,031,240 | $29,225,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 25,000,000 | $28,101,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 48,917,000 | $26,977,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 250,000 | $26,612,000 | thousands by filing date | put |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,950,493 | $26,287,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 25,000,000 | $26,067,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 80,900 | $25,321,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 509,735 | $24,635,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 2,391,100 | $24,222,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 114,900 | $23,802,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 250,000 | $23,442,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 2,250,000 | $23,130,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,033,687 | $23,062,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 15,000,000 | $22,722,000 | thousands by filing date | principal |
| TAPESTRY INC COM | 876030107 | Stock | 451,240 | $22,684,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 2,200,400 | $22,664,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 279,559 | $22,119,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 812,260 | $21,996,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 2,094,119 | $21,884,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 2,171,900 | $21,632,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 781,500 | $21,554,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 2,133,000 | $20,967,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 687,113 | $20,249,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 177,000 | $19,959,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,979,197 | $19,752,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 436,406 | $19,289,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 108,300 | $18,990,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 128,241 | $18,892,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,937,601 | $18,601,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,644,077 | $17,855,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 260,000 | $17,425,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 1,695,000 | $17,221,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 1,692,667 | $17,197,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,682,468 | $16,993,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1,704,968 | $16,981,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,111,511 | $16,892,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 1,490,900 | $16,653,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1,607,000 | $16,263,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 300,000 | $16,188,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 324,600 | $16,181,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 1,520,000 | $16,142,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 1,541,700 | $16,003,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 820,400 | $15,965,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 483,000 | $15,886,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,808,387 | $15,811,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 227,700 | $15,611,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 1,525,000 | $15,555,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1,583,688 | $15,552,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 673,700 | $15,226,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 458,800 | $15,205,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,500,000 | $15,195,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 1,549,900 | $15,126,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 600,000 | $15,114,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 179,600 | $15,056,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 260,000 | $15,036,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,491,500 | $15,034,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 10,000,000 | $15,033,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 250,500 | $15,017,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,834,664 | $14,989,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 737,500 | $14,942,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 1,445,800 | $14,819,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 694,300 | $14,754,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 130,700 | $14,604,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 1,338,500 | $14,556,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 1,386,173 | $14,482,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 10,000,000 | $14,478,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 250,000 | $14,458,000 | thousands by filing date | call |
| MATLIN & PARTNE | 57682V205 | Common Stock | 1,332,540 | $14,351,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,600,824 | $14,305,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 1,397,149 | $14,237,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 150,000 | $14,066,000 | thousands by filing date | call |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,404,250 | $13,628,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 1,398,014 | $13,589,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 1,363,300 | $13,565,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 1,269,858 | $13,494,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,617,537 | $13,426,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 1,309,000 | $13,352,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,715,000 | $12,951,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 1,250,000 | $12,938,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 1,245,871 | $12,920,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 1,200,000 | $12,120,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 10,000,000 | $12,072,000 | thousands by filing date | principal |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 1,232,979 | $11,972,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 1,166,380 | $11,894,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 300,000 | $11,793,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 10,000,000 | $11,625,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,142,426 | $11,584,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 631,000 | $11,238,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 160,326 | $11,218,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100,000 | $11,120,000 | thousands by filing date | put |
| OPES ACQUISITION CORP | 68373P100 | COM | 1,120,000 | $11,032,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 1,071,000 | $11,010,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 689,995 | $11,005,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,000,000 | $10,729,000 | thousands by filing date | principal |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 995,855 | $10,646,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 1,080,000 | $10,530,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 1,084,800 | $10,501,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 1,014,707 | $10,472,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 258,300 | $10,466,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 330,000 | $10,372,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,000,000 | $10,370,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 995,000 | $10,248,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 1,000,000 | $10,200,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 998,744 | $10,117,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 971,700 | $9,814,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 903,710 | $9,805,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 200,000 | $9,764,000 | thousands by filing date | put |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 966,150 | $9,758,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,000,000 | $9,750,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,500,000 | $9,705,000 | thousands by filing date | principal |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 1,000,000 | $9,570,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 899,002 | $9,556,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 874,652 | $9,394,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 900,000 | $9,243,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 869,876 | $8,942,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 859,000 | $8,684,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 777,400 | $8,452,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 804,800 | $8,362,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 814,875 | $8,075,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 819,405 | $8,046,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200,000 | $8,010,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 781,255 | $7,969,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,371,628 | $7,818,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 559,873 | $7,726,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 276,300 | $7,717,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 5,000,000 | $7,668,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 45,000 | $7,401,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 182,500 | $7,384,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 711,110 | $7,360,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 341,851 | $7,111,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 490,200 | $6,838,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 5,000,000 | $6,509,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100,000 | $5,963,000 | thousands by filing date | call |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 599,900 | $5,945,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 5,000,000 | $5,817,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 500,000 | $5,430,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 266,200 | $5,308,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,500,000 | $5,299,000 | thousands by filing date | principal |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 506,600 | $5,147,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 514,000 | $5,145,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 45,860 | $5,133,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 500,000 | $5,105,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 500,000 | $5,105,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 112,057 | $5,054,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 500,000 | $4,950,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 823,500 | $4,743,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 468,300 | $4,688,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 173,700 | $4,673,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 458,000 | $4,649,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 101,254 | $4,602,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 299,800 | $4,587,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 426,300 | $4,514,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 100,000 | $4,425,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 503,857 | $4,424,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 556,170 | $4,283,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 400,000 | $4,080,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 160,440 | $4,041,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 420,000 | $3,990,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 134,000 | $3,985,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 365,000 | $3,978,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 170,000 | $3,884,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 405,769 | $3,879,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,320,046 | $3,749,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 349,200 | $3,736,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 327,100 | $3,729,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 386,594 | $3,711,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 46,500 | $3,671,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 360,000 | $3,658,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 350,000 | $3,658,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 2,384,794 | $3,577,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,500,000 | $3,566,000 | thousands by filing date | principal |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 340,000 | $3,482,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 301,000 | $3,347,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 150,000 | $3,321,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 295,000 | $3,245,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 312,000 | $3,239,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100,000 | $3,043,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 300,000 | $3,039,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 2,667,578 | $2,934,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 45,000 | $2,916,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 297,235 | $2,886,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 216,100 | $2,874,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 275,000 | $2,819,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 1,167,899 | $2,745,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 60,000 | $2,737,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 259,250 | $2,722,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 15,000 | $2,719,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,708,765 | $2,717,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 285,714 | $2,700,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 275,000 | $2,681,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 258,400 | $2,636,000 | thousands by filing date | call |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 268,500 | $2,596,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 246,300 | $2,555,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 101,662 | $2,507,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 225,000 | $2,502,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 225,000 | $2,475,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 250,000 | $2,425,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 225,000 | $2,308,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 100,000 | $2,300,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 16,000 | $2,289,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 230,000 | $2,224,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 219,200 | $2,153,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 39,100 | $2,054,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 75,000 | $2,050,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $2,044,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 35,000 | $2,041,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 41,300 | $2,009,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 200,000 | $1,964,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 100,690 | $1,936,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 70,000 | $1,916,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 287,400 | $1,882,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 1,732,879 | $1,733,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,000 | $1,691,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 137,500 | $1,552,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 431,474 | $1,532,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 3,371,400 | $1,514,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 50,000 | $1,478,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 45,000 | $1,470,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 1,000,000 | $1,450,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 107,900 | $1,446,000 | thousands by filing date | call |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 140,000 | $1,446,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 40,000 | $1,379,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 1,792,500 | $1,344,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 1,216,760 | $1,338,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 842,500 | $1,285,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 3,192,613 | $1,277,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 164,600 | $1,202,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 159,708 | $1,182,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 100,000 | $1,086,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 26,500 | $1,074,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 100,000 | $1,020,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 250,618 | $1,005,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 600,000 | $975,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 75,000 | $974,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 4,799,047 | $960,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 63,541 | $959,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 100,000 | $953,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,000 | $950,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 1,796,500 | $943,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 90,000 | $906,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 47,500 | $902,000 | thousands by filing date | call |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 1,000,000 | $889,000 | thousands by filing date | principal |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 600,885 | $889,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 76,100 | $868,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 1,840,745 | $865,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 386,272 | $819,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 98,500 | $799,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 70,000 | $776,000 | thousands by filing date | call |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 2,110,661 | $739,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 35,000 | $733,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 25,000 | $697,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 600,000 | $696,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 1,343,518 | $685,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 565,903 | $673,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,000,000 | $660,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 500,000 | $635,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 490,450 | $616,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 1,200,000 | $600,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,377,500 | $579,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 1,089,900 | $567,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 39,000 | $496,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,000 | $473,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 42,400 | $470,000 | thousands by filing date | put |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 952,750 | $462,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 45,000 | $453,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 80,000 | $452,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 18,099 | $451,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 323,566 | $450,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 1,063,333 | $425,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 15,000 | $423,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 41,287 | $421,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 50,000 | $418,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 65,000 | $413,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 800,000 | $368,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 1,645,113 | $362,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 1,000,000 | $360,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 663,300 | $351,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 868,400 | $330,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 850,000 | $298,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 200,000 | $296,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 914,885 | $288,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 534,300 | $283,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 187,166 | $273,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 539,400 | $270,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,382 | $267,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 200,000 | $257,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,000 | $255,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 715,959 | $215,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 400,000 | $186,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 450,000 | $180,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 800,948 | $175,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 322,725 | $160,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 457,000 | $160,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 250,000 | $150,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 137,500 | $147,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 100,000 | $135,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 282,400 | $126,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 200,000 | $118,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 199,600 | $118,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 40,000 | $101,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 53,333 | $93,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 175,000 | $91,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 200,000 | $88,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 200,000 | $83,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 50,000 | $82,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 556,545 | $75,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 56,400 | $72,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 771,396 | $69,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 180,000 | $65,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 180,000 | $48,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 588,200 | $35,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 85,000 | $34,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 110,000 | $32,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 24,411 | $31,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 50,000 | $30,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 50,000 | $28,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 18,990 | $12,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 20,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004643 | this filing | 2018-11-14 | acceptance time not in the bulk data set |